{
  "crd_number": 317525,
  "slug": "imperial-fund-asset-management-llc-fort-lauderdale-fl-317525",
  "primary_business_name": "IMPERIAL FUND ASSET MANAGEMENT LLC",
  "legal_name": "IMPERIAL FUND ASSET MANAGEMENT LLC",
  "dbas": [],
  "city": "Fort Lauderdale",
  "state": "FL",
  "country": "United States",
  "cbsa_code": "33100",
  "metro": {
    "cbsa_code": "33100",
    "common_name": "Miami",
    "msa_name": "Miami-Fort Lauderdale-West Palm Beach, FL",
    "path": "/advisors/fl/miami"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2022-02-01",
  "years_registered": 4,
  "period": "2026-10-01",
  "filing_date": "2026-09-03",
  "carried_forward": false,
  "raum_total": 6841292723.0,
  "raum_discretionary": 6831639685.0,
  "raum_non_discretionary": 9653038.0,
  "raum_band": "over_5b",
  "raum_band_label": "Over $5 billion",
  "total_employees": 12,
  "advisory_employees": 2,
  "client_count_bucket": null,
  "clients_by_type": {
    "other": {
      "raum": 0.0,
      "count": null
    },
    "charitable": {
      "raum": 0.0,
      "count": null
    },
    "individuals": {
      "raum": 976365.0,
      "count": 32
    },
    "banking_thrift": {
      "raum": 0.0,
      "count": null
    },
    "state_municipal": {
      "raum": 0.0,
      "count": null
    },
    "insurance_companies": {
      "raum": 0.0,
      "count": null
    },
    "investment_companies": {
      "raum": 0.0,
      "count": null
    },
    "pension_profit_sharing": {
      "raum": 0.0,
      "count": null
    },
    "other_investment_advisers": {
      "raum": 0.0,
      "count": null
    },
    "high_net_worth_individuals": {
      "raum": 15914665.0,
      "count": 35
    },
    "pooled_investment_vehicles": {
      "raum": 4508007103.0,
      "count": 4
    },
    "corporations_other_businesses": {
      "raum": 2316394590.0,
      "count": 20
    },
    "business_development_companies": {
      "raum": 0.0,
      "count": null
    },
    "sovereign_wealth_foreign_official": {
      "raum": 0.0,
      "count": null
    }
  },
  "compensation_types": [
    "hourly",
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals",
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 0,
  "states_registered": [
    "FL",
    "NY",
    "TX"
  ],
  "websites": [
    "https://facebook.com/ImperialFundAssetManagement?mibextid=wwXIfr&rdid=kMfsh2oVQIBe1uXG&share_url=https%3A%2F%2Fwww.facebook",
    "https://imperialfund.com",
    "https://instagram.com/imperial.fund",
    "https://linkedin.com/company/49028665/admin/dashboard",
    "https://linkedin.com/showcase/imperial-fund-wealth-management-solutions/posts?feedView=all",
    "https://youtube.com/@ImperialFund_WealthManagement",
    "https://youtube.com/@imperialfund_llc/featured"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/317525",
  "city_as_filed": "FORT LAUDERDALE",
  "url": "https://advisorcensus.com/firm/imperial-fund-asset-management-llc-fort-lauderdale-fl-317525",
  "display_name": "Imperial Fund Asset Management LLC",
  "summary": "Imperial Fund Asset Management LLC is an SEC-registered investment advisory firm in Fort Lauderdale, FL, registered since 2022, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated September 3, 2026.",
  "citation": "AdvisorCensus. Imperial Fund Asset Management LLC (CRD 317525): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for pooled investment vehicles (other than investment companies)"
  ],
  "quick_answers": [
    {
      "q": "How is Imperial Fund Asset Management LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Imperial Fund Asset Management LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; performance-based fees."
    },
    {
      "q": "How much does Imperial Fund Asset Management LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated March 26, 2026 states: Asset-based fee: 0.25% to 2% a year (a range, as the brochure states it); Flat fee: $500 to $5,000 (Financial Planning). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Imperial Fund Asset Management LLC located?",
      "a": "Imperial Fund Asset Management LLC's principal office is in Fort Lauderdale, FL, according to its Form ADV."
