{
  "crd_number": 123418,
  "slug": "international-asset-management-san-mateo-ca-123418",
  "primary_business_name": "INTERNATIONAL ASSET MANAGEMENT",
  "legal_name": "INDIVIDUAL ASSET MANAGEMENT, INC",
  "dbas": [
    "INTERNATIONAL ASSET MANAGEMENT"
  ],
  "city": "San Mateo",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "41860",
  "metro": {
    "cbsa_code": "41860",
    "common_name": "San Francisco",
    "msa_name": "San Francisco-Oakland-Fremont, CA",
    "path": "/advisors/ca/san-francisco"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2025-04-11",
  "years_registered": 1,
  "period": "2026-10-01",
  "filing_date": "2026-03-27",
  "carried_forward": false,
  "raum_total": 173098000.0,
  "raum_discretionary": 173098000.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 5,
  "advisory_employees": 5,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 65420000.0,
      "count": 133
    },
    "high_net_worth_individuals": {
      "raum": 105763000.0,
      "count": 55
    },
    "corporations_other_businesses": {
      "raum": 1915000.0,
      "count": 2,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "financial_planning",
    "other",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "TX"
  ],
  "websites": [
    "https://iamadvisors.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/123418",
  "city_as_filed": "SAN MATEO",
  "url": "https://advisorcensus.com/firm/international-asset-management-san-mateo-ca-123418",
  "display_name": "International Asset Management",
  "summary": "International Asset Management is an SEC-registered investment advisory firm in San Mateo, CA, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 27, 2026.",
  "citation": "AdvisorCensus. International Asset Management (CRD 123418): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Selection of other advisers (including private fund managers)",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is International Asset Management compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), International Asset Management reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees."
    },
    {
      "q": "How much does International Asset Management charge?",
      "a": "Its Form ADV Part 2A brochure dated March 26, 2026 states: Flat fee: $1,500 to $3,000 (financial planning services as a standalone service). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is International Asset Management located?",
      "a": "International Asset Management's principal office is in San Mateo, CA, according to its Form ADV."
    },
    {
      "q": "Is International Asset Management registered with the SEC or a state?",
      "a": "International Asset Management is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 123418."
    },
    {
      "q": "How much does International Asset Management manage?",
      "a": "International Asset Management reports $173,098,000 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary)."
    },
    {
      "q": "How have International Asset Management's assets and staff changed since 2025?",
      "a": "In the Form ADV data for International Asset Management: Regulatory assets under management: $106,000,000 in the October 2025 data and $173,098,000 in the October 2026 data, up 63%. Total employees: 5 in October 2025 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does International Asset Management serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (133); high net worth individuals (55); corporations or other businesses not listed above (2)."
    },
    {
      "q": "Which custodians does International Asset Management use?",
      "a": "International Asset Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Interactive Brokers Corp. as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does International Asset Management report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/123418"
    },
    {
      "q": "Does International Asset Management state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 26, 2026 says: \"For new clients our minimum level of assets under management is $400,000. A few legacy clients have portfolios that are smaller than these amounts and we may also accept smaller portfolios for relatives of clients who meet our minimum, for employees, or in certain other limited cases.\""
    },
    {
      "q": "What changed in International Asset Management's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $106,000,000 to $173,098,000 (+63%)."
    }
  ],
  "filing_history": [
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 106000000.0,
      "total_employees": 5,
      "filing_date": "2025-03-13"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 173098000.0,
      "total_employees": 5,
      "filing_date": "2026-03-27"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $106,000,000 to $173,098,000 (+63%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 26, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$400,000",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Flat fee: $1,500 to $3,000 (financial planning services as a standalone service)"
    ],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $400,000"
        ],
        "quotes": [
          "For new clients our minimum level of assets under management is $400,000. A few legacy clients have portfolios that are smaller than these amounts and we may also accept smaller portfolios for relatives of clients who meet our minimum, for employees, or in certain other limited cases."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $1,500 to $3,000 (financial planning services as a standalone service)"
        ],
        "quotes": [
          "As a standalone service, financial planning services are billed at a flat rate of between $1,500 and $3,000 depending upon the complexity of the analysis and upon mutual agreement with the client."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 400000.0,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "flat",
          "amount": null,
          "min": 1500.0,
          "max": 3000.0,
          "period": "one_time",
          "service": "financial planning services as a standalone service"
        }
      ]
    },
    "quotes": [
      "For new clients our minimum level of assets under management is $400,000. A few legacy clients have portfolios that are smaller than these amounts and we may also accept smaller portfolios for relatives of clients who meet our minimum, for employees, or in certain other limited cases.",
      "As a standalone service, financial planning services are billed at a flat rate of between $1,500 and $3,000 depending upon the complexity of the analysis and upon mutual agreement with the client."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "Interactive Brokers Corp.",
      "name_as_filed": "INTERACTIVE BROKERS CORP.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/international-asset-management-san-mateo-ca-123418.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 133,
      "fewer_than_5": false,
      "raum": 65420000.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 55,
      "fewer_than_5": false,
      "raum": 105763000.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 2,
      "fewer_than_5": true,
      "raum": 1915000.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/123418",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}