{
  "crd_number": 125601,
  "slug": "invesco-capital-management-llc-downers-grove-il-125601",
  "primary_business_name": "INVESCO CAPITAL MANAGEMENT LLC",
  "legal_name": "INVESCO CAPITAL MANAGEMENT LLC",
  "dbas": [
    "INVESCO CAPITAL MANAGEMENT LLC"
  ],
  "city": "Downers Grove",
  "state": "IL",
  "country": "United States",
  "cbsa_code": "16980",
  "metro": {
    "cbsa_code": "16980",
    "common_name": "Chicago",
    "msa_name": "Chicago-Naperville-Elgin, IL-IN",
    "path": "/advisors/il/chicago"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2003-03-07",
  "years_registered": 23,
  "period": "2026-10-01",
  "filing_date": "2026-08-12",
  "carried_forward": false,
  "raum_total": 941022882379.0,
  "raum_discretionary": 938917866943.0,
  "raum_non_discretionary": 2105015436.0,
  "raum_band": "over_5b",
  "raum_band_label": "Over $5 billion",
  "total_employees": 222,
  "advisory_employees": 39,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "insurance_companies": {
      "raum": 122828260.0,
      "count": 1,
      "fewer_than_5": true
    },
    "investment_companies": {
      "raum": 804391416002.0,
      "count": 228
    },
    "pension_profit_sharing": {
      "raum": 4058652520.0,
      "count": 7
    },
    "pooled_investment_vehicles": {
      "raum": 97135777890.0,
      "count": 180
    },
    "corporations_other_businesses": {
      "raum": 35314207707.0,
      "count": 28
    }
  },
  "compensation_types": [
    "other",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "other",
    "portfolio_management_businesses_institutional",
    "portfolio_management_investment_companies",
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 1,
  "states_registered": [
    "IL"
  ],
  "websites": [],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/125601",
  "disclosure_items": [
    {
      "item": "11.D(2)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?"
    }
  ],
  "city_as_filed": "DOWNERS GROVE",
  "url": "https://advisorcensus.com/firm/invesco-capital-management-llc-downers-grove-il-125601",
  "display_name": "Invesco Capital Management LLC",
  "summary": "Invesco Capital Management LLC is an SEC-registered investment advisory firm in Downers Grove, IL, registered since 2003, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated August 12, 2026.",
  "citation": "AdvisorCensus. Invesco Capital Management LLC (CRD 125601): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Other"
  ],
  "advisory_activity_labels": [
    "Portfolio management for investment companies (and business development companies)",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Invesco Capital Management LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Invesco Capital Management LLC reports these compensation arrangements: a percentage of assets under its management; other. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Invesco Capital Management LLC located?",
      "a": "Invesco Capital Management LLC's principal office is in Downers Grove, IL, according to its Form ADV; the September 2026 filing also lists 3 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Invesco Capital Management LLC registered with the SEC or a state?",
      "a": "Invesco Capital Management LLC is an SEC-registered investment advisory firm, registered since 2003. Status as filed: Approved. CRD 125601."
    },
    {
      "q": "How much does Invesco Capital Management LLC manage?",
      "a": "Invesco Capital Management LLC reports $941,022,882,379 in regulatory assets under management in its Form ADV filing dated August 12, 2026 (100% discretionary)."
    },
    {
      "q": "How have Invesco Capital Management LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Invesco Capital Management LLC: Regulatory assets under management: $333,853,184,242 in the October 2021 data and $941,022,882,379 in the October 2026 data, up 182%. Total employees: 124 in October 2021 and 222 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Invesco Capital Management LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: investment companies (228); pooled investment vehicles (other than investment companies and business development companies) (180); corporations or other businesses not listed above (28)."
    },
    {
      "q": "Which custodians does Invesco Capital Management LLC use?",
      "a": "Invesco Capital Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Amalgamated Bank, Fidelity Management Trust Company and PNC Bank, N.A. Pittsburg PA as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Invesco Capital Management LLC report any disciplinary disclosures?",
      "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/125601"
    },
    {
      "q": "What changed in Invesco Capital Management LLC's recent Form ADV filings?",
      "a": "In the September 2026 filing data: Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 333853184242.0,
      "total_employees": 124,
      "filing_date": "2021-06-30"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 477821354120.0,
      "total_employees": 147,
      "filing_date": "2022-03-30"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 400637542107.0,
      "total_employees": 193,
      "filing_date": "2023-09-06"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 545530164135.0,
      "total_employees": 220,
      "filing_date": "2024-03-27"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 740525540103.0,
      "total_employees": 232,
      "filing_date": "2025-03-26"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 941022882379.0,
      "total_employees": 222,
      "filing_date": "2026-08-12"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-09-01",
      "period_label": "September 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 38 to 39.",
        "No longer lists an office in Atlanta, GA."
      ]
    },
    {
      "period": "2026-02-01",
      "period_label": "February 2026",
      "notes": [
        "Regulatory assets under management went from $740,525,540,103 to $934,630,131,863 (+26%)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Amalgamated Bank",
      "name_as_filed": "AMALGAMATED  BANK",
      "affiliated": false
    },
    {
      "name": "Fidelity Management Trust Company",
      "name_as_filed": "FIDELITY MANAGEMENT TRUST COMPANY",
      "affiliated": false
    },
    {
      "name": "PNC Bank, N.A. Pittsburg PA",
      "name_as_filed": "PNC BANK, N.A. PITTSBURG PA",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/invesco-capital-management-llc-downers-grove-il-125601.md",
  "clients": [
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 228,
      "fewer_than_5": false,
      "raum": 804391416002.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 180,
      "fewer_than_5": false,
      "raum": 97135777890.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 7,
      "fewer_than_5": false,
      "raum": 4058652520.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 1,
      "fewer_than_5": true,
      "raum": 122828260.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 28,
      "fewer_than_5": false,
      "raum": 35314207707.0
    }
  ],
  "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/125601",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}