{
  "crd_number": 314890,
  "slug": "imz-advisory-inc-boca-raton-fl-314890",
  "primary_business_name": "IMZ ADVISORY INC.",
  "legal_name": "IMZ ADVISORY INC.",
  "dbas": [],
  "city": "Boca Raton",
  "state": "FL",
  "country": "United States",
  "cbsa_code": "33100",
  "metro": {
    "cbsa_code": "33100",
    "common_name": "Miami",
    "msa_name": "Miami-Fort Lauderdale-West Palm Beach, FL",
    "path": "/advisors/fl/miami"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2021-08-18",
  "years_registered": 5,
  "period": "2026-10-01",
  "filing_date": "2026-08-12",
  "carried_forward": false,
  "raum_total": 452739985.0,
  "raum_discretionary": 388202755.0,
  "raum_non_discretionary": 64537230.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 4,
  "advisory_employees": 3,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 50970726.0,
      "count": 247
    },
    "pension_profit_sharing": {
      "raum": 154911033.0,
      "count": 70
    },
    "high_net_worth_individuals": {
      "raum": 246858226.0,
      "count": 125
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "FL",
    "GA",
    "NC",
    "NE",
    "NJ",
    "NY",
    "PA",
    "SC",
    "WA",
    "WI"
  ],
  "websites": [
    "https://imzfinancialservices.com",
    "https://instagram.com/imz_financial?hl=en"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/314890",
  "city_as_filed": "BOCA RATON",
  "url": "https://advisorcensus.com/firm/imz-advisory-inc-boca-raton-fl-314890",
  "display_name": "IMZ Advisory Inc.",
  "summary": "IMZ Advisory Inc. is an SEC-registered investment advisory firm in Boca Raton, FL, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 12, 2026.",
  "citation": "AdvisorCensus. IMZ Advisory Inc. (CRD 314890): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is IMZ Advisory Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), IMZ Advisory Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is IMZ Advisory Inc. located?",
      "a": "IMZ Advisory Inc.'s principal office is in Boca Raton, FL, according to its Form ADV."
    },
    {
      "q": "Is IMZ Advisory Inc. registered with the SEC or a state?",
      "a": "IMZ Advisory Inc. is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 314890."
    },
    {
      "q": "How much does IMZ Advisory Inc. manage?",
      "a": "IMZ Advisory Inc. reports $452,739,985 in regulatory assets under management in its Form ADV filing dated August 12, 2026 (86% discretionary)."
    },
    {
      "q": "How have IMZ Advisory Inc.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for IMZ Advisory Inc.: Regulatory assets under management: $0 in the October 2021 data and $452,739,985 in the October 2026 data. Total employees: 4 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does IMZ Advisory Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (247); high net worth individuals (125); pension and profit sharing plans (but not the plan participants or government pension plans) (70)."
    },
    {
      "q": "Which custodians does IMZ Advisory Inc. use?",
      "a": "IMZ Advisory Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc., John Hancock Distributors LLC, National Financial Services LLC and Nationwide Investment Services Corporation as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does IMZ Advisory Inc. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/314890"
    },
    {
      "q": "What changed in IMZ Advisory Inc.'s recent Form ADV filings?",
      "a": "In the September 2026 filing data: Registered or notice-filed in CA, GA, NE, NJ, NY, PA, SC, WA, WI."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 0.0,
      "total_employees": 4,
      "filing_date": "2021-08-18"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 100963000.0,
      "total_employees": 4,
      "filing_date": "2022-04-11"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 201659000.0,
      "total_employees": 4,
      "filing_date": "2023-02-02"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 320260000.0,
      "total_employees": 4,
      "filing_date": "2024-04-02"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 381697000.0,
      "total_employees": 4,
      "filing_date": "2025-02-21"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 452739985.0,
      "total_employees": 4,
      "filing_date": "2026-08-12"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-09-01",
      "period_label": "September 2026",
      "notes": [
        "Registered or notice-filed in CA, GA, NE, NJ, NY, PA, SC, WA, WI."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $381,697,000 to $452,739,985 (+19%)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "John Hancock Distributors LLC",
      "name_as_filed": "JOHN HANCOCK DISTRIBUTORS LLC",
      "affiliated": false
    },
    {
      "name": "National Financial Services LLC",
      "name_as_filed": "NATIONAL FINANCIAL SERVICES LLC",
      "affiliated": false
    },
    {
      "name": "Nationwide Investment Services Corporation",
      "name_as_filed": "NATIONWIDE INVESTMENT SERVICES CORPORATION",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/imz-advisory-inc-boca-raton-fl-314890.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 247,
      "fewer_than_5": false,
      "raum": 50970726.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 125,
      "fewer_than_5": false,
      "raum": 246858226.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 70,
      "fewer_than_5": false,
      "raum": 154911033.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/314890",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}