{ "crd_number": 333479, "slug": "igw-advisory-investment-management-llc-los-angeles-ca-333479", "primary_business_name": "IGW ADVISORY INVESTMENT MANAGEMENT LLC", "legal_name": "IGW ADVISORY INVESTMENT MANAGEMENT LLC", "dbas": [], "city": "Los Angeles", "state": "CA", "country": "United States", "cbsa_code": "31080", "metro": { "cbsa_code": "31080", "common_name": "Los Angeles", "msa_name": "Los Angeles-Long Beach-Anaheim, CA", "path": "/advisors/ca/los-angeles" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2025-12-12", "years_registered": 0, "period": "2026-10-01", "filing_date": "2026-08-28", "carried_forward": false, "raum_total": 170515836.0, "raum_discretionary": 170515836.0, "raum_non_discretionary": 0.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 7, "advisory_employees": 5, "client_count_bucket": null, "clients_by_type": { "high_net_worth_individuals": { "raum": 170515836.0, "count": 29 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "financial_planning", "portfolio_management_businesses_institutional", "portfolio_management_individuals" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CA", "TX" ], "websites": [ "https://igwadvisory.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/333479", "city_as_filed": "LOS ANGELES", "url": "https://advisorcensus.com/firm/igw-advisory-investment-management-llc-los-angeles-ca-333479", "display_name": "IGW Advisory Investment Management LLC", "summary": "IGW Advisory Investment Management LLC is an SEC-registered investment advisory firm in Los Angeles, CA, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 28, 2026.", "citation": "AdvisorCensus. IGW Advisory Investment Management LLC (CRD 333479): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Portfolio management for businesses (other than small businesses) or institutional clients" ], "quick_answers": [ { "q": "How is IGW Advisory Investment Management LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), IGW Advisory Investment Management LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is IGW Advisory Investment Management LLC located?", "a": "IGW Advisory Investment Management LLC's principal office is in Los Angeles, CA, according to its Form ADV." }, { "q": "Is IGW Advisory Investment Management LLC registered with the SEC or a state?", "a": "IGW Advisory Investment Management LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 333479." }, { "q": "How much does IGW Advisory Investment Management LLC manage?", "a": "IGW Advisory Investment Management LLC reports $170,515,836 in regulatory assets under management in its Form ADV filing dated August 28, 2026 (100% discretionary)." }, { "q": "What types of clients does IGW Advisory Investment Management LLC serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (29)." }, { "q": "Which custodians does IGW Advisory Investment Management LLC use?", "a": "IGW Advisory Investment Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Brown Brothers Harriman Investments, LLC and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does IGW Advisory Investment Management LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/333479" }, { "q": "What changed in IGW Advisory Investment Management LLC's recent Form ADV filings?", "a": "In the September 2026 filing data: Employees performing advisory functions went from 4 to 5. Regulatory assets under management went from $145,088,903 to $170,515,836 (+18%). Registered or notice-filed in CA. Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [], "recent_changes": [ { "period": "2026-09-01", "period_label": "September 2026", "notes": [ "Employees performing advisory functions went from 4 to 5.", "Regulatory assets under management went from $145,088,903 to $170,515,836 (+18%).", "Registered or notice-filed in CA.", "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2026-05-01", "period_label": "May 2026", "notes": [ "Employees performing advisory functions went from 2 to 4.", "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2025-12-01", "period_label": "December 2025", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Brown Brothers Harriman Investments, LLC", "name_as_filed": "BROWN BROTHERS HARRIMAN INVESTMENTS, LLC", "affiliated": false }, { "name": "Fidelity Brokerage Services LLC", "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/igw-advisory-investment-management-llc-los-angeles-ca-333479.md", "clients": [ { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 29, "fewer_than_5": false, "raum": 170515836.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/333479", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }