# Investment Managers Group, LLC

> Investment Managers Group, LLC is an SEC-registered investment advisory firm in Temecula, CA, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 23, 2026.

- CRD: 164203
- Filed as: INVESTMENT MANAGERS GROUP, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Temecula, CA
- Filing period: October 2026
- Form ADV filing dated: March 23, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/164203
- AdvisorCensus page: https://advisorcensus.com/firm/investment-managers-group-llc-temecula-ca-164203

## Quick answers

**How is Investment Managers Group, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Investment Managers Group, LLC reports these compensation arrangements: a percentage of assets under its management.

**How much does Investment Managers Group, LLC charge?**
Its Form ADV Part 2A brochure dated March 23, 2026 states: Asset-based fee: up to 2.25% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Investment Managers Group, LLC located?**
Investment Managers Group, LLC's principal office is in Temecula, CA, according to its Form ADV.

**Is Investment Managers Group, LLC registered with the SEC or a state?**
Investment Managers Group, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 164203.

**How much does Investment Managers Group, LLC manage?**
Investment Managers Group, LLC reports $116,757,023 in regulatory assets under management in its Form ADV filing dated March 23, 2026 (0% discretionary).

**What types of clients does Investment Managers Group, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (184); high net worth individuals (60).

**Which custodians does Investment Managers Group, LLC use?**
Investment Managers Group, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Investment Managers Group, LLC report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.E(1) (self-regulatory organization's finding of a false statement or omission) and 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/164203

**What changed in Investment Managers Group, LLC's recent Form ADV filings?**
In the April 2026 filing data: Registered or notice-filed in NH.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 23, 2026)

- Asset-based fee: up to 2.25% of assets a year (the maximum the brochure states)

> The maximum annual fee charged for this service will not exceed 2.25%. Fees to be assessed will be outlined in the advisory agreement to be signed by the Client.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $116,757,023
- Discretionary: $0
- Non-discretionary: $116,757,023

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 184 | $36,244,802 |
| High net worth individuals | 60 | $80,512,221 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2025 (0 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, FL, NE, NH, TX
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.E(1): Has a self-regulatory organization (such as FINRA) or a commodities exchange ever found that the firm or an advisory affiliate made a false statement or omission?
- 11.E(4): Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/164203

### Websites listed on Form ADV (Item 1.I)
- [investment-managers-group.com](https://investment-managers-group.com)
- [investmentmanagersgroup.com](https://investmentmanagersgroup.com)

## Changes in the filing (last 12 months)

### April 2026
- Registered or notice-filed in NH.

### December 2025
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Investment Managers Group, LLC (CRD 164203): Form ADV filing data as of October 2026.