    },
    {
      "q": "Is Imperial Fund Asset Management LLC registered with the SEC or a state?",
      "a": "Imperial Fund Asset Management LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 317525."
    },
    {
      "q": "How much does Imperial Fund Asset Management LLC manage?",
      "a": "Imperial Fund Asset Management LLC reports $6,841,292,723 in regulatory assets under management in its Form ADV filing dated September 3, 2026 (100% discretionary)."
    },
    {
      "q": "How have Imperial Fund Asset Management LLC's assets and staff changed since 2022?",
      "a": "In the Form ADV data for Imperial Fund Asset Management LLC: Regulatory assets under management: $316,500,000 in the October 2022 data and $6,841,292,723 in the October 2026 data, up 2062%. Total employees: 6 in October 2022 and 12 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Imperial Fund Asset Management LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (35); individuals (other than high net worth individuals) (32); corporations or other businesses not listed above (20)."
    },
    {
      "q": "Which custodians does Imperial Fund Asset Management LLC use?",
      "a": "Imperial Fund Asset Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Wilmington Savings Fund Society, FSB as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Imperial Fund Asset Management LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/317525"
    },
    {
      "q": "What changed in Imperial Fund Asset Management LLC's recent Form ADV filings?",
      "a": "In the October 2026 filing data: Registered or notice-filed in TX."
    }
  ],
  "filing_history": [
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 316500000.0,
      "total_employees": 6,
      "filing_date": "2022-07-01"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 3870834550.0,
      "total_employees": 7,
      "filing_date": "2023-04-19"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 5345581313.0,
      "total_employees": 8,
      "filing_date": "2024-07-05"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 7527806748.0,
      "total_employees": 8,
      "filing_date": "2025-03-30"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 6841292723.0,
      "total_employees": 12,
      "filing_date": "2026-09-03"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-10-01",
      "period_label": "October 2026",
      "notes": [
        "Registered or notice-filed in TX."
      ]
    },
    {
      "period": "2026-07-01",
      "period_label": "July 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-02-01",
      "period_label": "February 2026",
      "notes": [
        "Employees performing advisory functions went from 4 to 2.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 26, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": "0.25% to 2% a year",
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Flat fee: $500 to $5,000 (Financial Planning)"
    ],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: 0.25% to 2% a year (a range, as the brochure states it)"
        ],
        "quotes": [
          "Our annual fees for Portfolio Management Services are based upon a percentage of assets under management and generally range from 0.25% to 2.00%."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $500 to $5,000 (Financial Planning)"
        ],
        "quotes": [
          "Our Financial Planning fees are calculated and charged on a fixed fee basis, typically ranging from $500 to $5,000, depending on the specific arrangement reached with the client."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": [
        0.25,
        2.0
      ],
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "flat",
          "amount": null,
          "min": 500.0,
          "max": 5000.0,
          "period": "one_time",
          "service": "Financial Planning"
        }
      ]
    },
    "quotes": [
      "Our annual fees for Portfolio Management Services are based upon a percentage of assets under management and generally range from 0.25% to 2.00%.",
      "Our Financial Planning fees are calculated and charged on a fixed fee basis, typically ranging from $500 to $5,000, depending on the specific arrangement reached with the client."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Wilmington Savings Fund Society, FSB",
      "name_as_filed": "WILMINGTON SAVINGS FUND SOCIETY, FSB",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/imperial-fund-asset-management-llc-fort-lauderdale-fl-317525.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 32,
      "fewer_than_5": false,
      "raum": 976365.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 35,
      "fewer_than_5": false,
      "raum": 15914665.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": null,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": null,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": null,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 4,
      "fewer_than_5": false,
      "raum": 4508007103.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": null,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": null,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": null,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": null,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": null,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 20,
      "fewer_than_5": false,
      "raum": 2316394590.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": null,
      "fewer_than_5": false,
      "raum": 0.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/317525",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}