{ "crd_number": 321985, "slug": "investx-asset-management-llc-new-york-ny-321985", "primary_business_name": "INVESTX ASSET MANAGEMENT LLC", "legal_name": "INVESTX ASSET MANAGEMENT LLC", "dbas": [], "city": "New York", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2026-08-06", "years_registered": 0, "period": "2026-10-01", "filing_date": "2026-09-10", "carried_forward": false, "raum_total": 206754903.0, "raum_discretionary": 206754903.0, "raum_non_discretionary": 0.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 18, "advisory_employees": 16, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 206754903.0, "count": 17 } }, "compensation_types": [ "fixed", "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [], "websites": [ "https://investx.com", "https://linkedin.com/company/investx-capital-ltd", "https://x.com/InvestXCapital" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/321985", "city_as_filed": "NEW YORK", "url": "https://advisorcensus.com/firm/investx-asset-management-llc-new-york-ny-321985", "display_name": "Investx Asset Management LLC", "summary": "Investx Asset Management LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 10, 2026.", "citation": "AdvisorCensus. Investx Asset Management LLC (CRD 321985): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Fixed fees (other than subscription fees)", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Investx Asset Management LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Investx Asset Management LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Investx Asset Management LLC located?", "a": "Investx Asset Management LLC's principal office is in New York, NY, according to its Form ADV; the October 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Investx Asset Management LLC registered with the SEC or a state?", "a": "Investx Asset Management LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 321985." }, { "q": "How much does Investx Asset Management LLC manage?", "a": "Investx Asset Management LLC reports $206,754,903 in regulatory assets under management in its Form ADV filing dated September 10, 2026 (100% discretionary)." }, { "q": "What types of clients does Investx Asset Management LLC serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (17)." }, { "q": "Does Investx Asset Management LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/321985" }, { "q": "What changed in Investx Asset Management LLC's recent Form ADV filings?", "a": "In the July 2026 filing data: Changed its office addresses in Vancouver, British Columbia." } ], "filing_history": [ { "period": "2022-10-01", "regulatory_assets_under_management": null, "total_employees": null, "filing_date": "2022-05-18" }, { "period": "2023-10-01", "regulatory_assets_under_management": null, "total_employees": null, "filing_date": "2023-02-24" }, { "period": "2024-10-01", "regulatory_assets_under_management": null, "total_employees": null, "filing_date": "2024-03-28" }, { "period": "2025-10-01", "regulatory_assets_under_management": null, "total_employees": null, "filing_date": "2025-04-03" }, { "period": "2026-10-01", "regulatory_assets_under_management": 206754903.0, "total_employees": 18, "filing_date": "2026-09-10" } ], "recent_changes": [ { "period": "2026-07-01", "period_label": "July 2026", "notes": [ "Changed its office addresses in Vancouver, British Columbia." ] }, { "period": "2026-02-01", "period_label": "February 2026", "notes": [ "Added an office in Vancouver, British Columbia.", "No longer lists an office in New York, NY.", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/investx-asset-management-llc-new-york-ny-321985.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 17, "fewer_than_5": false, "raum": 206754903.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/321985", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }