{
  "crd_number": 108268,
  "slug": "icon-advisers-inc-greenwood-village-co-108268",
  "primary_business_name": "ICON ADVISERS, INC.",
  "legal_name": "ICON ADVISERS, INC.",
  "dbas": [],
  "city": "Greenwood Village",
  "state": "CO",
  "country": "United States",
  "cbsa_code": "19740",
  "metro": {
    "cbsa_code": "19740",
    "common_name": "Denver",
    "msa_name": "Denver-Aurora-Centennial, CO",
    "path": "/advisors/co/denver"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "1991-05-17",
  "years_registered": 35,
  "period": "2026-10-01",
  "filing_date": "2026-05-26",
  "carried_forward": false,
  "raum_total": 875902913.0,
  "raum_discretionary": 875902913.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 14,
  "advisory_employees": 5,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 3617499.0,
      "count": 283
    },
    "investment_companies": {
      "raum": 783182985.0,
      "count": 7
    },
    "high_net_worth_individuals": {
      "raum": 89102429.0,
      "count": 7
    }
  },
  "compensation_types": [
    "other",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "other",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "portfolio_management_investment_companies"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AK",
    "AL",
    "AZ",
    "CA",
    "CO",
    "DC",
    "FL",
    "HI",
    "IL",
    "LA",
    "MD",
    "MI",
    "MO",
    "NE",
    "NJ",
    "NY",
    "OH",
    "OR",
    "PA",
    "PR",
    "SC",
    "TX",
    "VA",
    "VI",
    "WA",
    "WI",
    "WY"
  ],
  "websites": [
    "https://iconadvisers.com",
    "https://iconfunds.com",
    "https://investwithicon.com",
    "https://linkedin.com/COMPANY/ICON-ADVISERS"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/108268",
  "city_as_filed": "GREENWOOD VILLAGE",
  "url": "https://advisorcensus.com/firm/icon-advisers-inc-greenwood-village-co-108268",
  "display_name": "Icon Advisers, Inc.",
  "summary": "Icon Advisers, Inc. is an SEC-registered investment advisory firm in Greenwood Village, CO, registered since 1991, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated May 26, 2026.",
  "citation": "AdvisorCensus. Icon Advisers, Inc. (CRD 108268): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Other"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for investment companies (and business development companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Icon Advisers, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Icon Advisers, Inc. reports these compensation arrangements: a percentage of assets under its management; other."
    },
    {
      "q": "Where is Icon Advisers, Inc. located?",
      "a": "Icon Advisers, Inc.'s principal office is in Greenwood Village, CO, according to its Form ADV."
    },
    {
      "q": "Is Icon Advisers, Inc. registered with the SEC or a state?",
      "a": "Icon Advisers, Inc. is an SEC-registered investment advisory firm, registered since 1991. Status as filed: Approved. CRD 108268."
    },
    {
      "q": "How much does Icon Advisers, Inc. manage?",
      "a": "Icon Advisers, Inc. reports $875,902,913 in regulatory assets under management in its Form ADV filing dated May 26, 2026 (100% discretionary)."
    },
    {
      "q": "How have Icon Advisers, Inc.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for Icon Advisers, Inc.: Regulatory assets under management: $836,891,714 in the October 2021 data and $875,902,913 in the October 2026 data, up 5%. Total employees: 18 in October 2021 and 14 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Icon Advisers, Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (283); high net worth individuals (7); investment companies (7)."
    },
    {
      "q": "Which custodians does Icon Advisers, Inc. use?",
      "a": "Icon Advisers, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Innovayte as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Icon Advisers, Inc. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/108268"
    },
    {
      "q": "What changed in Icon Advisers, Inc.'s recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $793,555,660 to $875,902,913 (+10%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 836891714.0,
      "total_employees": 18,
      "filing_date": "2021-09-29"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 805003507.0,
      "total_employees": 17,
      "filing_date": "2022-09-19"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 653142762.0,
      "total_employees": 13,
      "filing_date": "2023-03-23"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 719415539.0,
      "total_employees": 14,
      "filing_date": "2024-03-28"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 793555660.0,
      "total_employees": 13,
      "filing_date": "2025-03-27"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 875902913.0,
      "total_employees": 14,
      "filing_date": "2026-05-26"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $793,555,660 to $875,902,913 (+10%)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "Innovayte",
      "name_as_filed": "INNOVAYTE",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/icon-advisers-inc-greenwood-village-co-108268.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 283,
      "fewer_than_5": false,
      "raum": 3617499.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 7,
      "fewer_than_5": false,
      "raum": 89102429.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 7,
      "fewer_than_5": false,
      "raum": 783182985.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/108268",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}