# Imperial Fund Asset Management LLC

> Imperial Fund Asset Management LLC is an SEC-registered investment advisory firm in Fort Lauderdale, FL, registered since 2022, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated September 3, 2026.

- CRD: 317525
- Filed as: IMPERIAL FUND ASSET MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Fort Lauderdale, FL
- Filing period: October 2026
- Form ADV filing dated: September 3, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/317525
- AdvisorCensus page: https://advisorcensus.com/firm/imperial-fund-asset-management-llc-fort-lauderdale-fl-317525

## Quick answers

**How is Imperial Fund Asset Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Imperial Fund Asset Management LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; performance-based fees.

**How much does Imperial Fund Asset Management LLC charge?**
Its Form ADV Part 2A brochure dated March 26, 2026 states: Asset-based fee: 0.25% to 2% a year (a range, as the brochure states it); Flat fee: $500 to $5,000 (Financial Planning). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Imperial Fund Asset Management LLC located?**
Imperial Fund Asset Management LLC's principal office is in Fort Lauderdale, FL, according to its Form ADV.

**Is Imperial Fund Asset Management LLC registered with the SEC or a state?**
Imperial Fund Asset Management LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 317525.

**How much does Imperial Fund Asset Management LLC manage?**
Imperial Fund Asset Management LLC reports $6,841,292,723 in regulatory assets under management in its Form ADV filing dated September 3, 2026 (100% discretionary).

**How have Imperial Fund Asset Management LLC's assets and staff changed since 2022?**
In the Form ADV data for Imperial Fund Asset Management LLC: Regulatory assets under management: $316,500,000 in the October 2022 data and $6,841,292,723 in the October 2026 data, up 2062%. Total employees: 6 in October 2022 and 12 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Imperial Fund Asset Management LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (35); individuals (other than high net worth individuals) (32); corporations or other businesses not listed above (20).

**Which custodians does Imperial Fund Asset Management LLC use?**
Imperial Fund Asset Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Wilmington Savings Fund Society, FSB as a custodian holding 10% or more of its separately managed account assets.

**Does Imperial Fund Asset Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/317525

**What changed in Imperial Fund Asset Management LLC's recent Form ADV filings?**
In the October 2026 filing data: Registered or notice-filed in TX.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated March 26, 2026)

- Asset-based fee: 0.25% to 2% a year (a range, as the brochure states it)

> Our annual fees for Portfolio Management Services are based upon a percentage of assets under management and generally range from 0.25% to 2.00%.

- Flat fee: $500 to $5,000 (Financial Planning)

> Our Financial Planning fees are calculated and charged on a fixed fee basis, typically ranging from $500 to $5,000, depending on the specific arrangement reached with the client.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Wilmington Savings Fund Society, FSB

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $6,841,292,723
- Discretionary: $6,831,639,685
- Non-discretionary: $9,653,038

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 32 | $976,365 |
| High net worth individuals | 35 | $15,914,665 |
| Banking or thrift institutions | Not reported | $0 |
| Investment companies | Not reported | $0 |
| Business development companies | Not reported | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 4 | $4,508,007,103 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Not reported | $0 |
| Charitable organizations | Not reported | $0 |
| State or municipal government entities (including government pension plans) | Not reported | $0 |
| Other investment advisers | Not reported | $0 |
| Insurance companies | Not reported | $0 |
| Sovereign wealth funds and foreign official institutions | Not reported | $0 |
| Corporations or other businesses not listed above | 20 | $2,316,394,590 |
| Other | Not reported | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2022 (4 years)
- Employees: 12 total, 2 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: FL, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [imperialfund.com](https://imperialfund.com)
- Facebook @ImperialFundAssetManagement
- Instagram @imperial.fund
- LinkedIn @49028665
- LinkedIn @imperial-fund-wealth-management-solutions
- YouTube @ImperialFund_WealthManagement
- YouTube @imperialfund_llc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $316,500,000 | 6 | July 1, 2022 |
| October 2023 | $3,870,834,550 | 7 | April 19, 2023 |
| October 2024 | $5,345,581,313 | 8 | July 5, 2024 |
| October 2025 | $7,527,806,748 | 8 | March 30, 2025 |
| October 2026 | $6,841,292,723 | 12 | September 3, 2026 |

Regulatory assets under management: $316,500,000 in the October 2022 data and $6,841,292,723 in the October 2026 data, up 2062%.
Total employees: 6 in October 2022 and 12 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Registered or notice-filed in TX.

### July 2026
- Updated its list of owners and control persons (Schedule A).

### February 2026
- Employees performing advisory functions went from 4 to 2.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Imperial Fund Asset Management LLC (CRD 317525): Form ADV filing data as of October 2026.