# Institutional Investment Advisors Corp

> Institutional Investment Advisors Corp is an SEC-registered investment advisory firm in New York, NY, registered since 2013, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 17, 2026.

- CRD: 126055
- Filed as: INSTITUTIONAL INVESTMENT ADVISORS CORP
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: February 17, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/126055
- AdvisorCensus page: https://advisorcensus.com/firm/institutional-investment-advisors-corp-new-york-ny-126055

## Quick answers

**How is Institutional Investment Advisors Corp compensated?**
On its Form ADV (Item 5.E, October 2026), Institutional Investment Advisors Corp reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Institutional Investment Advisors Corp charge?**
Its Form ADV Part 2A brochure dated February 17, 2026 states: Up to $499,999: 1.5% a year; $500,000 to $999,999: 1.25% a year; Above $999,999: see the brochure; Hourly rate: $150 an hour (single subject financial consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Institutional Investment Advisors Corp located?**
Institutional Investment Advisors Corp's principal office is in New York, NY, according to its Form ADV.

**Is Institutional Investment Advisors Corp registered with the SEC or a state?**
Institutional Investment Advisors Corp is an SEC-registered investment advisory firm, registered since 2013. Status as filed: Approved. CRD 126055.

**How much does Institutional Investment Advisors Corp manage?**
Institutional Investment Advisors Corp reports $105,215,000 in regulatory assets under management in its Form ADV filing dated February 17, 2026 (90% discretionary).

**How have Institutional Investment Advisors Corp's assets and staff changed since 2021?**
In the Form ADV data for Institutional Investment Advisors Corp: Regulatory assets under management: $54,000,000 in the October 2021 data and $105,215,000 in the October 2026 data, up 95%. Total employees: 4 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Institutional Investment Advisors Corp serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (93); high net worth individuals (44); pension and profit sharing plans (but not the plan participants or government pension plans) (5).

**Which custodians does Institutional Investment Advisors Corp use?**
Institutional Investment Advisors Corp's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Institutional Investment Advisors Corp report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/126055

**What changed in Institutional Investment Advisors Corp's recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $86,409,496 to $105,215,000 (+22%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated February 17, 2026)

- Up to $499,999: 1.5% a year
- $500,000 to $999,999: 1.25% a year
- Above $999,999: see the brochure

> The annual fee for an Investment Management Agreement is based on a percentage of the investable assets according to the following schedule: Assets Under Management Annual Fee First $499,999 1.50% Next $500,000 ($500,000 to $999,999) 1.25% Over $1,000,000 Negotiable

- Minimum annual fee: $525

> The minimum annual fee is $525 and is not negotiable.

> Clients receiving ongoing asset management services will be assessed a $525 minimum annual fee.

- Hourly rate: $150 an hour (single subject financial consulting services)

> Our rate for such services is $150 per hour and is negotiable depending on the scope and complexity of the plan, your financial situation, and your objectives.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $105,215,000
- Discretionary: $94,415,000
- Non-discretionary: $10,800,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 93 | $23,194,000 |
| High net worth individuals | 44 | $69,690,000 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 5 | $12,300,000 |
| Charitable organizations | 1 | $31,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2013 (13 years)
- Employees: 3 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL, NJ, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [conservativeadvice.com](https://conservativeadvice.com)
- Facebook @CONSERVATIVEADVICE
- LinkedIn @retirementspecialistnyc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $54,000,000 | 4 | May 18, 2021 |
| October 2022 | $65,100,000 | 4 | March 11, 2022 |
| October 2023 | $65,900,000 | 3 | January 30, 2023 |
| October 2024 | $72,065,000 | 3 | February 27, 2024 |
| October 2025 | $86,409,496 | 3 | February 28, 2025 |
| October 2026 | $105,215,000 | 3 | February 17, 2026 |

Regulatory assets under management: $54,000,000 in the October 2021 data and $105,215,000 in the October 2026 data, up 95%.
Total employees: 4 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $86,409,496 to $105,215,000 (+22%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Institutional Investment Advisors Corp (CRD 126055): Form ADV filing data as of October 2026.