# Independent Capital

> Independent Capital is a state-registered investment advisory firm in Chicago, IL, registered since 2026, reporting under $25 million in regulatory assets under management in its Form ADV filing dated October 1, 2026.

- CRD: 340359
- Filed as: INDEPENDENT CAPITAL
- Legal name: Independent Capital, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Chicago, IL
- Filing period: October 2026
- Form ADV filing dated: October 1, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/340359
- AdvisorCensus page: https://advisorcensus.com/firm/independent-capital-chicago-il-340359

## Quick answers

**How is Independent Capital compensated?**
On its Form ADV (Item 5.E, October 2026), Independent Capital reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Independent Capital located?**
Independent Capital's principal office is in Chicago, IL, according to its Form ADV.

**Is Independent Capital registered with the SEC or a state?**
Independent Capital is a state-registered investment advisory firm, registered since 2026. Status as filed: APPROVED. CRD 340359.

**How much does Independent Capital manage?**
Independent Capital reports $0 in regulatory assets under management in its Form ADV filing dated October 1, 2026.

**Does Independent Capital report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/340359

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $0
- Discretionary: $0
- Non-discretionary: $0

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2026 (0 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- independentcapital.co

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Independent Capital (CRD 340359): Form ADV filing data as of October 2026.