# Investment & Tax Strategies, Inc.

> Investment & Tax Strategies, Inc. is an SEC-registered investment advisory firm in Parker, CO, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 4, 2026.

- CRD: 157717
- Filed as: INVESTMENT & TAX STRATEGIES, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Parker, CO
- Filing period: October 2026
- Form ADV filing dated: February 4, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/157717
- AdvisorCensus page: https://advisorcensus.com/firm/investment-and-tax-strategies-inc-parker-co-157717

## Quick answers

**How is Investment & Tax Strategies, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Investment & Tax Strategies, Inc. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Investment & Tax Strategies, Inc. located?**
Investment & Tax Strategies, Inc.'s principal office is in Parker, CO, according to its Form ADV; the March 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Investment & Tax Strategies, Inc. registered with the SEC or a state?**
Investment & Tax Strategies, Inc. is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 157717.

**How much does Investment & Tax Strategies, Inc. manage?**
Investment & Tax Strategies, Inc. reports $118,000,000 in regulatory assets under management in its Form ADV filing dated February 4, 2026 (100% discretionary).

**What types of clients does Investment & Tax Strategies, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (342); high net worth individuals (8).

**Does Investment & Tax Strategies, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/157717

**What changed in Investment & Tax Strategies, Inc.'s recent Form ADV filings?**
In the March 2026 filing data: Newly registered with the SEC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $118,000,000
- Discretionary: $118,000,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 342 | $105,500,000 |
| High net worth individuals | 8 | $12,500,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Other

### Firm details
- Registered since: 2026 (0 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the March 2026 filing
- Parker, CO
- Racine, WI

## Changes in the filing (last 12 months)

### March 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Investment & Tax Strategies, Inc. (CRD 157717): Form ADV filing data as of October 2026.