# Investor Advisory Group

> Investor Advisory Group is an SEC-registered investment advisory firm in Charlotte, NC, registered since 2014, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 4, 2026.

- CRD: 106837
- Filed as: INVESTOR ADVISORY GROUP
- Legal name: Investor Advisory Group, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Charlotte, NC
- Filing period: October 2026
- Form ADV filing dated: March 4, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/106837
- AdvisorCensus page: https://advisorcensus.com/firm/investor-advisory-group-charlotte-nc-106837

## Quick answers

**How is Investor Advisory Group compensated?**
On its Form ADV (Item 5.E, October 2026), Investor Advisory Group reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Investor Advisory Group located?**
Investor Advisory Group's principal office is in Charlotte, NC, according to its Form ADV.

**Is Investor Advisory Group registered with the SEC or a state?**
Investor Advisory Group is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 106837.

**How much does Investor Advisory Group manage?**
Investor Advisory Group reports $172,053,936 in regulatory assets under management in its Form ADV filing dated March 4, 2026 (0% discretionary).

**How have Investor Advisory Group's assets and staff changed since 2021?**
In the Form ADV data for Investor Advisory Group: Regulatory assets under management: $141,568,794 in the October 2021 data and $172,053,936 in the October 2026 data, up 22%. Total employees: 4 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Investor Advisory Group serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (129); high net worth individuals (54); pension and profit sharing plans (but not the plan participants or government pension plans) (1).

**Which custodians does Investor Advisory Group use?**
Investor Advisory Group's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and TIAA-CREF Individual & Institutional Services, LLC as custodians holding 10% or more of its separately managed account assets.

**Does Investor Advisory Group report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/106837

**Does Investor Advisory Group state an account minimum?**
Its Form ADV Part 2A brochure dated March 4, 2026 says: "The minimum portfolio value is generally set at $ 250,000 which may be waived at our discretion ." "With some exceptions, the minimum portfolio value eligible for conventional investment advisory services is $250,000. Under certain circumstances and in its sole discretion, IAG may negotiate such minimums."

**What changed in Investor Advisory Group's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $152,734,301 to $172,053,936 (+13%). Registered or notice-filed in TX.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 4, 2026)

- Account minimum: $250,000 (the brochure says it may be waived or negotiated)

> The minimum portfolio value is generally set at $ 250,000 which may be waived at our discretion .

> With some exceptions, the minimum portfolio value eligible for conventional investment advisory services is $250,000. Under certain circumstances and in its sole discretion, IAG may negotiate such minimums.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- TIAA-CREF Individual & Institutional Services, LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $172,053,936
- Discretionary: $0
- Non-discretionary: $172,053,936

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 129 | $39,516,950 |
| High net worth individuals | 54 | $130,867,909 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $1,669,077 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Other

### Firm details
- Registered since: 2014 (12 years)
- Employees: 4 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, NC, SC, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- theiag.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $141,568,794 | 4 | March 15, 2021 |
| October 2022 | $154,544,746 | 4 | March 14, 2022 |
| October 2023 | $125,661,566 | 4 | May 25, 2023 |
| October 2024 | $140,933,246 | 4 | March 29, 2024 |
| October 2025 | $152,734,301 | 4 | March 13, 2025 |
| October 2026 | $172,053,936 | 4 | March 4, 2026 |

Regulatory assets under management: $141,568,794 in the October 2021 data and $172,053,936 in the October 2026 data, up 22%.
Total employees: 4 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $152,734,301 to $172,053,936 (+13%).
- Registered or notice-filed in TX.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Investor Advisory Group (CRD 106837): Form ADV filing data as of October 2026.