# Invesco Private Capital, Inc.

> Invesco Private Capital, Inc. is an SEC-registered investment advisory firm in New York, NY, registered since 1993, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 26, 2026.

- CRD: 107584
- Filed as: INVESCO PRIVATE CAPITAL, INC.
- Also doing business as: INVESCO PRIVATE CAPITAL PARTNERS
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: March 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/107584
- AdvisorCensus page: https://advisorcensus.com/firm/invesco-private-capital-inc-new-york-ny-107584

## Quick answers

**How is Invesco Private Capital, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Invesco Private Capital, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Invesco Private Capital, Inc. located?**
Invesco Private Capital, Inc.'s principal office is in New York, NY, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Invesco Private Capital, Inc. registered with the SEC or a state?**
Invesco Private Capital, Inc. is an SEC-registered investment advisory firm, registered since 1993. Status as filed: Approved. CRD 107584.

**How much does Invesco Private Capital, Inc. manage?**
Invesco Private Capital, Inc. reports $860,423,023 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (100% discretionary).

**How have Invesco Private Capital, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Invesco Private Capital, Inc.: Regulatory assets under management: $1,495,072,426 in the October 2021 data and $860,423,023 in the October 2026 data, down 42%. Total employees: 29 in October 2021 and 10 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Invesco Private Capital, Inc. serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (4); other (3); other investment advisers (1).

**Does Invesco Private Capital, Inc. report any disciplinary disclosures?**
Reports 9 disclosure items on Form ADV Item 11: yes answers to 8 questions about regulatory matters and 1 question about civil court matters (11.C(1), 11.C(2), 11.C(4), 11.C(5), 11.D(1), 11.D(2), 11.D(4), 11.G, 11.H(1)(c)). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/107584

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $860,423,023
- Discretionary: $860,423,023
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 4 | $854,814,725 |
| Other investment advisers | 1 | $975,233 |
| Other | 3 | $4,633,065 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 1993 (32 years)
- Employees: 10 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, DE, GA, NY, TX
- Disclosures (Item 11): Reports 9 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.C(1): Has the SEC or the CFTC ever found that the firm or an advisory affiliate made a false statement or omission?
- 11.C(2): Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?
- 11.C(4): Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.C(5): Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?
- 11.D(1): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.G: Is the firm or an advisory affiliate now the subject of a regulatory proceeding that could result in a yes answer to any part of 11.C, 11.D, or 11.E?
- 11.H(1)(c): Has a domestic or foreign court ever dismissed, under a settlement agreement, an investment-related civil action brought against the firm or an advisory affiliate by a state or foreign financial regulator?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/107584

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- San Francisco, CA

### Websites listed on Form ADV (Item 1.I)
- [invesco.com](https://invesco.com)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,495,072,426 | 29 | June 29, 2021 |
| October 2022 | $2,172,981,687 | 29 | September 21, 2022 |
| October 2023 | $2,377,056,556 | 29 | May 10, 2023 |
| October 2024 | $769,094,710 | 21 | August 8, 2024 |
| October 2025 | $822,923,925 | 15 | March 26, 2025 |
| October 2026 | $860,423,023 | 10 | March 26, 2026 |

Regulatory assets under management: $1,495,072,426 in the October 2021 data and $860,423,023 in the October 2026 data, down 42%.
Total employees: 29 in October 2021 and 10 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Invesco Private Capital, Inc. (CRD 107584): Form ADV filing data as of October 2026.