{
  "crd_number": 109445,
  "slug": "investment-advisory-group-llc-sarasota-fl-109445",
  "primary_business_name": "INVESTMENT ADVISORY GROUP LLC",
  "legal_name": "INVESTMENT ADVISORY GROUP, LLC",
  "dbas": [
    "MARITIME WEALTH ADVISORS"
  ],
  "city": "Sarasota",
  "state": "FL",
  "country": "United States",
  "cbsa_code": "35840",
  "metro": {
    "cbsa_code": "35840",
    "common_name": "North Port",
    "msa_name": "North Port-Bradenton-Sarasota, FL",
    "path": "/advisors/fl/north-port"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "1999-12-03",
  "years_registered": 26,
  "period": "2026-10-01",
  "filing_date": "2026-02-05",
  "carried_forward": false,
  "raum_total": 1217000000.0,
  "raum_discretionary": 1217000000.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "1b_5b",
  "raum_band_label": "$1 billion to $5 billion",
  "total_employees": 10,
  "advisory_employees": 5,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 1266997.0,
      "count": null,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 591385620.0,
      "count": 1267
    },
    "high_net_worth_individuals": {
      "raum": 624347383.0,
      "count": 275
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "CO",
    "CT",
    "FL",
    "IL",
    "MA",
    "MD",
    "ME",
    "NC",
    "NH",
    "NJ",
    "NY",
    "OH",
    "PA",
    "RI",
    "SC",
    "TN",
    "TX",
    "VA",
    "VT"
  ],
  "websites": [
    "https://iagadvisors.com",
    "https://maritimewealthadvisors.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/109445",
  "city_as_filed": "SARASOTA",
  "url": "https://advisorcensus.com/firm/investment-advisory-group-llc-sarasota-fl-109445",
  "display_name": "Investment Advisory Group LLC",
  "summary": "Investment Advisory Group LLC is an SEC-registered investment advisory firm in Sarasota, FL, registered since 1999, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated February 5, 2026.",
  "citation": "AdvisorCensus. Investment Advisory Group LLC (CRD 109445): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Investment Advisory Group LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Investment Advisory Group LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is Investment Advisory Group LLC located?",
      "a": "Investment Advisory Group LLC's principal office is in Sarasota, FL, according to its Form ADV; the March 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Investment Advisory Group LLC registered with the SEC or a state?",
      "a": "Investment Advisory Group LLC is an SEC-registered investment advisory firm, registered since 1999. Status as filed: Approved. CRD 109445."
    },
    {
      "q": "How much does Investment Advisory Group LLC manage?",
      "a": "Investment Advisory Group LLC reports $1,217,000,000 in regulatory assets under management in its Form ADV filing dated February 5, 2026 (100% discretionary)."
    },
    {
      "q": "How have Investment Advisory Group LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Investment Advisory Group LLC: Regulatory assets under management: $619,900,000 in the October 2021 data and $1,217,000,000 in the October 2026 data, up 96%. Total employees: 12 in October 2021 and 10 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Investment Advisory Group LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (1,267); high net worth individuals (275)."
    },
    {
      "q": "Which custodians does Investment Advisory Group LLC use?",
      "a": "Investment Advisory Group LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Investment Advisory Group LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/109445"
    },
    {
      "q": "Does Investment Advisory Group LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated February 5, 2026 says: \"Investment Advisory Group generally does not impose a minimum size for establishing a relationship, however certain independent managers may impose a minimum fee.\""
    },
    {
      "q": "What changed in Investment Advisory Group LLC's recent Form ADV filings?",
      "a": "In the March 2026 filing data: Regulatory assets under management went from $994,439,000 to $1,217,000,000 (+22%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 619900000.0,
      "total_employees": 12,
      "filing_date": "2021-09-30"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 716350000.0,
      "total_employees": 12,
      "filing_date": "2022-02-07"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 709634040.0,
      "total_employees": 10,
      "filing_date": "2023-01-30"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 848188265.0,
      "total_employees": 10,
      "filing_date": "2024-06-11"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 994439000.0,
      "total_employees": 10,
      "filing_date": "2025-06-27"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 1217000000.0,
      "total_employees": 10,
      "filing_date": "2026-02-05"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Regulatory assets under management went from $994,439,000 to $1,217,000,000 (+22%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated February 5, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "Investment Advisory Group generally does not impose a minimum size for establishing a relationship, however certain independent managers may impose a minimum fee."
        ]
      }
    ],
    "quotes": [
      "Investment Advisory Group generally does not impose a minimum size for establishing a relationship, however certain independent managers may impose a minimum fee."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Fidelity Brokerage Services LLC",
      "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/investment-advisory-group-llc-sarasota-fl-109445.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 1267,
      "fewer_than_5": false,
      "raum": 591385620.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 275,
      "fewer_than_5": false,
      "raum": 624347383.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 1266997.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/109445",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}