{ "crd_number": 164203, "slug": "investment-managers-group-llc-temecula-ca-164203", "primary_business_name": "INVESTMENT MANAGERS GROUP, LLC", "legal_name": "INVESTMENT MANAGERS GROUP, LLC", "dbas": [], "city": "Temecula", "state": "CA", "country": "United States", "cbsa_code": "40140", "metro": { "cbsa_code": "40140", "common_name": "Riverside", "msa_name": "Riverside-San Bernardino-Ontario, CA", "path": "/advisors/ca/riverside" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2025-11-18", "years_registered": 0, "period": "2026-10-01", "filing_date": "2026-03-23", "carried_forward": false, "raum_total": 116757023.0, "raum_discretionary": 0.0, "raum_non_discretionary": 116757023.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 2, "advisory_employees": 2, "client_count_bucket": null, "clients_by_type": { "individuals": { "raum": 36244802.0, "count": 184 }, "high_net_worth_individuals": { "raum": 80512221.0, "count": 60 } }, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_individuals" ], "wrap_fee_participant": false, "disclosure_yes_count": 2, "states_registered": [ "AZ", "CA", "FL", "NE", "NH", "TX" ], "websites": [ "https://investment-managers-group.com", "https://investmentmanagersgroup.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/164203", "disclosure_items": [ { "item": "11.E(1)", "question": "Has a self-regulatory organization (such as FINRA) or a commodities exchange ever found that the firm or an advisory affiliate made a false statement or omission?" }, { "item": "11.E(4)", "question": "Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?" } ], "city_as_filed": "TEMECULA", "url": "https://advisorcensus.com/firm/investment-managers-group-llc-temecula-ca-164203", "display_name": "Investment Managers Group, LLC", "summary": "Investment Managers Group, LLC is an SEC-registered investment advisory firm in Temecula, CA, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 23, 2026.", "citation": "AdvisorCensus. Investment Managers Group, LLC (CRD 164203): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses" ], "quick_answers": [ { "q": "How is Investment Managers Group, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Investment Managers Group, LLC reports these compensation arrangements: a percentage of assets under its management." }, { "q": "How much does Investment Managers Group, LLC charge?", "a": "Its Form ADV Part 2A brochure dated March 23, 2026 states: Asset-based fee: up to 2.25% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement." }, { "q": "Where is Investment Managers Group, LLC located?", "a": "Investment Managers Group, LLC's principal office is in Temecula, CA, according to its Form ADV." }, { "q": "Is Investment Managers Group, LLC registered with the SEC or a state?", "a": "Investment Managers Group, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 164203." }, { "q": "How much does Investment Managers Group, LLC manage?", "a": "Investment Managers Group, LLC reports $116,757,023 in regulatory assets under management in its Form ADV filing dated March 23, 2026 (0% discretionary)." }, { "q": "What types of clients does Investment Managers Group, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (184); high net worth individuals (60)." }, { "q": "Which custodians does Investment Managers Group, LLC use?", "a": "Investment Managers Group, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Investment Managers Group, LLC report any disciplinary disclosures?", "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.E(1) (self-regulatory organization's finding of a false statement or omission) and 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/164203" }, { "q": "What changed in Investment Managers Group, LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Registered or notice-filed in NH." } ], "filing_history": [], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Registered or notice-filed in NH." ] }, { "period": "2025-12-01", "period_label": "December 2025", "notes": [ "Newly registered with the SEC." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated March 23, 2026", "provided_by_the_firm": false, "tiers": [], "flat_rate": null, "stated_range": null, "stated_maximum": "2.25% of assets a year", "account_minimum": null, "account_minimum_may_be_waived": false, "minimum_annual_fee": null, "planning_fees": [], "figures": [ { "label": "Asset-based fee", "statements": [ "Asset-based fee: up to 2.25% of assets a year (the maximum the brochure states)" ], "quotes": [ "The maximum annual fee charged for this service will not exceed 2.25%. Fees to be assessed will be outlined in the advisory agreement to be signed by the Client." ] } ], "values": { "tiers": [], "range_pct": null, "max_pct": 2.25, "account_minimum": null, "minimum_annual_fee": null, "planning": [] }, "quotes": [ "The maximum annual fee charged for this service will not exceed 2.25%. Fees to be assessed will be outlined in the advisory agreement to be signed by the Client." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [ { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/investment-managers-group-llc-temecula-ca-164203.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 184, "fewer_than_5": false, "raum": 36244802.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 60, "fewer_than_5": false, "raum": 80512221.0 } ], "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/164203", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }