# Investment Capital Management, Inc.

> Investment Capital Management, Inc. is a state-registered investment advisory firm in Clinton, NJ, registered since 1994, reporting under $25 million in regulatory assets under management in its Form ADV filing dated June 30, 2026.

- CRD: 112691
- Filed as: INVESTMENT CAPITAL MANAGEMENT, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Clinton, NJ
- Filing period: October 2026
- Form ADV filing dated: June 30, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/112691
- AdvisorCensus page: https://advisorcensus.com/firm/investment-capital-management-inc-clinton-nj-112691

## Quick answers

**How is Investment Capital Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Investment Capital Management, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Investment Capital Management, Inc. located?**
Investment Capital Management, Inc.'s principal office is in Clinton, NJ, according to its Form ADV.

**Is Investment Capital Management, Inc. registered with the SEC or a state?**
Investment Capital Management, Inc. is a state-registered investment advisory firm, registered since 1994. Status as filed: APPROVED. CRD 112691.

**How much does Investment Capital Management, Inc. manage?**
Investment Capital Management, Inc. reports $6,004,121 in regulatory assets under management in its Form ADV filing dated June 30, 2026 (100% discretionary).

**What types of clients does Investment Capital Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (53).

**Does Investment Capital Management, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/112691

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $6,004,121
- Discretionary: $6,004,121
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 53 | $6,004,121 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 1994 (31 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NJ
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Investment Capital Management, Inc. (CRD 112691): Form ADV filing data as of October 2026.