# Impact Investors

> Impact Investors is an SEC-registered investment advisory firm in Aptos, CA, registered since 2020, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 5, 2026.

- CRD: 289028
- Filed as: IMPACT INVESTORS
- Legal name: Impact Investors, Inc.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Aptos, CA
- Filing period: October 2026
- Form ADV filing dated: August 5, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/289028
- AdvisorCensus page: https://advisorcensus.com/firm/impact-investors-aptos-ca-289028

## Quick answers

**How is Impact Investors compensated?**
On its Form ADV (Item 5.E, October 2026), Impact Investors reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**How much does Impact Investors charge?**
Its Form ADV Part 2A brochure dated July 23, 2026 states: Subscription: $99 to $999 a month (ongoing fee for Ongoing Financial Planning); Flat fee: $1,000 to $100,000 (Financial Planning); Hourly rate: $300 an hour (hours worked in the event of early termination). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Impact Investors located?**
Impact Investors' principal office is in Aptos, CA, according to its Form ADV; the September 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Impact Investors registered with the SEC or a state?**
Impact Investors is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 289028.

**How much does Impact Investors manage?**
Impact Investors reports $318,228,152 in regulatory assets under management in its Form ADV filing dated August 5, 2026 (88% discretionary).

**How have Impact Investors' assets and staff changed since 2021?**
In the Form ADV data for Impact Investors: Regulatory assets under management: $221,645,500 in the October 2021 data and $318,228,152 in the October 2026 data, up 44%. Total employees: 5 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Impact Investors serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (168); high net worth individuals (52); pension and profit sharing plans (but not the plan participants or government pension plans) (16).

**Which custodians does Impact Investors use?**
Impact Investors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Impact Investors report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/289028

**What changed in Impact Investors' recent Form ADV filings?**
In the September 2026 filing data: Registered or notice-filed in NM.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated July 23, 2026)

- Subscription: $99 to $999 a month (ongoing fee for Ongoing Financial Planning)

> Ongoing Financial Planning consists of an initial planning fee ranging between $599 and $2999 and ongoing fee that is paid monthly, in arrears, at the rate of $99 ‐ $999 per month.

- Flat fee: $1,000 to $100,000 (Financial Planning)

> Financial Planning is offered on a fixed fee basis. The fixed fee will be agreed upon before the start of any work. The fixed fee can range between $1,000 and $100,000.

- Hourly rate: $300 an hour (hours worked in the event of early termination)

> In the event of early termination, the client will be billed for the hours worked at a rate of $300 per hour.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $318,228,152
- Discretionary: $279,809,783
- Non-discretionary: $38,418,369

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 168 | $97,295,909 |
| High net worth individuals | 52 | $182,779,117 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 16 | $35,550,016 |
| Charitable organizations | 1 | $2,038,225 |
| Other | 3 | $564,885 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2020 (6 years)
- Employees: 9 total, 8 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, CO, IL, NM, NY, OR, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the September 2026 filing
- San Diego, CA

### Websites listed on Form ADV (Item 1.I)
- [theimpactinvestors.com](https://theimpactinvestors.com)
- Facebook @theimpactinvestors
- LinkedIn @the-impact-investors
- X @theimpactinv

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $221,645,500 | 5 | March 30, 2021 |
| October 2022 | $258,233,173 | 5 | September 26, 2022 |
| October 2023 | $239,153,493 | 4 | September 28, 2023 |
| October 2024 | $267,931,954 | 5 | February 21, 2024 |
| October 2025 | $282,957,322 | 8 | April 29, 2025 |
| October 2026 | $318,228,152 | 9 | August 5, 2026 |

Regulatory assets under management: $221,645,500 in the October 2021 data and $318,228,152 in the October 2026 data, up 44%.
Total employees: 5 in October 2021 and 9 in October 2026.

## Changes in the filing (last 12 months)

### September 2026
- Registered or notice-filed in NM.

### August 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Regulatory assets under management went from $282,957,322 to $318,228,152 (+12%).

### January 2026
- No longer registered or notice-filed in MI, OH.

### December 2025
- Registered or notice-filed in AZ.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Impact Investors (CRD 289028): Form ADV filing data as of October 2026.