# IGW Advisory Investment Management LLC

> IGW Advisory Investment Management LLC is an SEC-registered investment advisory firm in Los Angeles, CA, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 28, 2026.

- CRD: 333479
- Filed as: IGW ADVISORY INVESTMENT MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Los Angeles, CA
- Filing period: October 2026
- Form ADV filing dated: August 28, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/333479
- AdvisorCensus page: https://advisorcensus.com/firm/igw-advisory-investment-management-llc-los-angeles-ca-333479

## Quick answers

**How is IGW Advisory Investment Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), IGW Advisory Investment Management LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is IGW Advisory Investment Management LLC located?**
IGW Advisory Investment Management LLC's principal office is in Los Angeles, CA, according to its Form ADV.

**Is IGW Advisory Investment Management LLC registered with the SEC or a state?**
IGW Advisory Investment Management LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 333479.

**How much does IGW Advisory Investment Management LLC manage?**
IGW Advisory Investment Management LLC reports $170,515,836 in regulatory assets under management in its Form ADV filing dated August 28, 2026 (100% discretionary).

**What types of clients does IGW Advisory Investment Management LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (29).

**Which custodians does IGW Advisory Investment Management LLC use?**
IGW Advisory Investment Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Brown Brothers Harriman Investments, LLC and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does IGW Advisory Investment Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/333479

**What changed in IGW Advisory Investment Management LLC's recent Form ADV filings?**
In the September 2026 filing data: Employees performing advisory functions went from 4 to 5. Regulatory assets under management went from $145,088,903 to $170,515,836 (+18%). Registered or notice-filed in CA. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- Brown Brothers Harriman Investments, LLC
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $170,515,836
- Discretionary: $170,515,836
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 29 | $170,515,836 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2025 (0 years)
- Employees: 7 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- igwadvisory.com

## Changes in the filing (last 12 months)

### September 2026
- Employees performing advisory functions went from 4 to 5.
- Regulatory assets under management went from $145,088,903 to $170,515,836 (+18%).
- Registered or notice-filed in CA.
- Updated its list of owners and control persons (Schedule A).

### May 2026
- Employees performing advisory functions went from 2 to 4.
- Updated its list of owners and control persons (Schedule A).

### December 2025
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. IGW Advisory Investment Management LLC (CRD 333479): Form ADV filing data as of October 2026.