# Insurance & Wealth Advisors, LLC.

> Insurance & Wealth Advisors, LLC. is a state-registered investment advisory firm, registered since 2020, reporting under $25 million in regulatory assets under management in its Form ADV filing dated December 14, 2021.

- CRD: 301528
- Filed as: INSURANCE & WEALTH ADVISORS, LLC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Arizona
- Filing period: October 2026
- Form ADV filing dated: December 14, 2021
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/301528
- AdvisorCensus page: https://advisorcensus.com/firm/insurance-and-wealth-advisors-llc-301528

## Quick answers

**How is Insurance & Wealth Advisors, LLC. compensated?**
On its Form ADV (Item 5.E, October 2026), Insurance & Wealth Advisors, LLC. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Insurance & Wealth Advisors, LLC. registered with the SEC or a state?**
Insurance & Wealth Advisors, LLC. is a state-registered investment advisory firm, registered since 2020. Status as filed: APPROVED. CRD 301528.

**How much does Insurance & Wealth Advisors, LLC. manage?**
Insurance & Wealth Advisors, LLC. reports $2,000,000 in regulatory assets under management in its Form ADV filing dated December 14, 2021 (0% discretionary).

**What types of clients does Insurance & Wealth Advisors, LLC. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (10).

**Does Insurance & Wealth Advisors, LLC. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/301528

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $2,000,000
- Discretionary: $0
- Non-discretionary: $2,000,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 10 | $2,000,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2020 (6 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Insurance & Wealth Advisors, LLC. (CRD 301528): Form ADV filing data as of October 2026.