# Invesco Capital Management LLC

> Invesco Capital Management LLC is an SEC-registered investment advisory firm in Downers Grove, IL, registered since 2003, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated August 12, 2026.

- CRD: 125601
- Filed as: INVESCO CAPITAL MANAGEMENT LLC
- Also doing business as: INVESCO CAPITAL MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Downers Grove, IL
- Filing period: October 2026
- Form ADV filing dated: August 12, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/125601
- AdvisorCensus page: https://advisorcensus.com/firm/invesco-capital-management-llc-downers-grove-il-125601

## Quick answers

**How is Invesco Capital Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Invesco Capital Management LLC reports these compensation arrangements: a percentage of assets under its management; other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Invesco Capital Management LLC located?**
Invesco Capital Management LLC's principal office is in Downers Grove, IL, according to its Form ADV; the September 2026 filing also lists 3 other offices (Schedule D, Section 1.F).

**Is Invesco Capital Management LLC registered with the SEC or a state?**
Invesco Capital Management LLC is an SEC-registered investment advisory firm, registered since 2003. Status as filed: Approved. CRD 125601.

**How much does Invesco Capital Management LLC manage?**
Invesco Capital Management LLC reports $941,022,882,379 in regulatory assets under management in its Form ADV filing dated August 12, 2026 (100% discretionary).

**How have Invesco Capital Management LLC's assets and staff changed since 2021?**
In the Form ADV data for Invesco Capital Management LLC: Regulatory assets under management: $333,853,184,242 in the October 2021 data and $941,022,882,379 in the October 2026 data, up 182%. Total employees: 124 in October 2021 and 222 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Invesco Capital Management LLC serve?**
By number of clients on Form ADV Item 5.D: investment companies (228); pooled investment vehicles (other than investment companies and business development companies) (180); corporations or other businesses not listed above (28).

**Which custodians does Invesco Capital Management LLC use?**
Invesco Capital Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Amalgamated Bank, Fidelity Management Trust Company and PNC Bank, N.A. Pittsburg PA as custodians holding 10% or more of its separately managed account assets.

**Does Invesco Capital Management LLC report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/125601

**What changed in Invesco Capital Management LLC's recent Form ADV filings?**
In the September 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Other

### Custodians (Schedule D, Section 5.K(3))
- Amalgamated Bank
- Fidelity Management Trust Company
- PNC Bank, N.A. Pittsburg PA

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $941,022,882,379
- Discretionary: $938,917,866,943
- Non-discretionary: $2,105,015,436

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Investment companies | 228 | $804,391,416,002 |
| Pooled investment vehicles (other than investment companies and business development companies) | 180 | $97,135,777,890 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 7 | $4,058,652,520 |
| Insurance companies | 1 | $122,828,260 |
| Corporations or other businesses not listed above | 28 | $35,314,207,707 |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other

### Firm details
- Registered since: 2003 (23 years)
- Employees: 222 total, 39 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IL
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/125601

### Other offices (Schedule D, Section 1.F), as of the September 2026 filing
- Central, Hong Kong
- London
- Melbourne

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $333,853,184,242 | 124 | June 30, 2021 |
| October 2022 | $477,821,354,120 | 147 | March 30, 2022 |
| October 2023 | $400,637,542,107 | 193 | September 6, 2023 |
| October 2024 | $545,530,164,135 | 220 | March 27, 2024 |
| October 2025 | $740,525,540,103 | 232 | March 26, 2025 |
| October 2026 | $941,022,882,379 | 222 | August 12, 2026 |

Regulatory assets under management: $333,853,184,242 in the October 2021 data and $941,022,882,379 in the October 2026 data, up 182%.
Total employees: 124 in October 2021 and 222 in October 2026.

## Changes in the filing (last 12 months)

### September 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Employees performing advisory functions went from 38 to 39.
- No longer lists an office in Atlanta, GA.

### February 2026
- Regulatory assets under management went from $740,525,540,103 to $934,630,131,863 (+26%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Invesco Capital Management LLC (CRD 125601): Form ADV filing data as of October 2026.