{ "crd_number": 144426, "slug": "international-assets-investment-management-llc-orlando-fl-144426", "primary_business_name": "INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC", "legal_name": "INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC", "dbas": [ "ABE WEALTH MANAGEMENT", "AFACAN WEALTH MANAGEMENT", "ARROW ADVISORS", "ATLANTIC WEALTH MANAGEMENT, INC.", "ATX FINANCIAL", "BECKERMAN & ASSOCIATES, LLC", "BLACOR USA", "BORN CAPITAL PARTNERS", "C A ROSS WEALTH MANAGEMENT GROUP", "CHOICE FINANCIAL SERVICES", "DENISON FINANCIAL", "DIXON FINANCIAL PARTNERS", "ECL PRIVATE WEALTH MANAGEMENT", "ELEVATE PRIVATE WEALTH GROUP, LLC", "FFS ADVISORY", "G2 RAMPART CONSULTING, LLC", "GLOBULL INVESTMENTS", "GOLD LEAF INVESTMENTS", "GRAMPS WEALTH MANAGEMENT", "HALL WEALTH ADVISORS", "HARRISON FINANCIAL MANAGEMENT, LLC", "IAA WEALTH MANAGEMENT", "INFINITY WEALTH MANAGEMENT, LLC", "JAG SHORE ENTERPRISES", "KNAPP FINANCIAL GROUP LLC", "LANE WEALTH MANAGEMENT", "LINDBLOOM INVESTMENT SERVICES, LLC", "LOYAL TRUST PRIVATE WEALTH", "LR VASSALLO & ASSOC", "MAIN STREET WEALTH MANAGEMENT, LLC", "MCW WEALTH MANAGEMENT", "MILLER WEALTH MANAGEMENT", "MOUNTAIN PEAK FINANCIAL SOLUTIONS", "NELSON FINANCIAL SERVICES", "NICHOLS FINANCIAL GROUP, INC", "NOLA FINANCIAL WEALTH MANAGEMENT", "O'NEIL WEALTH SERVICES, LLC", "PATHLIGHT INVESTING", "PLATINUM INVESTMENTS, LLC", "PORTER-RAY GROUP", "RISING SUN WEALTH MANAGEMENT", "ROCKBRIDGE WEALTH MANAGEMENT", "ROCKPORT GLOBAL LLC", "SEASIDE WEALTH MANAGEMENT, LLC", "SEQUENTIAL FINANCIAL GROUP, LLC", "SEVENOAKS PRIVATE WEALTH, LLC", "SPENCER SAMUELS INSURANCE & FINANCIAL SERVICES", "STEED WEALTH MANAGEMENT, LLC", "STERLING NOBLE WEALTH MANAGEMENT", "T. SPENCER SAMUELS INSURANCE & FINANCIAL SVCS.", "TOUSSAINT FINANCIAL", "UNITED WEALTH MANAGEMENT", "VERMONT WEALTH MANAGEMENT", "W.J. CONN CAPITAL", "WINN PARTNERS FINANCIAL GROUP", "WOODS ASSOCIATES" ], "city": "Orlando", "state": "FL", "country": "United States", "cbsa_code": "36740", "metro": { "cbsa_code": "36740", "common_name": "Orlando", "msa_name": "Orlando-Kissimmee-Sanford, FL", "path": "/advisors/fl/orlando" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2007-07-05", "years_registered": 19, "period": "2026-10-01", "filing_date": "2026-01-30", "carried_forward": false, "raum_total": 2569430562.0, "raum_discretionary": 1773383988.0, "raum_non_discretionary": 796046574.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 124, "advisory_employees": 113, "client_count_bucket": null, "clients_by_type": { "other": { "raum": 0.0, "count": 0 }, "charitable": { "raum": 0.0, "count": 0 }, "individuals": { "raum": 944388058.0, "count": 3798 }, "banking_thrift": { "raum": 0.0, "count": 0 }, "state_municipal": { "raum": 0.0, "count": 0 }, "insurance_companies": { "raum": 0.0, "count": 0 }, "investment_companies": { "raum": 0.0, "count": 0 }, "pension_profit_sharing": { "raum": 0.0, "count": 0 }, "other_investment_advisers": { "raum": 0.0, "count": 0 }, "high_net_worth_individuals": { "raum": 1542293719.0, "count": 2073 }, "pooled_investment_vehicles": { "raum": 0.0, "count": 0 }, "corporations_other_businesses": { "raum": 82748785.0, "count": 90 }, "business_development_companies": { "raum": 0.0, "count": 0 }, "sovereign_wealth_foreign_official": { "raum": 0.0, "count": 0 } }, "compensation_types": [ "fixed", "hourly", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "pension_consulting", "portfolio_management_businesses_institutional", "portfolio_management_individuals", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 13, "states_registered": [ "AK", "AL", "AR", "AZ", "CA", "CO", "CT", "DC", "DE", "FL", "GA", "HI", "IA", "ID", "IL", "IN", "KS", "KY", "LA", "MA", "MD", "ME", "MI", "MN", "MO", "MS", "MT", "NC", "ND", "NE", "NH", "NJ", "NM", "NV", "NY", "OH", "OK", "OR", "PA", "PR", "RI", "SC", "SD", "TN", "TX", "UT", "VA", "VI", "VT", "WA", "WI", "WV", "WY" ], "websites": [ "https://facebook.com/InternationalAssets", "https://iaac.com", "https://linkedin.com/company/international-assets-advisory" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/144426", "disclosure_items": [ { "item": "11.A(1)", "question": "In the past ten years, has the firm or an advisory affiliate been convicted of, or pleaded guilty or no contest to, a felony?" }, { "item": "11.A(2)", "question": "In the past ten years, has the firm or an advisory affiliate been charged with a felony?" }, { "item": "11.C(2)", "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?" }, { "item": "11.C(4)", "question": "Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?" }, { "item": "11.C(5)", "question": "Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?" }, { "item": "11.D(1)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?" }, { "item": "11.D(2)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?" }, { "item": "11.D(3)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?" }, { "item": "11.D(4)", "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?" }, { "item": "11.D(5)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?" }, { "item": "11.E(1)", "question": "Has a self-regulatory organization (such as FINRA) or a commodities exchange ever found that the firm or an advisory affiliate made a false statement or