{
  "crd_number": 159198,
  "slug": "iconiq-capital-llc-san-francisco-ca-159198",
  "primary_business_name": "ICONIQ CAPITAL, LLC",
  "legal_name": "ICONIQ CAPITAL, LLC",
  "dbas": [
    "ICONIQ CAPITAL",
    "ICONIQ CAPITAL GROUP",
    "ICONIQ STRATEGIC MANAGEMENT",
    "ICONIQ STRATEGIC PARTNERS"
  ],
  "city": "San Francisco",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "41860",
  "metro": {
    "cbsa_code": "41860",
    "common_name": "San Francisco",
    "msa_name": "San Francisco-Oakland-Fremont, CA",
    "path": "/advisors/ca/san-francisco"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2011-12-01",
  "years_registered": 14,
  "period": "2026-10-01",
  "filing_date": "2026-08-12",
  "carried_forward": false,
  "raum_total": 117526862202.0,
  "raum_discretionary": 85817396661.0,
  "raum_non_discretionary": 31709465541.0,
  "raum_band": "over_5b",
  "raum_band_label": "Over $5 billion",
  "total_employees": 513,
  "advisory_employees": 158,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "other": {
      "raum": 0.0,
      "count": 0,
      "description": "NA",
      "fewer_than_5": true
    },
    "charitable": {
      "raum": 24109324771.0,
      "count": 113
    },
    "individuals": {
      "raum": 0.0,
      "count": 0,
      "fewer_than_5": true
    },
    "banking_thrift": {
      "raum": 0.0,
      "count": 0,
      "fewer_than_5": true
    },
    "state_municipal": {
      "raum": 0.0,
      "count": 0,
      "fewer_than_5": true
    },
    "insurance_companies": {
      "raum": 0.0,
      "count": 0,
      "fewer_than_5": true
    },
    "investment_companies": {
      "raum": 0.0,
      "count": 0
    },
    "pension_profit_sharing": {
      "raum": 0.0,
      "count": 0,
      "fewer_than_5": true
    },
    "other_investment_advisers": {
      "raum": 0.0,
      "count": 0,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 10772012501.0,
      "count": 380
    },
    "pooled_investment_vehicles": {
      "raum": 82645524930.0,
      "count": 353
    },
    "corporations_other_businesses": {
      "raum": 0.0,
      "count": 0,
      "fewer_than_5": true
    },
    "business_development_companies": {
      "raum": 0.0,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": 0.0,
      "count": 0,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "other",
    "portfolio_management_individuals",
    "portfolio_management_pooled_vehicles",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "FL",
    "NY",
    "TX"
  ],
  "websites": [
    "https://compass.iconiqcapital.com",
    "https://compass.iconiqgrowth.com",
    "https://facebook.com/ICONIQ-CAPITAL-374914372521947",
    "https://iconiq.com",
    "https://iconiqcapital.com",
    "https://iconiqgrowth.com",
    "https://iconiqideas.com",
    "https://instagram.com/iconiqcapital",
    "https://instagram.com/iconiqgrowth",
    "https://linkedin.com/company/iconiq-capital-llc",
    "https://linkedin.com/showcase/iconiq-impact",
    "https://medium.com/iconiq-growth",
    "https://twitter.com/ICONIQCAPITAL",
    "https://twitter.com/ICONIQGrowth",
    "https://twitter.com/ICONIQSTRATEGIC",
    "https://twitter.com/ICONIQ_CAPITAL",
    "https://twitter.com/ICONIQ_ISP",
    "https://vimeo.com/iconiqcapital",
    "https://youtube.com/@ICONIQCapital"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/159198",
  "city_as_filed": "SAN FRANCISCO",
  "url": "https://advisorcensus.com/firm/iconiq-capital-llc-san-francisco-ca-159198",
  "display_name": "Iconiq Capital, LLC",
  "summary": "Iconiq Capital, LLC is an SEC-registered investment advisory firm in San Francisco, CA, registered since 2011, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated August 12, 2026.",
  "citation": "AdvisorCensus. Iconiq Capital, LLC (CRD 159198): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Selection of other advisers (including private fund managers)",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Iconiq Capital, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Iconiq Capital, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Iconiq Capital, LLC located?",
      "a": "Iconiq Capital, LLC's principal office is in San Francisco, CA, according to its Form ADV; the September 2026 filing also lists 2 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Iconiq Capital, LLC registered with the SEC or a state?",
      "a": "Iconiq Capital, LLC is an SEC-registered investment advisory firm, registered since 2011. Status as filed: Approved. CRD 159198."
    },
    {
      "q": "How much does Iconiq Capital, LLC manage?",
      "a": "Iconiq Capital, LLC reports $117,526,862,202 in regulatory assets under management in its Form ADV filing dated August 12, 2026 (73% discretionary)."
    },
    {
      "q": "How have Iconiq Capital, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Iconiq Capital, LLC: Regulatory assets under management: $60,542,420,314 in the October 2021 data and $117,526,862,202 in the October 2026 data, up 94%. Total employees: 293 in October 2021 and 513 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Iconiq Capital, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (380); pooled investment vehicles (other than investment companies and business development companies) (353); charitable organizations (113)."
    },
    {
      "q": "Which custodians does Iconiq Capital, LLC use?",
      "a": "Iconiq Capital, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc., Citigroup Global Markets Inc. and National Financial Services LLC as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Iconiq Capital, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/159198"
    },
    {
      "q": "What changed in Iconiq Capital, LLC's recent Form ADV filings?",
      "a": "In the May 2026 filing data: Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 60542420314.0,
      "total_employees": 293,
      "filing_date": "2021-03-30"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 89112612606.0,
      "total_employees": 378,
      "filing_date": "2022-08-25"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 77239703492.0,
      "total_employees": 452,
      "filing_date": "2023-07-31"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 84187372139.0,
      "total_employees": 451,
      "filing_date": "2024-07-17"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 95050705302.0,
      "total_employees": 463,
      "filing_date": "2025-03-27"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 117526862202.0,
      "total_employees": 513,
      "filing_date": "2026-08-12"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-05-01",
      "period_label": "May 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $95,050,705,302 to $117,526,862,202 (+24%).",
        "Employees performing advisory functions went from 136 to 158."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "Citigroup Global Markets Inc.",
      "name_as_filed": "CITIGROUP GLOBAL MARKETS INC.",
      "affiliated": false
    },
    {
      "name": "National Financial Services LLC",
      "name_as_filed": "NATIONAL FINANCIAL SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/iconiq-capital-llc-san-francisco-ca-159198.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 0,
      "fewer_than_5": true,
      "raum": 0.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 380,
      "fewer_than_5": false,
      "raum": 10772012501.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 0,
      "fewer_than_5": true,
      "raum": 0.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 353,
      "fewer_than_5": false,
      "raum": 82645524930.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 0,
      "fewer_than_5": true,
      "raum": 0.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 113,
      "fewer_than_5": false,
      "raum": 24109324771.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 0,
      "fewer_than_5": true,
      "raum": 0.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 0,
      "fewer_than_5": true,
      "raum": 0.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 0,
      "fewer_than_5": true,
      "raum": 0.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 0,
      "fewer_than_5": true,
      "raum": 0.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 0,
      "fewer_than_5": true,
      "raum": 0.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 0,
      "fewer_than_5": true,
      "raum": 0.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/159198",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}