{
  "crd_number": 109923,
  "slug": "invesco-hong-kong-limited-hong-kong-109923",
  "primary_business_name": "INVESCO HONG KONG LIMITED",
  "legal_name": "INVESCO HONG KONG LIMITED",
  "dbas": [],
  "city": "Hong Kong",
  "state": null,
  "country": "China",
  "cbsa_code": null,
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "1994-12-16",
  "years_registered": 31,
  "period": "2026-10-01",
  "filing_date": "2026-09-10",
  "carried_forward": false,
  "raum_total": 26202131169.0,
  "raum_discretionary": 26202131169.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "over_5b",
  "raum_band_label": "Over $5 billion",
  "total_employees": 226,
  "advisory_employees": 77,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "other": {
      "raum": 183948255.0,
      "count": 2,
      "description": "NON-GOVERNMENT ORGANIZATION",
      "fewer_than_5": true
    },
    "charitable": {
      "raum": 115932242.0,
      "count": 3,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 20777330.0,
      "count": 1,
      "fewer_than_5": true
    },
    "banking_thrift": {
      "raum": 0.0,
      "count": 0,
      "fewer_than_5": true
    },
    "state_municipal": {
      "raum": 995985190.0,
      "count": 5
    },
    "insurance_companies": {
      "raum": 517686330.0,
      "count": 4,
      "fewer_than_5": true
    },
    "investment_companies": {
      "raum": 2509706866.0,
      "count": 3
    },
    "pension_profit_sharing": {
      "raum": 17239045783.0,
      "count": 52
    },
    "other_investment_advisers": {
      "raum": 0.0,
      "count": 0,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 0.0,
      "count": 0,
      "fewer_than_5": true
    },
    "pooled_investment_vehicles": {
      "raum": 3873207718.0,
      "count": 2
    },
    "corporations_other_businesses": {
      "raum": 133087533.0,
      "count": 3,
      "fewer_than_5": true
    },
    "business_development_companies": {
      "raum": 0.0,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": 612753922.0,
      "count": 2,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "portfolio_management_investment_companies",
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 1,
  "states_registered": [],
  "websites": [
    "https://invesco.com/apac/en/institutional.html",
    "https://invesco.com/hk/en/investors.html",
    "https://linkedin.com/company/invesco-ltd/posts?feedView=all"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/109923",
  "disclosure_items": [
    {
      "item": "11.D(2)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?"
    }
  ],
  "city_as_filed": "HONG KONG",
  "url": "https://advisorcensus.com/firm/invesco-hong-kong-limited-hong-kong-109923",
  "display_name": "Invesco Hong Kong Limited",
  "summary": "Invesco Hong Kong Limited is an SEC-registered investment advisory firm in Hong Kong, China, registered since 1994, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated September 10, 2026.",
  "citation": "AdvisorCensus. Invesco Hong Kong Limited (CRD 109923): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for investment companies (and business development companies)",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Invesco Hong Kong Limited compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Invesco Hong Kong Limited reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Invesco Hong Kong Limited located?",
      "a": "Invesco Hong Kong Limited's principal office is in Hong Kong, China, according to its Form ADV."
    },
    {
      "q": "Is Invesco Hong Kong Limited registered with the SEC or a state?",
      "a": "Invesco Hong Kong Limited is an SEC-registered investment advisory firm, registered since 1994. Status as filed: Approved. CRD 109923."
    },
    {
      "q": "How much does Invesco Hong Kong Limited manage?",
      "a": "Invesco Hong Kong Limited reports $26,202,131,169 in regulatory assets under management in its Form ADV filing dated September 10, 2026 (100% discretionary)."
    },
    {
      "q": "How have Invesco Hong Kong Limited's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Invesco Hong Kong Limited: Regulatory assets under management: $38,096,535,348 in the October 2021 data and $26,202,131,169 in the October 2026 data, down 31%. Total employees: 228 in October 2021 and 226 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Invesco Hong Kong Limited serve?",
      "a": "By number of clients on Form ADV Item 5.D: pension and profit sharing plans (but not the plan participants or government pension plans) (52); state or municipal government entities (including government pension plans) (5); insurance companies (4)."
    },
    {
      "q": "Which custodians does Invesco Hong Kong Limited use?",
      "a": "Invesco Hong Kong Limited's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Bank Consortium Trust Company Limited as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Invesco Hong Kong Limited report any disciplinary disclosures?",
      "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/109923"
    },
    {
      "q": "What changed in Invesco Hong Kong Limited's recent Form ADV filings?",
      "a": "In the October 2026 filing data: Item 11 disclosure answers changed: 1 yes answer, previously 3 (now no: 11.D(1), 11.D(4)). Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 38096535348.0,
      "total_employees": 228,
      "filing_date": "2021-08-06"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 37284839546.0,
      "total_employees": 225,
      "filing_date": "2022-03-31"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 26723644913.0,
      "total_employees": 224,
      "filing_date": "2023-09-08"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 25979393807.0,
      "total_employees": 218,
      "filing_date": "2024-07-16"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 24748075822.0,
      "total_employees": 223,
      "filing_date": "2025-03-28"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 26202131169.0,
      "total_employees": 226,
      "filing_date": "2026-09-10"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-10-01",
      "period_label": "October 2026",
      "notes": [
        "Item 11 disclosure answers changed: 1 yes answer, previously 3 (now no: 11.D(1), 11.D(4)).",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 86 to 77."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Bank Consortium Trust Company Limited",
      "name_as_filed": "BANK CONSORTIUM TRUST COMPANY LIMITED",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/invesco-hong-kong-limited-hong-kong-109923.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 1,
      "fewer_than_5": true,
      "raum": 20777330.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 0,
      "fewer_than_5": true,
      "raum": 0.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 0,
      "fewer_than_5": true,
      "raum": 0.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 3,
      "fewer_than_5": false,
      "raum": 2509706866.0
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 2,
      "fewer_than_5": false,
      "raum": 3873207718.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 52,
      "fewer_than_5": false,
      "raum": 17239045783.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 3,
      "fewer_than_5": true,
      "raum": 115932242.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 5,
      "fewer_than_5": false,
      "raum": 995985190.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 0,
      "fewer_than_5": true,
      "raum": 0.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 4,
      "fewer_than_5": true,
      "raum": 517686330.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 2,
      "fewer_than_5": true,
      "raum": 612753922.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 3,
      "fewer_than_5": true,
      "raum": 133087533.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 2,
      "fewer_than_5": true,
      "raum": 183948255.0
    }
  ],
  "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/109923",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}