# Integrated Wealth Strategies, LLC

> Integrated Wealth Strategies, LLC is an SEC-registered investment advisory firm in Austin, TX, registered since 2019, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 155254
- Filed as: INTEGRATED WEALTH STRATEGIES, LLC
- Also doing business as: WEALTH ADVISE
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Austin, TX
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/155254
- AdvisorCensus page: https://advisorcensus.com/firm/integrated-wealth-strategies-llc-austin-tx-155254

## Quick answers

**How is Integrated Wealth Strategies, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Integrated Wealth Strategies, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**What does Integrated Wealth Strategies, LLC's brochure say about its fees?**
Its Form ADV Part 2A brochure dated March 31, 2026 states: Asset-based fee: 0.25% to 1.5% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Integrated Wealth Strategies, LLC located?**
Integrated Wealth Strategies, LLC's principal office is in Austin, TX, according to its Form ADV.

**Is Integrated Wealth Strategies, LLC registered with the SEC or a state?**
Integrated Wealth Strategies, LLC is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 155254.

**How much does Integrated Wealth Strategies, LLC manage?**
Integrated Wealth Strategies, LLC reports $151,693,473 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**How have Integrated Wealth Strategies, LLC's assets and staff changed since 2021?**
In the Form ADV data for Integrated Wealth Strategies, LLC: Regulatory assets under management: $174,083,866 in the October 2021 data and $151,693,473 in the October 2026 data, down 13%. Total employees: 4 in October 2021 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Integrated Wealth Strategies, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (203); high net worth individuals (45); pension and profit sharing plans (but not the plan participants or government pension plans) (2).

**Which custodians does Integrated Wealth Strategies, LLC use?**
Integrated Wealth Strategies, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Integrated Wealth Strategies, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/155254

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 31, 2026)

- Asset-based fee: 0.25% to 1.5% a year (a range, as the brochure states it)

> Our advisory fees range from 1.50% to 0.25% based on total assets under management.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $151,693,473
- Discretionary: $151,693,473
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 203 | $55,055,415 |
| High net worth individuals | 45 | $96,563,008 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 2 | $281 |
| Charitable organizations | 2 | $74,769 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2019 (7 years)
- Employees: 7 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- integratedwealthstrategies.com
- wealthadvise.com
- yelp.com/biz/daniel-c-caswell-cpa-integrated-wealth-strategies-austin
- Facebook @integratedwealthstrategies
- Instagram @integratedwealthstrategies
- LinkedIn @iwsaustin

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $174,083,866 | 4 | August 25, 2021 |
| October 2022 | $119,284,532 | 2 | March 30, 2022 |
| October 2023 | $90,664,620 | 5 | March 28, 2023 |
| October 2024 | $103,777,344 | 7 | March 13, 2024 |
| October 2025 | $140,487,276 | 7 | March 31, 2025 |
| October 2026 | $151,693,473 | 7 | March 31, 2026 |

Regulatory assets under management: $174,083,866 in the October 2021 data and $151,693,473 in the October 2026 data, down 13%.
Total employees: 4 in October 2021 and 7 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Integrated Wealth Strategies, LLC (CRD 155254): Form ADV filing data as of October 2026.