omission?" }, { "item": "11.E(2)", "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?" }, { "item": "11.E(4)", "question": "Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?" } ], "city_as_filed": "ORLANDO", "url": "https://advisorcensus.com/firm/international-assets-investment-management-llc-orlando-fl-144426", "display_name": "International Assets Investment Management, LLC", "summary": "International Assets Investment Management, LLC is an SEC-registered investment advisory firm in Orlando, FL, registered since 2007, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated January 30, 2026.", "citation": "AdvisorCensus. International Assets Investment Management, LLC (CRD 144426): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Portfolio management for businesses (other than small businesses) or institutional clients", "Pension consulting services", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is International Assets Investment Management, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), International Assets Investment Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)." }, { "q": "How much does International Assets Investment Management, LLC charge?", "a": "Its Form ADV Part 2A brochure dated January 30, 2026 states: Hourly rate: $500 an hour (Financial Planning Services). Fees can differ by service and may be negotiable; the brochure is the complete statement." }, { "q": "Where is International Assets Investment Management, LLC located?", "a": "International Assets Investment Management, LLC's principal office is in Orlando, FL, according to its Form ADV; the February 2026 filing also lists 19 other offices (Schedule D, Section 1.F)." }, { "q": "Is International Assets Investment Management, LLC registered with the SEC or a state?", "a": "International Assets Investment Management, LLC is an SEC-registered investment advisory firm, registered since 2007. Status as filed: Approved. CRD 144426." }, { "q": "How much does International Assets Investment Management, LLC manage?", "a": "International Assets Investment Management, LLC reports $2,569,430,562 in regulatory assets under management in its Form ADV filing dated January 30, 2026 (69% discretionary)." }, { "q": "How have International Assets Investment Management, LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for International Assets Investment Management, LLC: Regulatory assets under management: $1,194,778,285 in the October 2021 data and $2,569,430,562 in the October 2026 data, up 115%. Total employees: 119 in October 2021 and 124 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does International Assets Investment Management, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (3,798); high net worth individuals (2,073); corporations or other businesses not listed above (90)." }, { "q": "Which custodians does International Assets Investment Management, LLC use?", "a": "International Assets Investment Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists RBC Capital Markets, LLC as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does International Assets Investment Management, LLC report any disciplinary disclosures?", "a": "Reports 13 disclosure items on Form ADV Item 11: yes answers to 2 questions about criminal matters and 11 questions about regulatory matters (11.A(1), 11.A(2), 11.C(2), 11.C(4), 11.C(5), 11.D(1), 11.D(2), 11.D(3), 11.D(4), 11.D(5), 11.E(1), 11.E(2), 11.E(4)). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/144426" }, { "q": "Does International Assets Investment Management, LLC state an account minimum?", "a": "Its Form ADV Part 2A brochure dated January 30, 2026 says: \"IAIM’s minimum account size is $50,000. However, the minimum may be waived at IAIM’s discretion.\"" }, { "q": "What changed in International Assets Investment Management, LLC's recent Form ADV filings?", "a": "In the February 2026 filing data: Regulatory assets under management went from $2,212,521,886 to $2,569,430,562 (+16%). Employees performing advisory functions went from 124 to 113. Added the business name ABE Wealth Management. Added the business name Born Capital Partners. Added the business name Gramps Wealth Management. Added the business name Infinity Wealth Management, LLC. Added the business name Lane Wealth Management. Added the business name Main Street Wealth Management, LLC. Added the business name Miller Wealth Management. Added the business name Sequential Financial Group, LLC. Added the business name Sevenoaks Private Wealth, LLC. No longer lists the business name A. Joseph Margolis LLC. No longer lists the business name Aine Private Wealth, LLC. No longer lists the business name Confident Trust Financial Group. No longer lists the business name Dantas Advisory. No longer lists the business name Fulcrum Pont Fixed Income Group. No longer lists the business name GPS Wealth Management. No longer lists the business name Insight Private Wealth. No longer lists the business name Integral Wealth Planning LLC. No longer lists the business name Potocsny Financial Group. No longer lists the business name Rappaport Wealth Management. No longer lists the business name Rich Wealth Management. No longer lists the business name The Financial Network. Added an office in Alma, MI. Added an office in Hanover, MA. Added an office in Troy, MI. No longer lists an office in Fishers, IN." