{
  "crd_number": 107155,
  "slug": "invesco-asset-management-japan-limited-tokyo-107155",
  "primary_business_name": "INVESCO ASSET MANAGEMENT (JAPAN) LIMITED",
  "legal_name": "INVESCO ASSET MANAGEMENT (JAPAN) LIMITED",
  "dbas": [],
  "city": "Tokyo",
  "state": null,
  "country": "Japan",
  "cbsa_code": null,
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "1996-07-01",
  "years_registered": 30,
  "period": "2026-10-01",
  "filing_date": "2026-03-31",
  "carried_forward": false,
  "raum_total": 76059646582.0,
  "raum_discretionary": 76027779825.0,
  "raum_non_discretionary": 31866757.0,
  "raum_band": "over_5b",
  "raum_band_label": "Over $5 billion",
  "total_employees": 116,
  "advisory_employees": 22,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "other": {
      "raum": null,
      "count": 0
    },
    "charitable": {
      "raum": 0.0,
      "count": 0
    },
    "individuals": {
      "raum": 0.0,
      "count": 0
    },
    "banking_thrift": {
      "raum": 0.0,
      "count": 0
    },
    "state_municipal": {
      "raum": 0.0,
      "count": 0
    },
    "insurance_companies": {
      "raum": 554694508.0,
      "count": null,
      "fewer_than_5": true
    },
    "investment_companies": {
      "raum": 0.0,
      "count": 0
    },
    "pension_profit_sharing": {
      "raum": 4550979985.0,
      "count": 30
    },
    "other_investment_advisers": {
      "raum": 31866757.0,
      "count": null,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 0.0,
      "count": 0
    },
    "pooled_investment_vehicles": {
      "raum": 70491684175.0,
      "count": 140
    },
    "corporations_other_businesses": {
      "raum": 29320683.0,
      "count": null,
      "fewer_than_5": true
    },
    "business_development_companies": {
      "raum": 0.0,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": 401100474.0,
      "count": null,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "educational_seminars",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 1,
  "states_registered": [],
  "websites": [
    "https://facebook.com/InvescoJapan",
    "https://invesco.com/jp/ja/individual-investor.html",
    "https://invesco.com/jp/ja/institutional.html",
    "https://lin.ee/bJxCYxn",
    "https://linkedin.com/in/alex-sato-70b203143",
    "https://twitter.com/InvescoJapan",
    "https://x.com/Invesco_Sato",
    "https://youtube.com/user/InvescoJapan"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/107155",
  "disclosure_items": [
    {
      "item": "11.D(2)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?"
    }
  ],
  "city_as_filed": "TOKYO",
  "url": "https://advisorcensus.com/firm/invesco-asset-management-japan-limited-tokyo-107155",
  "display_name": "Invesco Asset Management (Japan) Limited",
  "summary": "Invesco Asset Management (Japan) Limited is an SEC-registered investment advisory firm in Tokyo, Japan, registered since 1996, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.",
  "citation": "AdvisorCensus. Invesco Asset Management (Japan) Limited (CRD 107155): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Educational seminars/workshops"
  ],
  "quick_answers": [
    {
      "q": "How is Invesco Asset Management (Japan) Limited compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Invesco Asset Management (Japan) Limited reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Invesco Asset Management (Japan) Limited located?",
      "a": "Invesco Asset Management (Japan) Limited's principal office is in Tokyo, Japan, according to its Form ADV."
    },
    {
      "q": "Is Invesco Asset Management (Japan) Limited registered with the SEC or a state?",
      "a": "Invesco Asset Management (Japan) Limited is an SEC-registered investment advisory firm, registered since 1996. Status as filed: Approved. CRD 107155."
    },
    {
      "q": "How much does Invesco Asset Management (Japan) Limited manage?",
      "a": "Invesco Asset Management (Japan) Limited reports $76,059,646,582 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary)."
    },
    {
      "q": "How have Invesco Asset Management (Japan) Limited's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Invesco Asset Management (Japan) Limited: Regulatory assets under management: $34,812,923,594 in the October 2021 data and $76,059,646,582 in the October 2026 data, up 118%. Total employees: 135 in October 2021 and 116 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Invesco Asset Management (Japan) Limited serve?",
      "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (140); pension and profit sharing plans (but not the plan participants or government pension plans) (30)."
    },
    {
      "q": "Which custodians does Invesco Asset Management (Japan) Limited use?",
      "a": "Invesco Asset Management (Japan) Limited's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Custody Bank of Japan, Ltd., JP Morgan Chase Bank, NA. and The Master Trust Bank of Japan, Ltd. as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Invesco Asset Management (Japan) Limited report any disciplinary disclosures?",
      "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/107155"
    },
    {
      "q": "What changed in Invesco Asset Management (Japan) Limited's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 23 to 22. Regulatory assets under management went from $61,549,407,102 to $76,059,646,582 (+24%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 34812923594.0,
      "total_employees": 135,
      "filing_date": "2021-06-30"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 47227248383.0,
      "total_employees": 124,
      "filing_date": "2022-03-30"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 49130325506.0,
      "total_employees": 114,
      "filing_date": "2023-07-11"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 56505085686.0,
      "total_employees": 114,
      "filing_date": "2024-07-02"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 61549407102.0,
      "total_employees": 110,
      "filing_date": "2025-05-12"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 76059646582.0,
      "total_employees": 116,
      "filing_date": "2026-03-31"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 23 to 22.",
        "Regulatory assets under management went from $61,549,407,102 to $76,059,646,582 (+24%)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Custody Bank of Japan, Ltd.",
      "name_as_filed": "CUSTODY BANK OF JAPAN, LTD.",
      "affiliated": false
    },
    {
      "name": "JP Morgan Chase Bank, NA.",
      "name_as_filed": "JP MORGAN CHASE BANK, NA.",
      "affiliated": false
    },
    {
      "name": "The Master Trust Bank of Japan, Ltd.",
      "name_as_filed": "THE MASTER TRUST BANK OF JAPAN, LTD.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/invesco-asset-management-japan-limited-tokyo-107155.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 140,
      "fewer_than_5": false,
      "raum": 70491684175.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 30,
      "fewer_than_5": false,
      "raum": 4550979985.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": null,
      "fewer_than_5": true,
      "raum": 31866757.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": null,
      "fewer_than_5": true,
      "raum": 554694508.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": null,
      "fewer_than_5": true,
      "raum": 401100474.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": null,
      "fewer_than_5": true,
      "raum": 29320683.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    }
  ],
  "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/107155",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}