# Investors Capital Management Inc

> Investors Capital Management Inc is a state-registered investment advisory firm in Darien, CT, registered since 2012, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated February 24, 2026.

- CRD: 110823
- Filed as: INVESTORS CAPITAL MANAGEMENT INC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Darien, CT
- Filing period: October 2026
- Form ADV filing dated: February 24, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/110823
- AdvisorCensus page: https://advisorcensus.com/firm/investors-capital-management-inc-darien-ct-110823

## Quick answers

**How is Investors Capital Management Inc compensated?**
On its Form ADV (Item 5.E, October 2026), Investors Capital Management Inc reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Investors Capital Management Inc located?**
Investors Capital Management Inc's principal office is in Darien, CT, according to its Form ADV.

**Is Investors Capital Management Inc registered with the SEC or a state?**
Investors Capital Management Inc is a state-registered investment advisory firm, registered since 2012. Status as filed: APPROVED. CRD 110823.

**How much does Investors Capital Management Inc manage?**
Investors Capital Management Inc reports $74,137,480 in regulatory assets under management in its Form ADV filing dated February 24, 2026 (100% discretionary).

**What types of clients does Investors Capital Management Inc serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (27); individuals (other than high net worth individuals) (20).

**Does Investors Capital Management Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/110823

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $74,137,480
- Discretionary: $74,137,480
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 20 | $6,505,904 |
| High net worth individuals | 27 | $67,631,576 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Other

### Firm details
- Registered since: 2012 (14 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- investorscap.com
- Facebook @INVESTORS-CAPITAL-MANAGEMENT-INC-173429819472322
- LinkedIn @3049622

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Investors Capital Management Inc (CRD 110823): Form ADV filing data as of October 2026.