# Integrated Wealth Management, Inc.

> Integrated Wealth Management, Inc. is an SEC-registered investment advisory firm in Uniontown, OH, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 11, 2026.

- CRD: 141092
- Filed as: INTEGRATED WEALTH MANAGEMENT, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Uniontown, OH
- Filing period: October 2026
- Form ADV filing dated: August 11, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/141092
- AdvisorCensus page: https://advisorcensus.com/firm/integrated-wealth-management-inc-uniontown-oh-141092

## Quick answers

**How is Integrated Wealth Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Integrated Wealth Management, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); other.

**What does Integrated Wealth Management, Inc.'s brochure say about its fees?**
Its Form ADV Part 2A brochure dated May 14, 2026 states: Asset-based fee: up to 1.75% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Integrated Wealth Management, Inc. located?**
Integrated Wealth Management, Inc.'s principal office is in Uniontown, OH, according to its Form ADV.

**Is Integrated Wealth Management, Inc. registered with the SEC or a state?**
Integrated Wealth Management, Inc. is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 141092.

**How much does Integrated Wealth Management, Inc. manage?**
Integrated Wealth Management, Inc. reports $254,065,547 in regulatory assets under management in its Form ADV filing dated August 11, 2026 (96% discretionary).

**How have Integrated Wealth Management, Inc.'s assets and staff changed since 2024?**
In the Form ADV data for Integrated Wealth Management, Inc.: Regulatory assets under management: $139,241,673 in the October 2024 data and $254,065,547 in the October 2026 data, up 82%. Total employees: 8 in October 2024 and 10 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Integrated Wealth Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (469); high net worth individuals (52); pension and profit sharing plans (but not the plan participants or government pension plans) (5).

**Which custodians does Integrated Wealth Management, Inc. use?**
Integrated Wealth Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Integrated Wealth Management, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/141092

**What changed in Integrated Wealth Management, Inc.'s recent Form ADV filings?**
In the September 2026 filing data: Employees performing advisory functions went from 5 to 6.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Other

### Fees and minimums (Form ADV Part 2A brochure dated May 14, 2026)

- Asset-based fee: up to 1.75% of assets a year (the maximum the brochure states)

> IWM Inc. charges an annual management fee up to 1.75%. This fee is negotiable and will be memorialized in the individual client advisory agreement.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $254,065,547
- Discretionary: $244,675,515
- Non-discretionary: $9,390,032

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 469 | $136,845,937 |
| High net worth individuals | 52 | $115,791,689 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 5 | $736,455 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 4 | $691,466 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2023 (2 years)
- Employees: 10 total, 6 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, OH
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- iwmgameplan.com
- Facebook @IPCBLUEPRINT
- X @INTEGRATED_PLAN

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $139,241,673 | 8 | September 3, 2024 |
| October 2025 | $189,464,931 | 10 | March 25, 2025 |
| October 2026 | $254,065,547 | 10 | August 11, 2026 |

Regulatory assets under management: $139,241,673 in the October 2024 data and $254,065,547 in the October 2026 data, up 82%.
Total employees: 8 in October 2024 and 10 in October 2026.

## Changes in the filing (last 12 months)

### September 2026
- Employees performing advisory functions went from 5 to 6.

### June 2026
- Employees performing advisory functions went from 6 to 5.

### April 2026
- Regulatory assets under management went from $189,464,931 to $254,065,547 (+34%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Integrated Wealth Management, Inc. (CRD 141092): Form ADV filing data as of October 2026.