{ "crd_number": 305411, "slug": "illumen-capital-management-llc-oakland-ca-305411", "primary_business_name": "ILLUMEN CAPITAL MANAGEMENT, LLC", "legal_name": "ILLUMEN CAPITAL MANAGEMENT, LLC", "dbas": [], "city": "Oakland", "state": "CA", "country": "United States", "cbsa_code": "41860", "metro": { "cbsa_code": "41860", "common_name": "San Francisco", "msa_name": "San Francisco-Oakland-Fremont, CA", "path": "/advisors/ca/san-francisco" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2022-04-28", "years_registered": 4, "period": "2026-10-01", "filing_date": "2026-03-31", "carried_forward": false, "raum_total": 294856723.0, "raum_discretionary": 294856723.0, "raum_non_discretionary": 0.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 10, "advisory_employees": 4, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 294856723.0, "count": 6 } }, "compensation_types": [ "other", "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CA" ], "websites": [ "https://illumencapital.com", "https://linkedin.com/company/illumen-capital", "https://twitter.com/illumencapital?lang=en" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/305411", "city_as_filed": "OAKLAND", "url": "https://advisorcensus.com/firm/illumen-capital-management-llc-oakland-ca-305411", "display_name": "Illumen Capital Management, LLC", "summary": "Illumen Capital Management, LLC is an SEC-registered investment advisory firm in Oakland, CA, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.", "citation": "AdvisorCensus. Illumen Capital Management, LLC (CRD 305411): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Other" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Illumen Capital Management, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Illumen Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management; other. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Illumen Capital Management, LLC located?", "a": "Illumen Capital Management, LLC's principal office is in Oakland, CA, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Illumen Capital Management, LLC registered with the SEC or a state?", "a": "Illumen Capital Management, LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 305411." }, { "q": "How much does Illumen Capital Management, LLC manage?", "a": "Illumen Capital Management, LLC reports $294,856,723 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary)." }, { "q": "How have Illumen Capital Management, LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Illumen Capital Management, LLC: Regulatory assets under management: $150,024,138 in the October 2022 data and $294,856,723 in the October 2026 data, up 97%. Total employees: 7 in October 2022 and 10 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Illumen Capital Management, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (6)." }, { "q": "Does Illumen Capital Management, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/305411" } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": null, "total_employees": null, "filing_date": "2021-03-30" }, { "period": "2022-10-01", "regulatory_assets_under_management": 150024138.0, "total_employees": 7, "filing_date": "2022-03-28" }, { "period": "2023-10-01", "regulatory_assets_under_management": 243264124.0, "total_employees": 8, "filing_date": "2023-05-31" }, { "period": "2024-10-01", "regulatory_assets_under_management": 277602529.0, "total_employees": 10, "filing_date": "2024-03-26" }, { "period": "2025-10-01", "regulatory_assets_under_management": 274477295.0, "total_employees": 11, "filing_date": "2025-03-26" }, { "period": "2026-10-01", "regulatory_assets_under_management": 294856723.0, "total_employees": 10, "filing_date": "2026-03-31" } ], "recent_changes": [], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/illumen-capital-management-llc-oakland-ca-305411.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 6, "fewer_than_5": false, "raum": 294856723.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/305411", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }