# Icon Advisers, Inc.

> Icon Advisers, Inc. is an SEC-registered investment advisory firm in Greenwood Village, CO, registered since 1991, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated May 26, 2026.

- CRD: 108268
- Filed as: ICON ADVISERS, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Greenwood Village, CO
- Filing period: October 2026
- Form ADV filing dated: May 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/108268
- AdvisorCensus page: https://advisorcensus.com/firm/icon-advisers-inc-greenwood-village-co-108268

## Quick answers

**How is Icon Advisers, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Icon Advisers, Inc. reports these compensation arrangements: a percentage of assets under its management; other.

**Where is Icon Advisers, Inc. located?**
Icon Advisers, Inc.'s principal office is in Greenwood Village, CO, according to its Form ADV.

**Is Icon Advisers, Inc. registered with the SEC or a state?**
Icon Advisers, Inc. is an SEC-registered investment advisory firm, registered since 1991. Status as filed: Approved. CRD 108268.

**How much does Icon Advisers, Inc. manage?**
Icon Advisers, Inc. reports $875,902,913 in regulatory assets under management in its Form ADV filing dated May 26, 2026 (100% discretionary).

**How have Icon Advisers, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Icon Advisers, Inc.: Regulatory assets under management: $836,891,714 in the October 2021 data and $875,902,913 in the October 2026 data, up 5%. Total employees: 18 in October 2021 and 14 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Icon Advisers, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (283); high net worth individuals (7); investment companies (7).

**Which custodians does Icon Advisers, Inc. use?**
Icon Advisers, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Innovayte as custodians holding 10% or more of its separately managed account assets.

**Does Icon Advisers, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/108268

**What changed in Icon Advisers, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $793,555,660 to $875,902,913 (+10%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Other

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Innovayte

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $875,902,913
- Discretionary: $875,902,913
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 283 | $3,617,499 |
| High net worth individuals | 7 | $89,102,429 |
| Investment companies | 7 | $783,182,985 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (and business development companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other

### Firm details
- Registered since: 1991 (35 years)
- Employees: 14 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AK, AL, AZ, CA, CO, DC, FL, HI, IL, LA, MD, MI, MO, NE, NJ, NY, OH, OR, PA, PR, SC, TX, VA, VI, WA, WI, WY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- iconadvisers.com
- iconfunds.com
- investwithicon.com
- LinkedIn @ICON-ADVISERS

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $836,891,714 | 18 | September 29, 2021 |
| October 2022 | $805,003,507 | 17 | September 19, 2022 |
| October 2023 | $653,142,762 | 13 | March 23, 2023 |
| October 2024 | $719,415,539 | 14 | March 28, 2024 |
| October 2025 | $793,555,660 | 13 | March 27, 2025 |
| October 2026 | $875,902,913 | 14 | May 26, 2026 |

Regulatory assets under management: $836,891,714 in the October 2021 data and $875,902,913 in the October 2026 data, up 5%.
Total employees: 18 in October 2021 and 14 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $793,555,660 to $875,902,913 (+10%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Icon Advisers, Inc. (CRD 108268): Form ADV filing data as of October 2026.