{ "crd_number": 336307, "slug": "integrative-planning-inc-cornelius-nc-336307", "primary_business_name": "INTEGRATIVE PLANNING, INC.", "legal_name": "INTEGRATIVE PLANNING, INC.", "dbas": [], "city": "Cornelius", "state": "NC", "country": "United States", "cbsa_code": "16740", "metro": { "cbsa_code": "16740", "common_name": "Charlotte", "msa_name": "Charlotte-Concord-Gastonia, NC-SC", "path": "/advisors/nc/charlotte" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2025-11-25", "years_registered": 0, "period": "2026-10-01", "filing_date": "2026-08-07", "carried_forward": false, "raum_total": 101384621.0, "raum_discretionary": 101384621.0, "raum_non_discretionary": 0.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 6, "advisory_employees": 3, "client_count_bucket": null, "clients_by_type": { "individuals": { "raum": 29808190.0, "count": 188 }, "high_net_worth_individuals": { "raum": 71576431.0, "count": 36 } }, "compensation_types": [ "hourly", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "portfolio_management_individuals", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 1, "states_registered": [ "NC", "SC" ], "websites": [ "https://myintegrativeplanning.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/336307", "disclosure_items": [ { "item": "11.H(2)", "question": "Is the firm or an advisory affiliate now the subject of a civil proceeding that could result in a yes answer to any part of 11.H(1)?" } ], "city_as_filed": "CORNELIUS", "url": "https://advisorcensus.com/firm/integrative-planning-inc-cornelius-nc-336307", "display_name": "Integrative Planning, Inc.", "summary": "Integrative Planning, Inc. is an SEC-registered investment advisory firm in Cornelius, NC, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 7, 2026.", "citation": "AdvisorCensus. Integrative Planning, Inc. (CRD 336307): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is Integrative Planning, Inc. compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Integrative Planning, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges." }, { "q": "Where is Integrative Planning, Inc. located?", "a": "Integrative Planning, Inc.'s principal office is in Cornelius, NC, according to its Form ADV." }, { "q": "Is Integrative Planning, Inc. registered with the SEC or a state?", "a": "Integrative Planning, Inc. is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 336307." }, { "q": "How much does Integrative Planning, Inc. manage?", "a": "Integrative Planning, Inc. reports $101,384,621 in regulatory assets under management in its Form ADV filing dated August 7, 2026 (100% discretionary)." }, { "q": "How have Integrative Planning, Inc.'s assets and staff changed since 2025?", "a": "In the Form ADV data for Integrative Planning, Inc.: Total employees: 2 in October 2025 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Integrative Planning, Inc. serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (188); high net worth individuals (36)." }, { "q": "Which custodians does Integrative Planning, Inc. use?", "a": "Integrative Planning, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Integrative Planning, Inc. report any disciplinary disclosures?", "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.H(2) (pending civil proceeding). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/336307" }, { "q": "What changed in Integrative Planning, Inc.'s recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 2 to 3." } ], "filing_history": [ { "period": "2025-10-01", "regulatory_assets_under_management": null, "total_employees": 2, "filing_date": "2025-07-16" }, { "period": "2026-10-01", "regulatory_assets_under_management": 101384621.0, "total_employees": 6, "filing_date": "2026-08-07" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 2 to 3." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/integrative-planning-inc-cornelius-nc-336307.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 188, "fewer_than_5": false, "raum": 29808190.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 36, "fewer_than_5": false, "raum": 71576431.0 } ], "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/336307", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }