# ICW Holdings, LLC

> ICW Holdings, LLC is an SEC-registered investment advisory firm in Brooklyn, NY, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 319296
- Filed as: ICW HOLDINGS, LLC
- Also doing business as: ICW, ICW HOLDINGS
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Brooklyn, NY
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/319296
- AdvisorCensus page: https://advisorcensus.com/firm/icw-holdings-llc-brooklyn-ny-319296

## Quick answers

**How is ICW Holdings, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), ICW Holdings, LLC reports these compensation arrangements: a percentage of assets under its management; subscription fees (for a newsletter or periodical); fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is ICW Holdings, LLC located?**
ICW Holdings, LLC's principal office is in Brooklyn, NY, according to its Form ADV.

**Is ICW Holdings, LLC registered with the SEC or a state?**
ICW Holdings, LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 319296.

**How much does ICW Holdings, LLC manage?**
ICW Holdings, LLC reports $136,214,815 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (47% discretionary).

**How have ICW Holdings, LLC's assets and staff changed since 2023?**
In the Form ADV data for ICW Holdings, LLC: Regulatory assets under management: $30,655,416 in the October 2023 data and $136,214,815 in the October 2026 data, up 344%. Total employees: 1 in October 2023 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does ICW Holdings, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (24); corporations or other businesses not listed above (11); pooled investment vehicles (other than investment companies and business development companies) (1).

**Which custodians does ICW Holdings, LLC use?**
ICW Holdings, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Interactive Brokers LLC as custodians holding 10% or more of its separately managed account assets.

**Does ICW Holdings, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/319296

**What changed in ICW Holdings, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 1 to 5. Regulatory assets under management went from $107,706,913 to $136,214,815 (+26%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Subscription fees (for a newsletter or periodical)
- Fixed fees (other than subscription fees)
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Interactive Brokers LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $136,214,815
- Discretionary: $64,374,565
- Non-discretionary: $71,840,250

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $35,944 |
| High net worth individuals | 24 | $25,272,067 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $67,740,395 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | Fewer than 5 | $11,257,076 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 11 | $31,909,333 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Publication of periodicals or newsletters

### Firm details
- Registered since: 2023 (3 years)
- Employees: 7 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [icwinvest.co](https://icwinvest.co)
- LinkedIn @icw-holdings-llc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $30,655,416 | 1 | July 21, 2023 |
| October 2024 | $41,375,893 | 2 | March 26, 2024 |
| October 2025 | $107,706,913 | 6 | March 31, 2025 |
| October 2026 | $136,214,815 | 7 | March 31, 2026 |

Regulatory assets under management: $30,655,416 in the October 2023 data and $136,214,815 in the October 2026 data, up 344%.
Total employees: 1 in October 2023 and 7 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 1 to 5.
- Regulatory assets under management went from $107,706,913 to $136,214,815 (+26%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. ICW Holdings, LLC (CRD 319296): Form ADV filing data as of October 2026.