# Innis Investments

> Innis Investments is an SEC-registered investment advisory firm, registered since 1984, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated January 15, 2026.

- CRD: 105275
- Filed as: INNIS INVESTMENTS
- Legal name: Innis Investments LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: January 15, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/105275
- AdvisorCensus page: https://advisorcensus.com/firm/innis-investments-105275

## Quick answers

**How is Innis Investments compensated?**
On its Form ADV (Item 5.E, October 2026), Innis Investments reports these compensation arrangements: a percentage of assets under its management.

**Is Innis Investments registered with the SEC or a state?**
Innis Investments is an SEC-registered investment advisory firm, registered since 1984. Status as filed: Approved. CRD 105275.

**How much does Innis Investments manage?**
Innis Investments reports $173,283,273 in regulatory assets under management in its Form ADV filing dated January 15, 2026 (100% discretionary).

**How have Innis Investments' assets and staff changed since 2021?**
In the Form ADV data for Innis Investments: Regulatory assets under management: $159,869,587 in the October 2021 data and $173,283,273 in the October 2026 data, up 8%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Innis Investments serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (237).

**Which custodians does Innis Investments use?**
Innis Investments' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Apex Clearing Corporation as a custodian holding 10% or more of its separately managed account assets.

**Does Innis Investments report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/105275

**Does Innis Investments state an account minimum?**
Its Form ADV Part 2A brochure dated January 15, 2026 says: "There is no minimum account size required to open an account or to maintain an account once opened."

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated January 15, 2026)

- Account minimum: None

> There is no minimum account size required to open an account or to maintain an account once opened.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Apex Clearing Corporation

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $173,283,273
- Discretionary: $173,283,273
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 237 | $173,283,273 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 1984 (42 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: KY, OH
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $159,869,587 | 2 | February 16, 2021 |
| October 2022 | $172,588,040 | 2 | March 9, 2022 |
| October 2023 | $139,284,651 | 2 | January 18, 2023 |
| October 2024 | $149,168,029 | 2 | January 24, 2024 |
| October 2025 | $165,095,745 | 2 | January 23, 2025 |
| October 2026 | $173,283,273 | 2 | January 15, 2026 |

Regulatory assets under management: $159,869,587 in the October 2021 data and $173,283,273 in the October 2026 data, up 8%.
Total employees: 2 in October 2021 and 2 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Innis Investments (CRD 105275): Form ADV filing data as of October 2026.