# Intrack Investment Management, Inc.

> Intrack Investment Management, Inc. is an SEC-registered investment advisory firm in South Burlington, VT, registered since 2014, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 24, 2026.

- CRD: 106450
- Filed as: INTRACK INVESTMENT MANAGEMENT, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: South Burlington, VT
- Filing period: October 2026
- Form ADV filing dated: March 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/106450
- AdvisorCensus page: https://advisorcensus.com/firm/intrack-investment-management-inc-south-burlington-vt-106450

## Quick answers

**How is Intrack Investment Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Intrack Investment Management, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); performance-based fees; other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Intrack Investment Management, Inc. located?**
Intrack Investment Management, Inc.'s principal office is in South Burlington, VT, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Intrack Investment Management, Inc. registered with the SEC or a state?**
Intrack Investment Management, Inc. is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 106450.

**How much does Intrack Investment Management, Inc. manage?**
Intrack Investment Management, Inc. reports $275,749,648 in regulatory assets under management in its Form ADV filing dated March 24, 2026 (100% discretionary).

**How have Intrack Investment Management, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Intrack Investment Management, Inc.: Regulatory assets under management: $202,582,999 in the October 2021 data and $275,749,648 in the October 2026 data, up 36%. Total employees: 4 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Intrack Investment Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (133); high net worth individuals (56).

**Which custodians does Intrack Investment Management, Inc. use?**
Intrack Investment Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Intrack Investment Management, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/106450

**What changed in Intrack Investment Management, Inc.'s recent Form ADV filings?**
In the March 2026 filing data: Employees performing advisory functions went from 5 to 4. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees
- Other

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $275,749,648
- Discretionary: $275,749,648
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 133 | $66,364,095 |
| High net worth individuals | 56 | $176,176,914 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | Fewer than 5 | $30,933,393 |
| State or municipal government entities (including government pension plans) | Fewer than 5 | $298,068 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | Fewer than 5 | $1,977,178 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Other

### Firm details
- Registered since: 2014 (12 years)
- Employees: 4 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, MA, ME, NH, NJ, NY, TX, VT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Norwich, VT

### Websites listed on Form ADV (Item 1.I)
- intrackinvest.com
- theoptimisticinvestor.buzzsprout.com/1551646
- Facebook @InTrackInvestmentManagement
- Instagram @intrackinvest
- LinkedIn @INTRACK-INVESTMENT-MANAGEMENT-INC.
- YouTube @InTrackInvest

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $202,582,999 | 4 | April 8, 2021 |
| October 2022 | $247,131,010 | 5 | March 21, 2022 |
| October 2023 | $207,287,791 | 6 | March 3, 2023 |
| October 2024 | $264,211,509 | 5 | March 1, 2024 |
| October 2025 | $286,242,957 | 5 | March 10, 2025 |
| October 2026 | $275,749,648 | 4 | March 24, 2026 |

Regulatory assets under management: $202,582,999 in the October 2021 data and $275,749,648 in the October 2026 data, up 36%.
Total employees: 4 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Employees performing advisory functions went from 5 to 4.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Intrack Investment Management, Inc. (CRD 106450): Form ADV filing data as of October 2026.