{ "crd_number": 10645, "slug": "international-assets-advisory-llc-orlando-fl-10645", "primary_business_name": "INTERNATIONAL ASSETS ADVISORY, LLC", "legal_name": "INTERNATIONAL ASSETS ADVISORY, LLC", "dbas": [], "city": "Orlando", "state": "FL", "country": "United States", "cbsa_code": "36740", "metro": { "cbsa_code": "36740", "common_name": "Orlando", "msa_name": "Orlando-Kissimmee-Sanford, FL", "path": "/advisors/fl/orlando" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2020-07-21", "years_registered": 6, "period": "2026-10-01", "filing_date": "2026-03-09", "carried_forward": false, "raum_total": null, "raum_discretionary": null, "raum_non_discretionary": null, "raum_band": "not_reported", "raum_band_label": "Not reported", "total_employees": 3, "advisory_employees": 3, "client_count_bucket": null, "clients_by_type": null, "compensation_types": [ "hourly", "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "portfolio_management_pooled_vehicles", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 3, "states_registered": [ "FL" ], "websites": [ "https://iaac.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/10645", "disclosure_items": [ { "item": "11.D(1)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?" }, { "item": "11.D(2)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?" }, { "item": "11.E(2)", "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?" } ], "city_as_filed": "ORLANDO", "url": "https://advisorcensus.com/firm/international-assets-advisory-llc-orlando-fl-10645", "display_name": "International Assets Advisory, LLC", "summary": "International Assets Advisory, LLC is an SEC-registered investment advisory firm in Orlando, FL, registered since 2020, with no regulatory assets under management reported in its Form ADV filing dated March 9, 2026.", "citation": "AdvisorCensus. International Assets Advisory, LLC (CRD 10645): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is International Assets Advisory, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), International Assets Advisory, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges." }, { "q": "Where is International Assets Advisory, LLC located?", "a": "International Assets Advisory, LLC's principal office is in Orlando, FL, according to its Form ADV." }, { "q": "Is International Assets Advisory, LLC registered with the SEC or a state?", "a": "International Assets Advisory, LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 10645." }, { "q": "How have International Assets Advisory, LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for International Assets Advisory, LLC: Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "Does International Assets Advisory, LLC report any disciplinary disclosures?", "a": "Reports 3 disclosure items on Form ADV Item 11: yes answers to 11.D(1) (another regulator's finding of a false statement or omission, or of dishonest, unfair, or unethical conduct), 11.D(2) (another regulator's finding of a violation), and 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/10645" } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": null, "total_employees": 3, "filing_date": "2021-07-30" }, { "period": "2022-10-01", "regulatory_assets_under_management": null, "total_employees": 3, "filing_date": "2022-09-19" }, { "period": "2023-10-01", "regulatory_assets_under_management": null, "total_employees": 3, "filing_date": "2023-01-23" }, { "period": "2024-10-01", "regulatory_assets_under_management": null, "total_employees": 3, "filing_date": "2024-03-07" }, { "period": "2025-10-01", "regulatory_assets_under_management": null, "total_employees": 3, "filing_date": "2025-02-27" }, { "period": "2026-10-01", "regulatory_assets_under_management": null, "total_employees": 3, "filing_date": "2026-03-09" } ], "recent_changes": [], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/international-assets-advisory-llc-orlando-fl-10645.md", "clients": [], "disclosure_line": "Reports 3 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/10645", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }