# Investment Advisor Group

> Investment Advisor Group is an SEC-registered investment advisory firm in Hancock, NY, registered since 2021, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 11, 2026.

- CRD: 312448
- Filed as: INVESTMENT ADVISOR GROUP
- Legal name: CLPF LLC
- Also doing business as: CL PRICE FINANCIAL, GWN WEALTH, KOHN FINANCIAL PLANNING
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Hancock, NY
- Filing period: October 2026
- Form ADV filing dated: March 11, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/312448
- AdvisorCensus page: https://advisorcensus.com/firm/investment-advisor-group-hancock-ny-312448

## Quick answers

**How is Investment Advisor Group compensated?**
On its Form ADV (Item 5.E, October 2026), Investment Advisor Group reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other.

**How much does Investment Advisor Group charge?**
Its Form ADV Part 2A brochure dated March 11, 2026 states: Hourly rate: $300 an hour (financial planning services); Flat fee: up to $25,000 a year (financial planning services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Investment Advisor Group located?**
Investment Advisor Group's principal office is in Hancock, NY, according to its Form ADV.

**Is Investment Advisor Group registered with the SEC or a state?**
Investment Advisor Group is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 312448.

**How much does Investment Advisor Group manage?**
Investment Advisor Group reports $80,956,080 in regulatory assets under management in its Form ADV filing dated March 11, 2026 (100% discretionary).

**How have Investment Advisor Group's assets and staff changed since 2021?**
In the Form ADV data for Investment Advisor Group: Regulatory assets under management: $151,383,257 in the October 2021 data and $80,956,080 in the October 2026 data, down 47%. Total employees: 17 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Investment Advisor Group serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (113); high net worth individuals (10); charitable organizations (1).

**Which custodians does Investment Advisor Group use?**
Investment Advisor Group's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Investment Advisor Group report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.D(3) (another regulator's finding of causing a business's authorization to be denied, suspended, revoked, or restricted). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/312448

**What changed in Investment Advisor Group's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $72,280,174 to $80,956,080 (+12%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other

### Fees and minimums (Form ADV Part 2A brochure dated March 11, 2026)

- Hourly rate: $300 an hour (financial planning services)

> In such case that hourly fees are charged, the fee shall be no more than $300 per hour.

- Flat fee: up to $25,000 a year (financial planning services)

> When a flat fee is agreed upon and charged, it will vary depending on the services to be provided and may range up to $25,000 per year.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $80,956,080
- Discretionary: $80,605,680
- Non-discretionary: $350,400

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 113 | $39,119,525 |
| High net worth individuals | 10 | $41,624,551 |
| Charitable organizations | 1 | $212,004 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters

### Firm details
- Registered since: 2021 (5 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT, DE, FL, NH, NJ, NY, PA, TX
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.D(3): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/312448

### Websites listed on Form ADV (Item 1.I)
- [investmentadvisorgroup.com](https://investmentadvisorgroup.com)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $151,383,257 | 17 | September 30, 2021 |
| October 2022 | $173,696,109 | 15 | March 15, 2022 |
| October 2023 | $78,330,296 | 10 | May 1, 2023 |
| October 2024 | $69,977,960 | 3 | February 27, 2024 |
| October 2025 | $72,280,174 | 3 | June 13, 2025 |
| October 2026 | $80,956,080 | 3 | March 11, 2026 |

Regulatory assets under management: $151,383,257 in the October 2021 data and $80,956,080 in the October 2026 data, down 47%.
Total employees: 17 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $72,280,174 to $80,956,080 (+12%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Investment Advisor Group (CRD 312448): Form ADV filing data as of October 2026.