{
  "crd_number": 343369,
  "slug": "ingalls-investment-management-llc-new-york-ny-343369",
  "primary_business_name": "INGALLS INVESTMENT MANAGEMENT, LLC",
  "legal_name": "INGALLS INVESTMENT MANAGEMENT, LLC",
  "dbas": [
    "2X WEALTH GROUP",
    "6TH AVENUE TEAM",
    "BRIDGEHAMPTON GROUP",
    "FUNDAMENTAL EQUITY ADVISORS",
    "NOBSKA CAPITAL MANAGEMENT",
    "STEWART ASSET MANAGEMENT TEAM"
  ],
  "city": "New York",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "35620",
  "metro": {
    "cbsa_code": "35620",
    "common_name": "New York",
    "msa_name": "New York-Newark-Jersey City, NY-NJ",
    "path": "/advisors/ny/new-york"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "1968-08-21",
  "years_registered": 58,
  "period": "2026-10-01",
  "filing_date": "2026-09-18",
  "carried_forward": false,
  "raum_total": 7826602578.0,
  "raum_discretionary": 7667819396.0,
  "raum_non_discretionary": 158783182.0,
  "raum_band": "over_5b",
  "raum_band_label": "Over $5 billion",
  "total_employees": 50,
  "advisory_employees": 50,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 134039476.0,
      "count": 59
    },
    "individuals": {
      "raum": 1040024092.0,
      "count": 3155
    },
    "banking_thrift": {
      "raum": 0.0,
      "count": null
    },
    "state_municipal": {
      "raum": null,
      "count": null,
      "fewer_than_5": true
    },
    "insurance_companies": {
      "raum": null,
      "count": null,
      "fewer_than_5": true
    },
    "investment_companies": {
      "raum": 0.0,
      "count": 0
    },
    "pension_profit_sharing": {
      "raum": 103261640.0,
      "count": 51
    },
    "other_investment_advisers": {
      "raum": 264094565.0,
      "count": 1,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 5781232981.0,
      "count": 1090
    },
    "pooled_investment_vehicles": {
      "raum": 189226014.0,
      "count": 3
    },
    "corporations_other_businesses": {
      "raum": 314723810.0,
      "count": 94
    },
    "business_development_companies": {
      "raum": 0.0,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": null,
      "count": null,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "educational_seminars",
    "financial_planning",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "portfolio_management_pooled_vehicles",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 1,
  "states_registered": [
    "AL",
    "AR",
    "AZ",
    "CA",
    "CO",
    "CT",
    "DC",
    "DE",
    "FL",
    "GA",
    "IA",
    "ID",
    "IL",
    "IN",
    "KS",
    "KY",
    "LA",
    "MA",
    "MD",
    "ME",
    "MI",
    "MN",
    "MO",
    "MS",
    "MT",
    "NC",
    "ND",
    "NH",
    "NJ",
    "NM",
    "NV",
    "NY",
    "OH",
    "OK",
    "OR",
    "PA",
    "RI",
    "SC",
    "SD",
    "TN",
    "TX",
    "UT",
    "VA",
    "VT",
    "WA",
    "WI",
    "WV",
    "WY"
  ],
  "websites": [
    "https://2xwealth.ingalls.net",
    "https://6thavenueteam.com",
    "https://ingalls.net",
    "https://ingalls.net/bridgehamptongroup/about-us",
    "https://ingalls.net/groups/fundamental-equity-advisors",
    "https://nobskacapitalmanagement.com",
    "https://stewartassetmgmt.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/343369",
  "disclosure_items": [
    {
      "item": "11.D(4)",
      "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    }
  ],
  "city_as_filed": "NEW YORK",
  "url": "https://advisorcensus.com/firm/ingalls-investment-management-llc-new-york-ny-343369",
  "display_name": "Ingalls Investment Management, LLC",
  "summary": "Ingalls Investment Management, LLC is an SEC-registered investment advisory firm in New York, NY, registered since 1968, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated September 18, 2026.",
  "citation": "AdvisorCensus. Ingalls Investment Management, LLC (CRD 343369): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Selection of other advisers (including private fund managers)",
    "Educational seminars/workshops"
  ],
  "quick_answers": [
    {
      "q": "How is Ingalls Investment Management, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Ingalls Investment Management, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Ingalls Investment Management, LLC located?",
      "a": "Ingalls Investment Management, LLC's principal office is in New York, NY, according to its Form ADV; the October 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Ingalls Investment Management, LLC registered with the SEC or a state?",
      "a": "Ingalls Investment Management, LLC is an SEC-registered investment advisory firm, registered since 1968. Status as filed: Approved. CRD 343369."
    },
    {
      "q": "How much does Ingalls Investment Management, LLC manage?",
      "a": "Ingalls Investment Management, LLC reports $7,826,602,578 in regulatory assets under management in its Form ADV filing dated September 18, 2026 (98% discretionary)."
    },
    {
      "q": "What types of clients does Ingalls Investment Management, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (3,155); high net worth individuals (1,090); corporations or other businesses not listed above (94)."
    },
    {
      "q": "Which custodians does Ingalls Investment Management, LLC use?",
      "a": "Ingalls Investment Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc., Ingalls & Snyder, LLC (affiliated with the firm) and Morgan Stanley as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Ingalls Investment Management, LLC report any disciplinary disclosures?",
      "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/343369"
    },
    {
      "q": "What changed in Ingalls Investment Management, LLC's recent Form ADV filings?",
      "a": "In the October 2026 filing data: Item 11 disclosure answers changed: 1 yes answer, previously 2 (now no: 11.E(2)). No longer lists an office in Wellesley, MA."
    }
  ],
  "filing_history": [],
  "recent_changes": [
    {
      "period": "2026-10-01",
      "period_label": "October 2026",
      "notes": [
        "Item 11 disclosure answers changed: 1 yes answer, previously 2 (now no: 11.E(2)).",
        "No longer lists an office in Wellesley, MA."
      ]
    },
    {
      "period": "2026-08-01",
      "period_label": "August 2026",
      "notes": [
        "Newly registered with the SEC."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "Ingalls & Snyder, LLC",
      "name_as_filed": "INGALLS & SNYDER, LLC",
      "affiliated": true
    },
    {
      "name": "Morgan Stanley",
      "name_as_filed": "MORGAN STANLEY",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/ingalls-investment-management-llc-new-york-ny-343369.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 3155,
      "fewer_than_5": false,
      "raum": 1040024092.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 1090,
      "fewer_than_5": false,
      "raum": 5781232981.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": null,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 3,
      "fewer_than_5": false,
      "raum": 189226014.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 51,
      "fewer_than_5": false,
      "raum": 103261640.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 59,
      "fewer_than_5": false,
      "raum": 134039476.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": null,
      "fewer_than_5": true,
      "raum": null
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 1,
      "fewer_than_5": true,
      "raum": 264094565.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": null,
      "fewer_than_5": true,
      "raum": null
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": null,
      "fewer_than_5": true,
      "raum": null
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 94,
      "fewer_than_5": false,
      "raum": 314723810.0
    }
  ],
  "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/343369",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}