# Interstate Financial Group, Inc.

> Interstate Financial Group, Inc. is a state-registered investment advisory firm in Mt. Kisco, NY, registered since 1989, with no regulatory assets under management reported in its Form ADV filing dated May 7, 2018.

- CRD: 125880
- Filed as: INTERSTATE FINANCIAL GROUP, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Mt. Kisco, NY
- Filing period: October 2026
- Form ADV filing dated: May 7, 2018
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/125880
- AdvisorCensus page: https://advisorcensus.com/firm/interstate-financial-group-inc-mt-kisco-ny-125880

## Quick answers

**How is Interstate Financial Group, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Interstate Financial Group, Inc. reports these compensation arrangements: fixed fees (other than subscription fees).

**Where is Interstate Financial Group, Inc. located?**
Interstate Financial Group, Inc.'s principal office is in Mt. Kisco, NY, according to its Form ADV.

**Is Interstate Financial Group, Inc. registered with the SEC or a state?**
Interstate Financial Group, Inc. is a state-registered investment advisory firm, registered since 1989. Status as filed: APPROVED. CRD 125880.

**Does Interstate Financial Group, Inc. report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.H(1)(a) (court injunction in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/125880

## From the Form ADV filing

### Compensation (Item 5.E)
- Fixed fees (other than subscription fees)

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 1989 (36 years)
- Employees: 7 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.H(1)(a): In the past ten years, has a domestic or foreign court issued an injunction against the firm or an advisory affiliate in connection with investment-related activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/125880

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Interstate Financial Group, Inc. (CRD 125880): Form ADV filing data as of October 2026.