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 1194778285.0, "total_employees": 119, "filing_date": "2021-07-30" }, { "period": "2022-10-01", "regulatory_assets_under_management": 1359989953.0, "total_employees": 118, "filing_date": "2022-09-19" }, { "period": "2023-10-01", "regulatory_assets_under_management": 1444509347.0, "total_employees": 126, "filing_date": "2023-04-11" }, { "period": "2024-10-01", "regulatory_assets_under_management": 1685163470.0, "total_employees": 122, "filing_date": "2024-09-30" }, { "period": "2025-10-01", "regulatory_assets_under_management": 2212521886.0, "total_employees": 128, "filing_date": "2025-07-07" }, { "period": "2026-10-01", "regulatory_assets_under_management": 2569430562.0, "total_employees": 124, "filing_date": "2026-01-30" } ], "recent_changes": [ { "period": "2026-02-01", "period_label": "February 2026", "notes": [ "Regulatory assets under management went from $2,212,521,886 to $2,569,430,562 (+16%).", "Employees performing advisory functions went from 124 to 113.", "Added the business name ABE Wealth Management.", "Added the business name Born Capital Partners.", "Added the business name Gramps Wealth Management.", "Added the business name Infinity Wealth Management, LLC.", "Added the business name Lane Wealth Management.", "Added the business name Main Street Wealth Management, LLC.", "Added the business name Miller Wealth Management.", "Added the business name Sequential Financial Group, LLC.", "Added the business name Sevenoaks Private Wealth, LLC.", "No longer lists the business name A. Joseph Margolis LLC.", "No longer lists the business name Aine Private Wealth, LLC.", "No longer lists the business name Confident Trust Financial Group.", "No longer lists the business name Dantas Advisory.", "No longer lists the business name Fulcrum Pont Fixed Income Group.", "No longer lists the business name GPS Wealth Management.", "No longer lists the business name Insight Private Wealth.", "No longer lists the business name Integral Wealth Planning LLC.", "No longer lists the business name Potocsny Financial Group.", "No longer lists the business name Rappaport Wealth Management.", "No longer lists the business name Rich Wealth Management.", "No longer lists the business name The Financial Network.", "Added an office in Alma, MI.", "Added an office in Hanover, MA.", "Added an office in Troy, MI.", "No longer lists an office in Fishers, IN." ] }, { "period": "2026-01-01", "period_label": "January 2026", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated January 30, 2026", "provided_by_the_firm": false, "tiers": [], "flat_rate": null, "stated_range": null, "stated_maximum": null, "account_minimum": "$50,000", "account_minimum_may_be_waived": true, "minimum_annual_fee": null, "planning_fees": [ "Hourly rate: $500 an hour (Financial Planning Services)" ], "figures": [ { "label": "Account minimum", "statements": [ "Account minimum: $50,000 (the brochure says it may be waived or negotiated)" ], "quotes": [ "IAIM’s minimum account size is $50,000. However, the minimum may be waived at IAIM’s discretion." ] }, { "label": "Planning fee", "statements": [ "Hourly rate: $500 an hour (Financial Planning Services)" ], "quotes": [ "Hourly engagements are billed at a rate of up to $500 per hour." ] } ], "values": { "tiers": [], "range_pct": null, "max_pct": null, "account_minimum": 50000.0, "minimum_annual_fee": null, "planning": [ { "kind": "hourly", "amount": 500.0, "min": null, "max": null, "period": "hour", "service": "Financial Planning Services" } ] }, "quotes": [ "IAIM’s minimum account size is $50,000. However, the minimum may be waived at IAIM’s discretion.", "Hourly engagements are billed at a rate of up to $500 per hour." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [ { "name": "RBC Capital Markets, LLC", "name_as_filed": "RBC CAPITAL MARKETS, LLC", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/international-assets-investment-management-llc-orlando-fl-144426.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 3798, "fewer_than_5": false, "raum": 944388058.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 2073, "fewer_than_5": false, "raum": 1542293719.0 }, { "type": "banking_thrift", "label": "Banking or thrift institutions", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "investment_companies", "label": "Investment companies", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "business_development_companies", "label": "Business development companies", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "state_municipal", "label": "State or municipal government entities (including government pension plans)", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "other_investment_advisers", "label": "Other investment advisers", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "insurance_companies", "label": "Insurance companies", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "sovereign_wealth_foreign_official", "label": "Sovereign wealth funds and foreign official institutions", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 90, "fewer_than_5": false, "raum": 82748785.0 }, { "type": "other", "label": "Other", "count": 0, "fewer_than_5": false, "raum": 0.0 } ], "disclosure_line": "Reports 13 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/144426", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }