# Independent Investors Inc > Independent Investors Inc is an SEC-registered investment advisory firm in Nesconset, NY, registered since 1983, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated September 22, 2026. - CRD: 105677 - Filed as: INDEPENDENT INVESTORS INC - Registration: SEC-registered investment adviser (status as filed: Approved) - Location: Nesconset, NY - Filing period: October 2026 - Form ADV filing dated: September 22, 2026 - SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/105677 - AdvisorCensus page: https://advisorcensus.com/firm/independent-investors-inc-nesconset-ny-105677 ## Quick answers **How is Independent Investors Inc compensated?** On its Form ADV (Item 5.E, October 2026), Independent Investors Inc reports these compensation arrangements: a percentage of assets under its management. **How much does Independent Investors Inc charge?** Its Form ADV Part 2A brochure dated March 27, 2026 states: Asset-based fee: 1% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement. **Where is Independent Investors Inc located?** Independent Investors Inc's principal office is in Nesconset, NY, according to its Form ADV. **Is Independent Investors Inc registered with the SEC or a state?** Independent Investors Inc is an SEC-registered investment advisory firm, registered since 1983. Status as filed: Approved. CRD 105677. **How much does Independent Investors Inc manage?** Independent Investors Inc reports $571,907,843 in regulatory assets under management in its Form ADV filing dated September 22, 2026 (93% discretionary). **How have Independent Investors Inc's assets and staff changed since 2021?** In the Form ADV data for Independent Investors Inc: Regulatory assets under management: $402,732,680 in the October 2021 data and $571,907,843 in the October 2026 data, up 42%. Total employees: 7 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going. **What types of clients does Independent Investors Inc serve?** By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (54); high net worth individuals (42); charitable organizations (4). **Which custodians does Independent Investors Inc use?** Independent Investors Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists BNY Mellon, N.A. and Pershing LLC as custodians holding 10% or more of its separately managed account assets. **Does Independent Investors Inc report any disciplinary disclosures?** Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/105677 **What changed in Independent Investors Inc's recent Form ADV filings?** In the October 2026 filing data: Updated its list of owners and control persons (Schedule A). ## From the Form ADV filing ### Compensation (Item 5.E) - A percentage of assets under your management ### Fees and minimums (Form ADV Part 2A brochure dated March 27, 2026) - Asset-based fee: 1% of assets a year > Independent Investors, Inc. is compensated for portfolio management services based on a fee of 1% of assets under management. - Minimum annual fee: $10,000 > The minimum account size at Independent Investors, Inc. is one million dollars and, therefore, the minimum annual advisory fee is $10,000.00. As stated in the firm's brochure. Fees can differ by service and may be negotiable. ### Custodians (Schedule D, Section 5.K(3)) - BNY Mellon, N.A. - Pershing LLC Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian. ### Regulatory assets under management (Item 5.F) - Total: $571,907,843 - Discretionary: $529,912,438 - Non-discretionary: $41,995,405 ### Clients (Item 5.D) | Client type | Clients | Assets | | --- | --- | --- | | Individuals (other than high net worth individuals) | 54 | $16,089,960 | | High net worth individuals | 42 | $277,410,948 | | Banking or thrift institutions | 0 | $0 | | Investment companies | 0 | $0 | | Business development companies | 0 | $0 | | Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 | | Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 | | Charitable organizations | 4 | $278,406,935 | | State or municipal government entities (including government pension plans) | 0 | $0 | | Other investment advisers | 0 | $0 | | Insurance companies | 0 | $0 | | Sovereign wealth funds and foreign official institutions | 0 | $0 | | Corporations or other businesses not listed above | 0 | $0 | | Other | 0 | $0 | ### Advisory services (Item 5.G) - Portfolio management for individuals and/or small businesses ### Firm details - Registered since: 1983 (43 years) - Employees: 6 total, 2 performing advisory functions - Wrap fee program participation: No - States registered or notice-filed: CT, NH, NY - Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11. ## Assets and staff over time | Data period | Regulatory assets under management | Employees | Filing dated | | --- | --- | --- | --- | | October 2021 | $402,732,680 | 7 | March 26, 2021 | | October 2022 | $501,462,164 | 6 | March 29, 2022 | | October 2023 | $394,511,580 | 6 | March 23, 2023 | | October 2024 | $476,440,751 | 6 | March 29, 2024 | | October 2025 | $541,150,097 | 6 | July 25, 2025 | | October 2026 | $571,907,843 | 6 | September 22, 2026 | Regulatory assets under management: $402,732,680 in the October 2021 data and $571,907,843 in the October 2026 data, up 42%. Total employees: 7 in October 2021 and 6 in October 2026. ## Changes in the filing (last 12 months) ### October 2026 - Updated its list of owners and control persons (Schedule A). ### January 2026 - No longer registered or notice-filed in FL. ## Source Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Independent Investors Inc (CRD 105677): Form ADV filing data as of October 2026.