{ "crd_number": 306746, "slug": "invesco-loan-manager-llc-new-york-ny-306746", "primary_business_name": "INVESCO LOAN MANAGER, LLC", "legal_name": "INVESCO LOAN MANAGER, LLC", "dbas": [], "city": "New York", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2020-08-17", "years_registered": 6, "period": "2026-10-01", "filing_date": "2026-03-25", "carried_forward": false, "raum_total": 17694615730.0, "raum_discretionary": 17694615730.0, "raum_non_discretionary": 0.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 109, "advisory_employees": 66, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 17694615730.0, "count": 44 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 8, "states_registered": [ "CO", "IL", "NY", "TX" ], "websites": [ "https://linkedin.com/company/invesco-ltd", "https://linkedin.com/showcase/invescous" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/306746", "disclosure_items": [ { "item": "11.C(1)", "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate made a false statement or omission?" }, { "item": "11.C(2)", "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?" }, { "item": "11.C(4)", "question": "Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?" }, { "item": "11.C(5)", "question": "Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?" }, { "item": "11.D(1)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?" }, { "item": "11.D(2)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?" }, { "item": "11.D(4)", "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?" }, { "item": "11.H(1)(c)", "question": "Has a domestic or foreign court ever dismissed, under a settlement agreement, an investment-related civil action brought against the firm or an advisory affiliate by a state or foreign financial regulator?" } ], "city_as_filed": "NEW YORK", "url": "https://advisorcensus.com/firm/invesco-loan-manager-llc-new-york-ny-306746", "display_name": "Invesco Loan Manager, LLC", "summary": "Invesco Loan Manager, LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2020, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 25, 2026.", "citation": "AdvisorCensus. Invesco Loan Manager, LLC (CRD 306746): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Invesco Loan Manager, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Invesco Loan Manager, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Invesco Loan Manager, LLC located?", "a": "Invesco Loan Manager, LLC's principal office is in New York, NY, according to its Form ADV; the April 2026 filing also lists 4 other offices (Schedule D, Section 1.F)." }, { "q": "Is Invesco Loan Manager, LLC registered with the SEC or a state?", "a": "Invesco Loan Manager, LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 306746." }, { "q": "How much does Invesco Loan Manager, LLC manage?", "a": "Invesco Loan Manager, LLC reports $17,694,615,730 in regulatory assets under management in its Form ADV filing dated March 25, 2026 (100% discretionary)." }, { "q": "How have Invesco Loan Manager, LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Invesco Loan Manager, LLC: Regulatory assets under management: $5,850,419,470 in the October 2021 data and $17,694,615,730 in the October 2026 data, up 202%. Total employees: 67 in October 2021 and 109 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Invesco Loan Manager, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (44)." }, { "q": "Does Invesco Loan Manager, LLC report any disciplinary disclosures?", "a": "Reports 8 disclosure items on Form ADV Item 11: yes answers to 7 questions about regulatory matters and 1 question about civil court matters (11.C(1), 11.C(2), 11.C(4), 11.C(5), 11.D(1), 11.D(2), 11.D(4), 11.H(1)(c)). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/306746" }, { "q": "What changed in Invesco Loan Manager, LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 62 to 66. Registered or notice-filed in TX." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 5850419470.0, "total_employees": 67, "filing_date": "2021-06-29" }, { "period": "2022-10-01", "regulatory_assets_under_management": 8495555920.0, "total_employees": 75, "filing_date": "2022-03-29" }, { "period": "2023-10-01", "regulatory_assets_under_management": 10840279902.0, "total_employees": 85, "filing_date": "2023-05-12" }, { "period": "2024-10-01", "regulatory_assets_under_management": 14631074076.0, "total_employees": 91, "filing_date": "2024-08-23" }, { "period": "2025-10-01", "regulatory_assets_under_management": 16098285018.0, "total_employees": 92, "filing_date": "2025-03-31" }, { "period": "2026-10-01", "regulatory_assets_under_management": 17694615730.0, "total_employees": 109, "filing_date": "2026-03-25" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 62 to 66.", "Registered or notice-filed in TX." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/invesco-loan-manager-llc-new-york-ny-306746.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 44, "fewer_than_5": false, "raum": 17694615730.0 } ], "disclosure_line": "Reports 8 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/306746", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }