{
  "crd_number": 129456,
  "slug": "investment-management-trust-llc-fitchburg-ma-129456",
  "primary_business_name": "INVESTMENT MANAGEMENT TRUST, LLC",
  "legal_name": "INVESTMENT MANAGEMENT TRUST, LLC",
  "dbas": [],
  "city": "Fitchburg",
  "state": "MA",
  "country": "United States",
  "cbsa_code": "49340",
  "metro": {
    "cbsa_code": "49340",
    "common_name": "Worcester",
    "msa_name": "Worcester, MA",
    "path": "/advisors/ma/worcester"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2025-04-14",
  "years_registered": 1,
  "period": "2026-10-01",
  "filing_date": "2026-03-25",
  "carried_forward": false,
  "raum_total": 123450001.0,
  "raum_discretionary": 123450001.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 33225812.0,
      "count": 105
    },
    "high_net_worth_individuals": {
      "raum": 90224189.0,
      "count": 42
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "MA"
  ],
  "websites": [],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/129456",
  "city_as_filed": "FITCHBURG",
  "url": "https://advisorcensus.com/firm/investment-management-trust-llc-fitchburg-ma-129456",
  "display_name": "Investment Management Trust, LLC",
  "summary": "Investment Management Trust, LLC is an SEC-registered investment advisory firm in Fitchburg, MA, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 25, 2026.",
  "citation": "AdvisorCensus. Investment Management Trust, LLC (CRD 129456): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Investment Management Trust, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Investment Management Trust, LLC reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "How much does Investment Management Trust, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated February 6, 2026 states: Up to $100,000: 1.25% a year; $100,000 to $200,000: 1% a year; $200,000 to $300,000: 0.825% a year; $300,000 to $400,000: 0.75% a year; $400,000 to $500,000: 0.625% a year; $500,000 to $600,000: 0.5% a year; Above $600,000: 0.375% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Investment Management Trust, LLC located?",
      "a": "Investment Management Trust, LLC's principal office is in Fitchburg, MA, according to its Form ADV."
    },
    {
      "q": "Is Investment Management Trust, LLC registered with the SEC or a state?",
      "a": "Investment Management Trust, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 129456."
    },
    {
      "q": "How much does Investment Management Trust, LLC manage?",
      "a": "Investment Management Trust, LLC reports $123,450,001 in regulatory assets under management in its Form ADV filing dated March 25, 2026 (100% discretionary)."
    },
    {
      "q": "How have Investment Management Trust, LLC's assets and staff changed since 2025?",
      "a": "In the Form ADV data for Investment Management Trust, LLC: Regulatory assets under management: $106,576,181 in the October 2025 data and $123,450,001 in the October 2026 data, up 16%. Total employees: 1 in October 2025 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Investment Management Trust, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (105); high net worth individuals (42)."
    },
    {
      "q": "Which custodians does Investment Management Trust, LLC use?",
      "a": "Investment Management Trust, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Investment Management Trust, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/129456"
    },
    {
      "q": "Does Investment Management Trust, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated February 6, 2026 says: \"The Advisor generally requires a minimum relationship size of $50,000 to effectively implement its investment process.\""
    },
    {
      "q": "What changed in Investment Management Trust, LLC's recent Form ADV filings?",
      "a": "In the March 2026 filing data: Regulatory assets under management went from $106,576,181 to $123,450,001 (+16%)."
    }
  ],
  "filing_history": [
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 106576181.0,
      "total_employees": 1,
      "filing_date": "2025-03-12"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 123450001.0,
      "total_employees": 1,
      "filing_date": "2026-03-25"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Regulatory assets under management went from $106,576,181 to $123,450,001 (+16%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated February 6, 2026",
    "provided_by_the_firm": false,
    "tiers": [
      {
        "band": "Up to $100,000",
        "rate": "1.25%"
      },
      {
        "band": "$100,000 to $200,000",
        "rate": "1%"
      },
      {
        "band": "$200,000 to $300,000",
        "rate": "0.825%"
      },
      {
        "band": "$300,000 to $400,000",
        "rate": "0.75%"
      },
      {
        "band": "$400,000 to $500,000",
        "rate": "0.625%"
      },
      {
        "band": "$500,000 to $600,000",
        "rate": "0.5%"
      },
      {
        "band": "Above $600,000",
        "rate": "0.375%"
      }
    ],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$50,000",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Fee schedule",
        "statements": [
          "Up to $100,000: 1.25% a year",
          "$100,000 to $200,000: 1% a year",
          "$200,000 to $300,000: 0.825% a year",
          "$300,000 to $400,000: 0.75% a year",
          "$400,000 to $500,000: 0.625% a year",
          "$500,000 to $600,000: 0.5% a year",
          "Above $600,000: 0.375% a year"
        ],
        "quotes": [
          "Wealth management fees are based on the following schedule: Assets Under Management ($) Annual Rate (%) First $100,000 1.25% Next $100,000 to (Up to $200,000) 1.00% Next $100,000 to (Up to $300,000) 0.825%",
          "Next $100,000 to (Up to $400,000) 0.75% Next $100,000 to (Up to $500,000) 0.625% Next $100,000 to (Up to $600,000) 0.50% Over $600,000 0.375%"
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $50,000"
        ],
        "quotes": [
          "The Advisor generally requires a minimum relationship size of $50,000 to effectively implement its investment process."
        ]
      }
    ],
    "values": {
      "tiers": [
        {
          "min": 0.0,
          "max": 100000.0,
          "rate_pct": 1.25
        },
        {
          "min": 100000.0,
          "max": 200000.0,
          "rate_pct": 1.0
        },
        {
          "min": 200000.0,
          "max": 300000.0,
          "rate_pct": 0.825
        },
        {
          "min": 300000.0,
          "max": 400000.0,
          "rate_pct": 0.75
        },
        {
          "min": 400000.0,
          "max": 500000.0,
          "rate_pct": 0.625
        },
        {
          "min": 500000.0,
          "max": 600000.0,
          "rate_pct": 0.5
        },
        {
          "min": 600000.0,
          "max": null,
          "rate_pct": 0.375
        }
      ],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 50000.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "Wealth management fees are based on the following schedule: Assets Under Management ($) Annual Rate (%) First $100,000 1.25% Next $100,000 to (Up to $200,000) 1.00% Next $100,000 to (Up to $300,000) 0.825%",
      "Next $100,000 to (Up to $400,000) 0.75% Next $100,000 to (Up to $500,000) 0.625% Next $100,000 to (Up to $600,000) 0.50% Over $600,000 0.375%",
      "The Advisor generally requires a minimum relationship size of $50,000 to effectively implement its investment process."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/investment-management-trust-llc-fitchburg-ma-129456.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 105,
      "fewer_than_5": false,
      "raum": 33225812.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 42,
      "fewer_than_5": false,
      "raum": 90224189.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/129456",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}