{ "crd_number": 122620, "slug": "indiano-capital-management-rochester-ny-122620", "primary_business_name": "INDIANO CAPITAL MANAGEMENT", "legal_name": "INDIANO CAPITAL MANAGEMENT INC.", "dbas": [], "city": "Rochester", "state": "NY", "country": "United States", "cbsa_code": "40380", "metro": { "cbsa_code": "40380", "common_name": "Rochester", "msa_name": "Rochester, NY", "path": "/advisors/ny/rochester" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2006-06-14", "years_registered": 20, "period": "2026-10-01", "filing_date": "2026-03-30", "carried_forward": false, "raum_total": 253822996.0, "raum_discretionary": 253822996.0, "raum_non_discretionary": 0.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 2, "advisory_employees": 2, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "individuals": { "raum": 1866159.0, "count": 38 }, "insurance_companies": { "raum": 46165990.0, "count": 2, "fewer_than_5": true }, "high_net_worth_individuals": { "raum": 205720763.0, "count": 12 }, "corporations_other_businesses": { "raum": 70084.0, "count": 1, "fewer_than_5": true } }, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "portfolio_management_individuals" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "FL", "NY" ], "websites": [ "https://indiano.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/122620", "city_as_filed": "ROCHESTER", "url": "https://advisorcensus.com/firm/indiano-capital-management-rochester-ny-122620", "display_name": "Indiano Capital Management", "summary": "Indiano Capital Management is an SEC-registered investment advisory firm in Rochester, NY, registered since 2006, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.", "citation": "AdvisorCensus. Indiano Capital Management (CRD 122620): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses", "Portfolio management for businesses (other than small businesses) or institutional clients" ], "quick_answers": [ { "q": "How is Indiano Capital Management compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Indiano Capital Management reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Indiano Capital Management located?", "a": "Indiano Capital Management's principal office is in Rochester, NY, according to its Form ADV." }, { "q": "Is Indiano Capital Management registered with the SEC or a state?", "a": "Indiano Capital Management is an SEC-registered investment advisory firm, registered since 2006. Status as filed: Approved. CRD 122620." }, { "q": "How much does Indiano Capital Management manage?", "a": "Indiano Capital Management reports $253,822,996 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary)." }, { "q": "How have Indiano Capital Management's assets and staff changed since 2021?", "a": "In the Form ADV data for Indiano Capital Management: Regulatory assets under management: $261,934,512 in the October 2021 data and $253,822,996 in the October 2026 data, down 3%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Indiano Capital Management serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (38); high net worth individuals (12); insurance companies (2)." }, { "q": "Which custodians does Indiano Capital Management use?", "a": "Indiano Capital Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Canandaigua National Corporation, Charles Schwab & Co., Inc., JP Morgan Private Bank, RBC Wealth Management and UBS Financial Services Inc. as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Indiano Capital Management report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/122620" } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 261934512.0, "total_employees": 2, "filing_date": "2021-03-10" }, { "period": "2022-10-01", "regulatory_assets_under_management": 350787973.0, "total_employees": 2, "filing_date": "2022-03-29" }, { "period": "2023-10-01", "regulatory_assets_under_management": 285637646.0, "total_employees": 2, "filing_date": "2023-07-19" }, { "period": "2024-10-01", "regulatory_assets_under_management": 286350171.0, "total_employees": 2, "filing_date": "2024-03-21" }, { "period": "2025-10-01", "regulatory_assets_under_management": 275561867.0, "total_employees": 2, "filing_date": "2025-03-31" }, { "period": "2026-10-01", "regulatory_assets_under_management": 253822996.0, "total_employees": 2, "filing_date": "2026-03-30" } ], "recent_changes": [], "fees_from_brochure": null, "custodians": [ { "name": "Canandaigua National Corporation", "name_as_filed": "CANANDAIGUA NATIONAL CORPORATION", "affiliated": false }, { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false }, { "name": "JP Morgan Private Bank", "name_as_filed": "JP MORGAN PRIVATE BANK", "affiliated": false }, { "name": "RBC Wealth Management", "name_as_filed": "RBC WEALTH MANAGEMENT", "affiliated": false }, { "name": "UBS Financial Services Inc.", "name_as_filed": "UBS FINANCIAL SERVICES INC.", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/indiano-capital-management-rochester-ny-122620.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 38, "fewer_than_5": false, "raum": 1866159.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 12, "fewer_than_5": false, "raum": 205720763.0 }, { "type": "insurance_companies", "label": "Insurance companies", "count": 2, "fewer_than_5": true, "raum": 46165990.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 1, "fewer_than_5": true, "raum": 70084.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/122620", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }