{ "crd_number": 110900, "slug": "investment-management-associates-greenwood-village-co-110900", "primary_business_name": "INVESTMENT MANAGEMENT ASSOCIATES", "legal_name": "INVESTMENT MANAGEMENT ASSOCIATES, INC.", "dbas": [ "IMA" ], "city": "Greenwood Village", "state": "CO", "country": "United States", "cbsa_code": "19740", "metro": { "cbsa_code": "19740", "common_name": "Denver", "msa_name": "Denver-Aurora-Centennial, CO", "path": "/advisors/co/denver" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2020-01-23", "years_registered": 6, "period": "2026-10-01", "filing_date": "2026-05-26", "carried_forward": false, "raum_total": 809975042.0, "raum_discretionary": 794945505.0, "raum_non_discretionary": 15029537.0, "raum_band": "500m_1b", "raum_band_label": "$500 million to $1 billion", "total_employees": 8, "advisory_employees": 4, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "charitable": { "raum": 4438328.0, "count": 1, "fewer_than_5": true }, "individuals": { "raum": 159057431.0, "count": 115 }, "high_net_worth_individuals": { "raum": 560156276.0, "count": 260 }, "corporations_other_businesses": { "raum": 86323007.0, "count": 7 } }, "compensation_types": [ "other", "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "portfolio_management_individuals" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "AZ", "CA", "CO", "CT", "FL", "GA", "IL", "LA", "MA", "MD", "NC", "NE", "NH", "NJ", "NM", "NY", "OH", "OR", "SC", "TX", "VA", "WA" ], "websites": [ "https://conference.investor.fm", "https://facebook.com/IMAUSA", "https://imausa.com", "https://instagram.com/vitaliyk", "https://investor.fm", "https://linkedin.com/COMPANY/IMA-INVESTMENT-MANAGEMENT-ASSOCIATES", "https://tiktok.com/@vkatsen?lang=en", "https://vitaliy.substack.com", "https://x.com/vitaliyk", "https://youtube.com/@vitaliyk" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/110900", "city_as_filed": "GREENWOOD VILLAGE", "url": "https://advisorcensus.com/firm/investment-management-associates-greenwood-village-co-110900", "display_name": "Investment Management Associates", "summary": "Investment Management Associates is an SEC-registered investment advisory firm in Greenwood Village, CO, registered since 2020, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated May 26, 2026.", "citation": "AdvisorCensus. Investment Management Associates (CRD 110900): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Other" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses", "Portfolio management for businesses (other than small businesses) or institutional clients" ], "quick_answers": [ { "q": "How is Investment Management Associates compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Investment Management Associates reports these compensation arrangements: a percentage of assets under its management; other. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Investment Management Associates located?", "a": "Investment Management Associates' principal office is in Greenwood Village, CO, according to its Form ADV." }, { "q": "Is Investment Management Associates registered with the SEC or a state?", "a": "Investment Management Associates is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 110900." }, { "q": "How much does Investment Management Associates manage?", "a": "Investment Management Associates reports $809,975,042 in regulatory assets under management in its Form ADV filing dated May 26, 2026 (98% discretionary)." }, { "q": "How have Investment Management Associates' assets and staff changed since 2021?", "a": "In the Form ADV data for Investment Management Associates: Regulatory assets under management: $212,874,113 in the October 2021 data and $809,975,042 in the October 2026 data, up 280%. Total employees: 6 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Investment Management Associates serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (260); individuals (other than high net worth individuals) (115); corporations or other businesses not listed above (7)." }, { "q": "Which custodians does Investment Management Associates use?", "a": "Investment Management Associates' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Investment Management Associates report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/110900" }, { "q": "What changed in Investment Management Associates' recent Form ADV filings?", "a": "In the June 2026 filing data: Regulatory assets under management went from $572,704,969 to $809,975,042 (+41%). Registered or notice-filed in CT." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 212874113.0, "total_employees": 6, "filing_date": "2021-08-04" }, { "period": "2022-10-01", "regulatory_assets_under_management": 322954619.0, "total_employees": 6, "filing_date": "2022-05-19" }, { "period": "2023-10-01", "regulatory_assets_under_management": 417612028.0, "total_employees": 6, "filing_date": "2023-05-24" }, { "period": "2024-10-01", "regulatory_assets_under_management": 515382593.0, "total_employees": 3, "filing_date": "2024-08-28" }, { "period": "2025-10-01", "regulatory_assets_under_management": 572704969.0, "total_employees": 6, "filing_date": "2025-07-02" }, { "period": "2026-10-01", "regulatory_assets_under_management": 809975042.0, "total_employees": 8, "filing_date": "2026-05-26" } ], "recent_changes": [ { "period": "2026-06-01", "period_label": "June 2026", "notes": [ "Regulatory assets under management went from $572,704,969 to $809,975,042 (+41%).", "Registered or notice-filed in CT." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false }, { "name": "Fidelity Brokerage Services LLC", "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/investment-management-associates-greenwood-village-co-110900.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 115, "fewer_than_5": false, "raum": 159057431.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 260, "fewer_than_5": false, "raum": 560156276.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 1, "fewer_than_5": true, "raum": 4438328.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 7, "fewer_than_5": false, "raum": 86323007.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/110900", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }