# Investmark Advisory Group LLC

> Investmark Advisory Group LLC is an SEC-registered investment advisory firm in Shelton, CT, registered since 2012, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 5, 2026.

- CRD: 121060
- Filed as: INVESTMARK ADVISORY GROUP LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Shelton, CT
- Filing period: October 2026
- Form ADV filing dated: March 5, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/121060
- AdvisorCensus page: https://advisorcensus.com/firm/investmark-advisory-group-llc-shelton-ct-121060

## Quick answers

**How is Investmark Advisory Group LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Investmark Advisory Group LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Investmark Advisory Group LLC charge?**
Its Form ADV Part 2A brochure dated March 5, 2026 states: Hourly rate: $350 an hour. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Investmark Advisory Group LLC located?**
Investmark Advisory Group LLC's principal office is in Shelton, CT, according to its Form ADV; the April 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Investmark Advisory Group LLC registered with the SEC or a state?**
Investmark Advisory Group LLC is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 121060.

**How much does Investmark Advisory Group LLC manage?**
Investmark Advisory Group LLC reports $929,666,878 in regulatory assets under management in its Form ADV filing dated March 5, 2026 (100% discretionary).

**How have Investmark Advisory Group LLC's assets and staff changed since 2021?**
In the Form ADV data for Investmark Advisory Group LLC: Regulatory assets under management: $541,679,509 in the October 2021 data and $929,666,878 in the October 2026 data, up 72%. Total employees: 10 in October 2021 and 10 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Investmark Advisory Group LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (373); high net worth individuals (225); corporations or other businesses not listed above (92).

**Which custodians does Investmark Advisory Group LLC use?**
Investmark Advisory Group LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC and SEI Investments Distribution Co. as custodians holding 10% or more of its separately managed account assets.

**Does Investmark Advisory Group LLC report any disciplinary disclosures?**
Reports 4 disclosure items on Form ADV Item 11: yes answers to 11.C(1) (SEC or CFTC finding of a false statement or omission), 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), and 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/121060

**What changed in Investmark Advisory Group LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $812,207,175 to $929,666,878 (+14%). No longer lists an office in Lebanon, NH.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 5, 2026)

- Hourly rate: $350 an hour

> Hourly Fee $350 per hour Payable at the end of each month based upon time spent by Investmark Advisory Group or completion of the services, whichever comes first.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- National Financial Services LLC
- SEI Investments Distribution Co.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $929,666,878
- Discretionary: $929,666,878
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 373 | $141,651,497 |
| High net worth individuals | 225 | $674,159,716 |
| Corporations or other businesses not listed above | 92 | $113,855,665 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2012 (14 years)
- Employees: 10 total, 10 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: CA, CT, FL, GA, LA, MA, ME, NC, NH, NJ, NY, PA, SC, TX, VA, VT
- Disclosures (Item 11): Reports 4 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.C(1): Has the SEC or the CFTC ever found that the firm or an advisory affiliate made a false statement or omission?
- 11.C(2): Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?
- 11.C(4): Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.C(5): Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/121060

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Bristol, CT
- Glastonbury, CT

### Websites listed on Form ADV (Item 1.I)
- investmark.net
- reinsurancemax.com
- Facebook @DIRECTIONOFWEALTH
- Facebook @InvestmarkAdvisoryGroup.TheDirectionOfWealth
- LinkedIn @INVESTMARK
- X @IAG_ADVISORY

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $541,679,509 | 10 | August 17, 2021 |
| October 2022 | $653,484,133 | 10 | March 15, 2022 |
| October 2023 | $623,169,311 | 10 | March 22, 2023 |
| October 2024 | $712,457,504 | 10 | March 5, 2024 |
| October 2025 | $812,207,175 | 10 | April 24, 2025 |
| October 2026 | $929,666,878 | 10 | March 5, 2026 |

Regulatory assets under management: $541,679,509 in the October 2021 data and $929,666,878 in the October 2026 data, up 72%.
Total employees: 10 in October 2021 and 10 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $812,207,175 to $929,666,878 (+14%).
- No longer lists an office in Lebanon, NH.

### January 2026
- No longer registered or notice-filed in DE.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Investmark Advisory Group LLC (CRD 121060): Form ADV filing data as of October 2026.