# Investors Mosaic

> Investors Mosaic is an SEC-registered investment advisory firm, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 168619
- Filed as: INVESTORS MOSAIC
- Legal name: Investors Mosaic, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/168619
- AdvisorCensus page: https://advisorcensus.com/firm/investors-mosaic-168619

## Quick answers

**How is Investors Mosaic compensated?**
On its Form ADV (Item 5.E, October 2026), Investors Mosaic reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Investors Mosaic registered with the SEC or a state?**
Investors Mosaic is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 168619.

**How much does Investors Mosaic manage?**
Investors Mosaic reports $192,063,361 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**How have Investors Mosaic's assets and staff changed since 2024?**
In the Form ADV data for Investors Mosaic: Regulatory assets under management: $119,500,935 in the October 2024 data and $192,063,361 in the October 2026 data, up 61%. Total employees: 2 in October 2024 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Investors Mosaic serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (26); individuals (other than high net worth individuals) (7).

**Which custodians does Investors Mosaic use?**
Investors Mosaic's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Investors Mosaic report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/168619

**What changed in Investors Mosaic's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $148,402,354 to $192,063,361 (+29%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $192,063,361
- Discretionary: $192,063,361
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 7 | $2,489,310 |
| High net worth individuals | 26 | $182,935,550 |
| Charitable organizations | Fewer than 5 | $5,853,032 |
| Corporations or other businesses not listed above | Fewer than 5 | $785,469 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2024 (2 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NC, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- investorsmosaic.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $119,500,935 | 2 | May 1, 2024 |
| October 2025 | $148,402,354 | 2 | March 31, 2025 |
| October 2026 | $192,063,361 | 2 | March 30, 2026 |

Regulatory assets under management: $119,500,935 in the October 2024 data and $192,063,361 in the October 2026 data, up 61%.
Total employees: 2 in October 2024 and 2 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $148,402,354 to $192,063,361 (+29%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Investors Mosaic (CRD 168619): Form ADV filing data as of October 2026.