{
  "crd_number": 339113,
  "slug": "imperity-wealth-alliance-llc-melville-ny-339113",
  "primary_business_name": "IMPERITY WEALTH ALLIANCE LLC",
  "legal_name": "IMPERITY WEALTH ALLIANCE LLC",
  "dbas": [
    "COMPREHENSIVE FINANCIAL PARTNERS",
    "HUNT FINANCIAL SOLUTIONS",
    "IMPERITY ADVISORS",
    "RZB WEALTH MANAGEMENT, LLC",
    "SOUNDVIEW FINANCIAL MANAGEMENT GROUP, LLC"
  ],
  "city": "Melville",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "35620",
  "metro": {
    "cbsa_code": "35620",
    "common_name": "New York",
    "msa_name": "New York-Newark-Jersey City, NY-NJ",
    "path": "/advisors/ny/new-york"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2025-12-16",
  "years_registered": 0,
  "period": "2026-10-01",
  "filing_date": "2026-07-30",
  "carried_forward": false,
  "raum_total": 139699291.0,
  "raum_discretionary": 139699291.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 14,
  "advisory_employees": 10,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 95285858.0,
      "count": 339
    },
    "pension_profit_sharing": {
      "raum": 2475041.0,
      "count": null,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 40639148.0,
      "count": 24
    },
    "corporations_other_businesses": {
      "raum": 1299244.0,
      "count": null,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "commissions",
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "CT",
    "FL",
    "GA",
    "IL",
    "LA",
    "MA",
    "MD",
    "NC",
    "NH",
    "NJ",
    "NY",
    "PA",
    "SC",
    "TX",
    "VA"
  ],
  "websites": [
    "https://compfinancialpartners.com",
    "https://facebook.com/ImperityAdvisors",
    "https://facebook.com/michaelvhuntNY",
    "https://huntfinancialsolutions.com",
    "https://imperityadvisors.com",
    "https://instagram.com/imperityadvisors",
    "https://linkedin.com/company/imperity-advisors",
    "https://soundviewwealth.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/339113",
  "city_as_filed": "MELVILLE",
  "url": "https://advisorcensus.com/firm/imperity-wealth-alliance-llc-melville-ny-339113",
  "display_name": "Imperity Wealth Alliance LLC",
  "summary": "Imperity Wealth Alliance LLC is an SEC-registered investment advisory firm in Melville, NY, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 30, 2026.",
  "citation": "AdvisorCensus. Imperity Wealth Alliance LLC (CRD 339113): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)",
    "Commissions"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Imperity Wealth Alliance LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Imperity Wealth Alliance LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); commissions."
    },
    {
      "q": "How much does Imperity Wealth Alliance LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated July 30, 2026 states: Hourly rate: $500 an hour (Wealth Management Consulting); Flat fee: $300 (discretionary investment management services). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Imperity Wealth Alliance LLC located?",
      "a": "Imperity Wealth Alliance LLC's principal office is in Melville, NY, according to its Form ADV; the August 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Imperity Wealth Alliance LLC registered with the SEC or a state?",
      "a": "Imperity Wealth Alliance LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 339113."
    },
    {
      "q": "How much does Imperity Wealth Alliance LLC manage?",
      "a": "Imperity Wealth Alliance LLC reports $139,699,291 in regulatory assets under management in its Form ADV filing dated July 30, 2026 (100% discretionary)."
    },
    {
      "q": "What types of clients does Imperity Wealth Alliance LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (339); high net worth individuals (24)."
    },
    {
      "q": "Which custodians does Imperity Wealth Alliance LLC use?",
      "a": "Imperity Wealth Alliance LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Imperity Wealth Alliance LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/339113"
    },
    {
      "q": "What changed in Imperity Wealth Alliance LLC's recent Form ADV filings?",
      "a": "In the August 2026 filing data: No longer lists an office in Melville, NY."
    }
  ],
  "filing_history": [],
  "recent_changes": [
    {
      "period": "2026-08-01",
      "period_label": "August 2026",
      "notes": [
        "No longer lists an office in Melville, NY."
      ]
    },
    {
      "period": "2026-05-01",
      "period_label": "May 2026",
      "notes": [
        "No longer lists the business name Steffens Financial Corp.",
        "Employees performing advisory functions went from 14 to 10.",
        "No longer lists an office in Byram Township, NJ."
      ]
    },
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "No longer lists the business name ACS Advisory LLC."
      ]
    },
    {
      "period": "2026-01-01",
      "period_label": "January 2026",
      "notes": [
        "Newly registered with the SEC."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated July 30, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Hourly rate: $500 an hour (Wealth Management Consulting)",
      "Flat fee: $300 (discretionary investment management services)"
    ],
    "figures": [
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $500 an hour (Wealth Management Consulting)"
        ],
        "quotes": [
          "Wealth Management Consulting: The program provides clients with the option of paying an annual fee for ongoing services, a flat or fixed fee, or an hourly rate not to exceed $500."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $300 (discretionary investment management services)"
        ],
        "quotes": [
          "Where discretionary investment management services are selected to be provided by the Commonwealth home office, clients will pay an additional annual flat percentage fee according to the following fee schedule: Total Plan Assets Fee Less than $250,000 $300"
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "hourly",
          "amount": 500.0,
          "min": null,
          "max": null,
          "period": "hour",
          "service": "Wealth Management Consulting"
        },
        {
          "kind": "flat",
          "amount": 300.0,
          "min": null,
          "max": null,
          "period": "one_time",
          "service": "discretionary investment management services"
        }
      ]
    },
    "quotes": [
      "Wealth Management Consulting: The program provides clients with the option of paying an annual fee for ongoing services, a flat or fixed fee, or an hourly rate not to exceed $500.",
      "Where discretionary investment management services are selected to be provided by the Commonwealth home office, clients will pay an additional annual flat percentage fee according to the following fee schedule: Total Plan Assets Fee Less than $250,000 $300"
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "National Financial Services LLC",
      "name_as_filed": "NATIONAL FINANCIAL SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/imperity-wealth-alliance-llc-melville-ny-339113.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 339,
      "fewer_than_5": false,
      "raum": 95285858.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 24,
      "fewer_than_5": false,
      "raum": 40639148.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": null,
      "fewer_than_5": true,
      "raum": 2475041.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": null,
      "fewer_than_5": true,
      "raum": 1299244.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/339113",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}