{
  "crd_number": 162589,
  "slug": "icg-investments-inc-new-york-ny-162589",
  "primary_business_name": "ICG INVESTMENTS INC",
  "legal_name": "ICG INVESTMENTS INC",
  "dbas": [],
  "city": "New York",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "35620",
  "metro": {
    "cbsa_code": "35620",
    "common_name": "New York",
    "msa_name": "New York-Newark-Jersey City, NY-NJ",
    "path": "/advisors/ny/new-york"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2014-01-24",
  "years_registered": 12,
  "period": "2026-10-01",
  "filing_date": "2026-07-23",
  "carried_forward": false,
  "raum_total": 49687036125.0,
  "raum_discretionary": 49687036125.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "over_5b",
  "raum_band_label": "Over $5 billion",
  "total_employees": 94,
  "advisory_employees": 54,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "insurance_companies": {
      "raum": 6130804.0,
      "count": 2,
      "fewer_than_5": true
    },
    "pooled_investment_vehicles": {
      "raum": 49680905321.0,
      "count": 113
    }
  },
  "compensation_types": [
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "portfolio_management_businesses_institutional",
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "NY"
  ],
  "websites": [
    "https://icgam.com",
    "https://instagram.com/icgplc",
    "https://linkedin.com/company/icg-plc",
    "https://vimeo.com/icgplc",
    "https://x.com/icgplc",
    "https://youtube.com/@ICGplc"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/162589",
  "city_as_filed": "NEW YORK",
  "url": "https://advisorcensus.com/firm/icg-investments-inc-new-york-ny-162589",
  "display_name": "ICG Investments Inc",
  "summary": "ICG Investments Inc is an SEC-registered investment advisory firm in New York, NY, registered since 2014, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated July 23, 2026.",
  "citation": "AdvisorCensus. ICG Investments Inc (CRD 162589): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is ICG Investments Inc compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), ICG Investments Inc reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is ICG Investments Inc located?",
      "a": "ICG Investments Inc's principal office is in New York, NY, according to its Form ADV; the August 2026 filing also lists 4 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is ICG Investments Inc registered with the SEC or a state?",
      "a": "ICG Investments Inc is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 162589."
    },
    {
      "q": "How much does ICG Investments Inc manage?",
      "a": "ICG Investments Inc reports $49,687,036,125 in regulatory assets under management in its Form ADV filing dated July 23, 2026 (100% discretionary)."
    },
    {
      "q": "How have ICG Investments Inc's assets and staff changed since 2021?",
      "a": "In the Form ADV data for ICG Investments Inc: Regulatory assets under management: $13,842,746,623 in the October 2021 data and $49,687,036,125 in the October 2026 data, up 259%. Total employees: 180 in October 2021 and 94 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does ICG Investments Inc serve?",
      "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (113); insurance companies (2)."
    },
    {
      "q": "Which custodians does ICG Investments Inc use?",
      "a": "ICG Investments Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists JP Morgan Chase N.A. and U.S. Bank NA as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does ICG Investments Inc report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/162589"
    },
    {
      "q": "What changed in ICG Investments Inc's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 51 to 54. Regulatory assets under management went from $37,743,231,034 to $49,687,036,125 (+32%). Added an office in Copenhagen. Added an office in Warsaw. No longer lists an office in Milano."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 13842746623.0,
      "total_employees": 180,
      "filing_date": "2021-03-31"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 18532068492.0,
      "total_employees": 181,
      "filing_date": "2022-09-16"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 23554384692.0,
      "total_employees": 173,
      "filing_date": "2023-07-13"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 30393452037.0,
      "total_employees": 140,
      "filing_date": "2024-07-23"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 37743231034.0,
      "total_employees": 143,
      "filing_date": "2025-03-31"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 49687036125.0,
      "total_employees": 94,
      "filing_date": "2026-07-23"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 51 to 54.",
        "Regulatory assets under management went from $37,743,231,034 to $49,687,036,125 (+32%).",
        "Added an office in Copenhagen.",
        "Added an office in Warsaw.",
        "No longer lists an office in Milano."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Changed its legal name from Intermediate Capital Group, Inc to ICG Investments Inc."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "JP Morgan Chase N.A.",
      "name_as_filed": "JP MORGAN CHASE N.A.",
      "affiliated": false
    },
    {
      "name": "U.S. Bank NA",
      "name_as_filed": "U.S. BANK NA",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/icg-investments-inc-new-york-ny-162589.md",
  "clients": [
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 113,
      "fewer_than_5": false,
      "raum": 49680905321.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 2,
      "fewer_than_5": true,
      "raum": 6130804.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/162589",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}