{ "crd_number": 157632, "slug": "inverness-graham-investments-inc-wayne-pa-157632", "primary_business_name": "INVERNESS GRAHAM INVESTMENTS, INC.", "legal_name": "INVERNESS GRAHAM INVESTMENTS, INC.", "dbas": [ "INVERNESS GRAHAM GREEN LIGHT MANAGEMENT, L.P. (RELYING ADVISOR)", "INVERNESS GRAHAM MANAGEMENT II, L.P. (RELYING ADVISOR)", "INVERNESS GRAHAM MANAGEMENT III, L.P. (RELYING ADVISOR)", "INVERNESS GRAHAM MANAGEMENT IV, L.P. (RELYING ADVISOR)", "INVERNESS GRAHAM MANAGEMENT V, L.P. (RELYING ADVISOR)" ], "city": "Wayne", "state": "PA", "country": "United States", "cbsa_code": "37980", "metro": { "cbsa_code": "37980", "common_name": "Philadelphia", "msa_name": "Philadelphia-Camden-Wilmington, PA-NJ-DE-MD", "path": "/advisors/pa/philadelphia" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2012-02-22", "years_registered": 14, "period": "2026-10-01", "filing_date": "2026-03-31", "carried_forward": false, "raum_total": 1572202263.0, "raum_discretionary": 1572202263.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 36, "advisory_employees": 19, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 1572202263.0, "count": 29 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "PA" ], "websites": [ "https://invernessgraham.com", "https://linkedin.com/COMPANY/INVERNESS-GRAHAM-INVESTMENTS" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/157632", "city_as_filed": "WAYNE", "url": "https://advisorcensus.com/firm/inverness-graham-investments-inc-wayne-pa-157632", "display_name": "Inverness Graham Investments, Inc.", "summary": "Inverness Graham Investments, Inc. is an SEC-registered investment advisory firm in Wayne, PA, registered since 2012, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.", "citation": "AdvisorCensus. Inverness Graham Investments, Inc. (CRD 157632): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Inverness Graham Investments, Inc. compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Inverness Graham Investments, Inc. reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Inverness Graham Investments, Inc. located?", "a": "Inverness Graham Investments, Inc.'s principal office is in Wayne, PA, according to its Form ADV." }, { "q": "Is Inverness Graham Investments, Inc. registered with the SEC or a state?", "a": "Inverness Graham Investments, Inc. is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 157632." }, { "q": "How much does Inverness Graham Investments, Inc. manage?", "a": "Inverness Graham Investments, Inc. reports $1,572,202,263 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary)." }, { "q": "How have Inverness Graham Investments, Inc.'s assets and staff changed since 2021?", "a": "In the Form ADV data for Inverness Graham Investments, Inc.: Regulatory assets under management: $846,688,000 in the October 2021 data and $1,572,202,263 in the October 2026 data, up 86%. Total employees: 30 in October 2021 and 36 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Inverness Graham Investments, Inc. serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (29)." }, { "q": "Does Inverness Graham Investments, Inc. report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/157632" }, { "q": "What changed in Inverness Graham Investments, Inc.'s recent Form ADV filings?", "a": "In the April 2026 filing data: Regulatory assets under management went from $1,285,908,205 to $1,572,202,263 (+22%)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 846688000.0, "total_employees": 30, "filing_date": "2021-05-11" }, { "period": "2022-10-01", "regulatory_assets_under_management": 929619000.0, "total_employees": 30, "filing_date": "2022-03-29" }, { "period": "2023-10-01", "regulatory_assets_under_management": 918054366.0, "total_employees": 33, "filing_date": "2023-03-30" }, { "period": "2024-10-01", "regulatory_assets_under_management": 1310751851.0, "total_employees": 34, "filing_date": "2024-03-28" }, { "period": "2025-10-01", "regulatory_assets_under_management": 1285908205.0, "total_employees": 36, "filing_date": "2025-03-28" }, { "period": "2026-10-01", "regulatory_assets_under_management": 1572202263.0, "total_employees": 36, "filing_date": "2026-03-31" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Regulatory assets under management went from $1,285,908,205 to $1,572,202,263 (+22%)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/inverness-graham-investments-inc-wayne-pa-157632.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 29, "fewer_than_5": false, "raum": 1572202263.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/157632", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }