{ "crd_number": 107498, "slug": "intellicents-investment-solutions-inc-albert-lea-mn-107498", "primary_business_name": "INTELLICENTS INVESTMENT SOLUTIONS INC", "legal_name": "INTELLICENTS INVESTMENT SOLUTIONS INC", "dbas": [], "city": "Albert Lea", "state": "MN", "country": "United States", "cbsa_code": "10660", "metro": null, "registration_type": "sec", "registration_status": "Approved", "registration_date": "1996-02-29", "years_registered": 30, "period": "2026-10-01", "filing_date": "2026-06-01", "carried_forward": false, "raum_total": 9916675227.0, "raum_discretionary": 6903315312.0, "raum_non_discretionary": 3013359915.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 80, "advisory_employees": 48, "client_count_bucket": null, "clients_by_type": { "individuals": { "raum": 989435510.0, "count": 7018 }, "pension_profit_sharing": { "raum": 7594545780.0, "count": 504 }, "high_net_worth_individuals": { "raum": 1332693937.0, "count": 758 } }, "compensation_types": [ "commissions", "fixed", "hourly", "percentage_of_aum" ], "advisory_activities": [ "educational_seminars", "financial_planning", "pension_consulting", "periodicals_newsletters", "portfolio_management_businesses_institutional", "portfolio_management_individuals" ], "wrap_fee_participant": true, "disclosure_yes_count": 0, "states_registered": [ "AK", "AR", "AZ", "CA", "CO", "CT", "DC", "FL", "GA", "IA", "ID", "IL", "IN", "KS", "KY", "LA", "MA", "MD", "ME", "MI", "MN", "MO", "MS", "MT", "NC", "ND", "NE", "NH", "NJ", "NM", "NV", "NY", "OH", "OK", "OR", "PA", "SC", "SD", "TN", "TX", "UT", "VA", "VT", "WA", "WI", "WV", "WY" ], "websites": [ "https://facebook.com/intellicentswealth", "https://facebook.com/people/Intellicents/61569036014210", "https://instagram.com/intellicents", "https://instagram.com/intellicentspersonalcfo", "https://intellicents.com", "https://linkedin.com/company/intellicents", "https://linkedin.com/company/intellicentspersonalcfo", "https://twitter.com/intellicentsinc" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/107498", "city_as_filed": "ALBERT LEA", "url": "https://advisorcensus.com/firm/intellicents-investment-solutions-inc-albert-lea-mn-107498", "display_name": "Intellicents Investment Solutions Inc", "summary": "Intellicents Investment Solutions Inc is an SEC-registered investment advisory firm in Albert Lea, MN, registered since 1996, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated June 1, 2026.", "citation": "AdvisorCensus. Intellicents Investment Solutions Inc (CRD 107498): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Fixed fees (other than subscription fees)", "Commissions" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Portfolio management for businesses (other than small businesses) or institutional clients", "Pension consulting services", "Publication of periodicals or newsletters", "Educational seminars/workshops" ], "quick_answers": [ { "q": "How is Intellicents Investment Solutions Inc compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Intellicents Investment Solutions Inc reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); commissions." }, { "q": "Where is Intellicents Investment Solutions Inc located?", "a": "Intellicents Investment Solutions Inc's principal office is in Albert Lea, MN, according to its Form ADV; the July 2026 filing also lists 12 other offices (Schedule D, Section 1.F)." }, { "q": "Is Intellicents Investment Solutions Inc registered with the SEC or a state?", "a": "Intellicents Investment Solutions Inc is an SEC-registered investment advisory firm, registered since 1996. Status as filed: Approved. CRD 107498." }, { "q": "How much does Intellicents Investment Solutions Inc manage?", "a": "Intellicents Investment Solutions Inc reports $9,916,675,227 in regulatory assets under management in its Form ADV filing dated June 1, 2026 (70% discretionary)." }, { "q": "How have Intellicents Investment Solutions Inc's assets and staff changed since 2021?", "a": "In the Form ADV data for Intellicents Investment Solutions Inc: Regulatory assets under management: $5,043,938,639 in the October 2021 data and $9,916,675,227 in the October 2026 data, up 97%. Total employees: 41 in October 2021 and 80 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Intellicents Investment Solutions Inc serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (7,018); high net worth individuals (758); pension and profit sharing plans (but not the plan participants or government pension plans) (504)." }, { "q": "Which custodians does Intellicents Investment Solutions Inc use?", "a": "Intellicents Investment Solutions Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Alerus Securities Corporation, Charles Schwab & Co., Inc., Empower Retirement and Matrix Trust Company as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Intellicents Investment Solutions Inc report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/107498" }, { "q": "What changed in Intellicents Investment Solutions Inc's recent Form ADV filings?", "a": "In the July 2026 filing data: Added an office in Wichita, KS." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 5043938639.0, "total_employees": 41, "filing_date": "2021-07-30" }, { "period": "2022-10-01", "regulatory_assets_under_management": 5446397585.0, "total_employees": 48, "filing_date": "2022-04-22" }, { "period": "2023-10-01", "regulatory_assets_under_management": 5067782323.0, "total_employees": 61, "filing_date": "2023-03-21" }, { "period": "2024-10-01", "regulatory_assets_under_management": 6009674946.0, "total_employees": 64, "filing_date": "2024-03-29" }, { "period": "2025-10-01", "regulatory_assets_under_management": 7362137726.0, "total_employees": 67, "filing_date": "2025-05-08" }, { "period": "2026-10-01", "regulatory_assets_under_management": 9916675227.0, "total_employees": 80, "filing_date": "2026-06-01" } ], "recent_changes": [ { "period": "2026-07-01", "period_label": "July 2026", "notes": [ "Added an office in Wichita, KS." ] }, { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 46 to 48.", "Regulatory assets under management went from $7,362,137,726 to $9,916,675,227 (+35%).", "Changed its office addresses in Lawrence, KS.", "Added an office in Maitland, FL.", "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2026-03-01", "period_label": "March 2026", "notes": [ "Registered or notice-filed in KY, NM, WV." ] }, { "period": "2026-02-01", "period_label": "February 2026", "notes": [ "No longer lists an office in Tacoma, WA.", "Registered or notice-filed in LA." ] }, { "period": "2025-12-01", "period_label": "December 2025", "notes": [ "Registered or notice-filed in ND." ] }, { "period": "2025-11-01", "period_label": "November 2025", "notes": [ "Added an office in Fargo, ND.", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Alerus Securities Corporation", "name_as_filed": "ALERUS SECURITIES CORPORATION", "affiliated": false }, { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false }, { "name": "Empower Retirement", "name_as_filed": "EMPOWER RETIREMENT", "affiliated": false }, { "name": "Matrix Trust Company", "name_as_filed": "MATRIX TRUST COMPANY", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/intellicents-investment-solutions-inc-albert-lea-mn-107498.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 7018, "fewer_than_5": false, "raum": 989435510.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 758, "fewer_than_5": false, "raum": 1332693937.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 504, "fewer_than_5": false, "raum": 7594545780.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/107498", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }