{
  "crd_number": 301819,
  "slug": "ieq-capital-llc-foster-city-ca-301819",
  "primary_business_name": "IEQ CAPITAL, LLC",
  "legal_name": "IEQ CAPITAL, LLC",
  "dbas": [
    "EPIQ CAPITAL GROUP, LLC"
  ],
  "city": "Foster City",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "41860",
  "metro": {
    "cbsa_code": "41860",
    "common_name": "San Francisco",
    "msa_name": "San Francisco-Oakland-Fremont, CA",
    "path": "/advisors/ca/san-francisco"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2019-05-14",
  "years_registered": 7,
  "period": "2026-10-01",
  "filing_date": "2026-06-09",
  "carried_forward": false,
  "raum_total": 56765635111.0,
  "raum_discretionary": 46242350163.0,
  "raum_non_discretionary": 10523284948.0,
  "raum_band": "over_5b",
  "raum_band_label": "Over $5 billion",
  "total_employees": 266,
  "advisory_employees": 193,
  "client_count_bucket": null,
  "clients_by_type": {
    "charitable": {
      "raum": 226367132.0,
      "count": 9
    },
    "high_net_worth_individuals": {
      "raum": 56539267979.0,
      "count": 2300
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "educational_seminars",
    "financial_planning",
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 2,
  "states_registered": [
    "AZ",
    "CA",
    "CO",
    "CT",
    "DE",
    "FL",
    "GA",
    "HI",
    "IA",
    "ID",
    "IL",
    "IN",
    "KS",
    "KY",
    "LA",
    "MA",
    "MD",
    "MI",
    "MN",
    "MO",
    "MT",
    "NC",
    "NH",
    "NJ",
    "NV",
    "NY",
    "OH",
    "OR",
    "PA",
    "SC",
    "SD",
    "TN",
    "TX",
    "UT",
    "VA",
    "WA",
    "WI",
    "WY"
  ],
  "websites": [
    "https://ieqcapital.com",
    "https://linkedin.com/company/ieqcapital/mycompany",
    "https://linkedin.com/in/ieq-capital-4b9974187"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/301819",
  "disclosure_items": [
    {
      "item": "11.D(1)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?"
    },
    {
      "item": "11.D(5)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?"
    }
  ],
  "city_as_filed": "FOSTER CITY",
  "url": "https://advisorcensus.com/firm/ieq-capital-llc-foster-city-ca-301819",
  "display_name": "IEQ Capital, LLC",
  "summary": "IEQ Capital, LLC is an SEC-registered investment advisory firm in Foster City, CA, registered since 2019, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated June 9, 2026.",
  "citation": "AdvisorCensus. IEQ Capital, LLC (CRD 301819): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)",
    "Educational seminars/workshops"
  ],
  "quick_answers": [
    {
      "q": "How is IEQ Capital, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), IEQ Capital, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is IEQ Capital, LLC located?",
      "a": "IEQ Capital, LLC's principal office is in Foster City, CA, according to its Form ADV; the July 2026 filing also lists 10 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is IEQ Capital, LLC registered with the SEC or a state?",
      "a": "IEQ Capital, LLC is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 301819."
    },
    {
      "q": "How much does IEQ Capital, LLC manage?",
      "a": "IEQ Capital, LLC reports $56,765,635,111 in regulatory assets under management in its Form ADV filing dated June 9, 2026 (81% discretionary)."
    },
    {
      "q": "How have IEQ Capital, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for IEQ Capital, LLC: Regulatory assets under management: $11,591,748,729 in the October 2021 data and $56,765,635,111 in the October 2026 data, up 390%. Total employees: 71 in October 2021 and 266 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does IEQ Capital, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (2,300); charitable organizations (9)."
    },
    {
      "q": "Which custodians does IEQ Capital, LLC use?",
      "a": "IEQ Capital, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does IEQ Capital, LLC report any disciplinary disclosures?",
      "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(1) (another regulator's finding of a false statement or omission, or of dishonest, unfair, or unethical conduct) and 11.D(5) (another regulator's denial, suspension, or revocation of a registration or license, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/301819"
    },
    {
      "q": "What changed in IEQ Capital, LLC's recent Form ADV filings?",
      "a": "In the July 2026 filing data: Changed its office addresses in San Francisco, CA. Added an office in Carmel, CA."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 11591748729.0,
      "total_employees": 71,
      "filing_date": "2021-03-29"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 17791397748.0,
      "total_employees": 81,
      "filing_date": "2022-03-25"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 18535663873.0,
      "total_employees": 120,
      "filing_date": "2023-08-02"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 23584354606.0,
      "total_employees": 156,
      "filing_date": "2024-07-02"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 35380260418.0,
      "total_employees": 222,
      "filing_date": "2025-05-23"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 56765635111.0,
      "total_employees": 266,
      "filing_date": "2026-06-09"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-07-01",
      "period_label": "July 2026",
      "notes": [
        "Changed its office addresses in San Francisco, CA.",
        "Added an office in Carmel, CA."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 140 to 193.",
        "Regulatory assets under management went from $35,380,260,418 to $56,765,635,111 (+60%).",
        "Added an office in St. Louis, MO.",
        "No longer lists an office in Clayton, MO.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-02-01",
      "period_label": "February 2026",
      "notes": [
        "Registered or notice-filed in IA, OH."
      ]
    },
    {
      "period": "2025-11-01",
      "period_label": "November 2025",
      "notes": [
        "Changed its office addresses in Los Angeles, CA.",
        "Changed its office addresses in San Francisco, CA.",
        "Added an office in New York, NY.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "National Financial Services LLC",
      "name_as_filed": "NATIONAL FINANCIAL SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/ieq-capital-llc-foster-city-ca-301819.md",
  "clients": [
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 2300,
      "fewer_than_5": false,
      "raum": 56539267979.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 9,
      "fewer_than_5": false,
      "raum": 226367132.0
    }
  ],
  "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/301819",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}